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Nasdaq · USD

VKTX

Viking Therapeutics, Inc.

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Tapewire entity
4067
SEC CIK
0001607678
Parsed reports
183

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026013
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2024 Filed Feb 9, 2024 00:40 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 60,000 $25.95 $1,557,000.00
Disclosure

SEC source: 0001209191-24-003010 · doc4.xml · nonDerivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,344,882

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:40 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 140,000 $4.65 $651,000.00
Disclosure

SEC source: 0001209191-24-003010 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,404,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:40 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 49,079 $25.75 $1,263,784.25
Disclosure

SEC source: 0001209191-24-003010 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,264,882

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:40 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 49,079 $1.23 $60,367.17
Disclosure

SEC source: 0001209191-24-003010 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,313,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001209191-24-003008 · doc4.xml · derivative · entry 3

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:38 UTC SaleCommon Stock, par value $0.00001 per share 25,000 $28.05 $701,250.00
Disclosure

SEC source: 0001209191-24-003008 · doc4.xml · nonDerivative · entry 2

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 00:38 UTC Exercise / conversionCommon Stock, par value $0.00001 per share 25,000 $8.32 $208,000.00
Disclosure

SEC source: 0001209191-24-003008 · doc4.xml · nonDerivative · entry 1

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 01:39 UTC
Lian BrianDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 85,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-24-002512 · doc4.xml · derivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,148

Underlying: Common Stock · 85,000 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 01:39 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 45,000 $24.95 $1,122,750.00
Disclosure

SEC source: 0001209191-24-002512 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,264,882

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 01:39 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 40,000 $24.45 $978,000.00
Disclosure

SEC source: 0001209191-24-002512 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,309,882

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 01:39 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 85,000 $1.23 $104,550.00
Disclosure

SEC source: 0001209191-24-002512 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,349,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 02:05 UTC
Lian BrianDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-24-002458 · doc4.xml · derivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,148

Underlying: Common Stock · 35,000 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 02:05 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 35,000 $23.95 $838,250.00
Disclosure

SEC source: 0001209191-24-002458 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,264,882

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 02:05 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 35,000 $1.23 $43,050.00
Disclosure

SEC source: 0001209191-24-002458 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,299,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person on September 29, 2023.

Read SEC document
January 19, 2024 Filed Jan 20, 2024 01:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001209191-24-001973 · doc4.xml · derivative · entry 3

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 30,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
January 19, 2024 Filed Jan 20, 2024 01:35 UTC SaleCommon Stock, par value $0.00001 per share 30,000 $23.05 $691,500.00
Disclosure

SEC source: 0001209191-24-001973 · doc4.xml · nonDerivative · entry 2

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
January 19, 2024 Filed Jan 20, 2024 01:35 UTC Exercise / conversionCommon Stock, par value $0.00001 per share 30,000 $8.32 $249,600.00
Disclosure

SEC source: 0001209191-24-001973 · doc4.xml · nonDerivative · entry 1

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 3, 2023.

Read SEC document
January 04, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
SaleCommon Stock, par value $0.00001 per share 15,000 $17.90 $268,500.00
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 6

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,730

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.72 to $18.14, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 13,872 $18.58 $257,741.76
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 5

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,730

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 39,552 $18.58 $734,876.16
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · nonDerivative · entry 5

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264,882

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 14,199 $18.58 $263,817.42
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · nonDerivative · entry 5

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,799

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 155,000 $0.00 Strike: $17.40 $0.00
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · derivative · entry 7

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2034-01-03

F7 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 30,889 $17.40 $537,468.60
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 4

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,602

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 3

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,491

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 18,233 $17.40 $317,254.20
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 2

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,491

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:35 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 28,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000929 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,724

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2022, 33.34% of which vested on January 3, 2024 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 1,169 shares acquired on May 19, 2023 and 9,942 shares acquired on November 20, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 360,000 $0.00 Strike: $17.40 $0.00
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · derivative · entry 6

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2034-01-03

F6 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 106,115 $17.40 $1,846,401.00
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · nonDerivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,304,434

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,410,549

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 108,525 $17.40 $1,888,335.00
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250,549

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:37 UTC
Lian BrianDirector · President & CEO
GrantCommon Stock, par value $0.00001 per share 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000931 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,359,074

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2022, 33.33% of which vested on January 3, 2024 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 6,421 shares acquired on May 19, 2023 and 4,690 shares acquired on November 20, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 155,000 $0.00 Strike: $17.40 $0.00
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · derivative · entry 6

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2034-01-03

F6 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 32,677 $17.40 $568,579.80
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · nonDerivative · entry 4

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,998

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · nonDerivative · entry 3

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,675

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 16,533 $17.40 $287,674.20
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,675

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 02:36 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 28,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000930 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,208

F1 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2022, 33.33% of which vested on January 3, 2024 upon the achievement of a non-financial performance goal.

F2 · balance_after: Includes 11,111 shares acquired on May 19, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:28 UTC GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001209191-24-000925 · doc4.xml · derivative · entry 1

SINGLETON J MATTHEW · CIK 0001243514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-01-02

Read SEC document
January 02, 2024 Filed Jan 5, 2024 02:22 UTC GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001209191-24-000921 · doc4.xml · derivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-01-02

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:27 UTC GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001209191-24-000924 · doc4.xml · derivative · entry 1

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-01-02

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:24 UTC GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001209191-24-000922 · doc4.xml · derivative · entry 1

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-01-02

Read SEC document
January 02, 2024 Filed Jan 5, 2024 02:25 UTC GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0001209191-24-000923 · doc4.xml · derivative · entry 1

Rouan Sarah Kathryn · CIK 0001761366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2034-01-02

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May 16, 2023 Filed May 18, 2023 18:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-23-030796 · doc4.xml · derivative · entry 3

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 18:31 UTC SaleCommon Stock, par value $0.00001 per share 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001209191-23-030796 · doc4.xml · nonDerivative · entry 2

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 18:31 UTC Exercise / conversionCommon Stock, par value $0.00001 per share 40,000 $1.08 $43,200.00
Disclosure

SEC source: 0001209191-23-030796 · doc4.xml · nonDerivative · entry 1

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 18:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001209191-23-030794 · doc4.xml · derivative · entry 3

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 18:30 UTC SaleCommon Stock, par value $0.00001 per share 16,000 $24.00 $384,000.00
Disclosure

SEC source: 0001209191-23-030794 · doc4.xml · nonDerivative · entry 2

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,965

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 16, 2023 Filed May 18, 2023 18:30 UTC Exercise / conversionCommon Stock, par value $0.00001 per share 16,000 $1.19 $19,040.00
Disclosure

SEC source: 0001209191-23-030794 · doc4.xml · nonDerivative · entry 1

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 01, 2023 Filed May 1, 2023 23:03 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 45,000 $22.45 $1,010,250.00
Disclosure

SEC source: 0001209191-23-026356 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,197,963

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

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April 24, 2023 Filed Apr 24, 2023 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-23-025473 · doc4.xml · derivative · entry 3

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 24, 2023 Filed Apr 24, 2023 19:31 UTC SaleCommon Stock, par value $0.00001 per share 16,000 $22.00 $352,060.80
Disclosure

SEC source: 0001209191-23-025473 · doc4.xml · nonDerivative · entry 2

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,965

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.