VIVK

SEC source: 0001829126-25-009704 · ownership.xml · nonDerivative · entry 1

Hawley Kimberly Ann · CIK 0002098879 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Issued as compensation per terms of Employment Agreement dated July 24, 2025. Per the terms of the Employment Agreement, these shares were valued at $0.128 per share.

F1 · price: Issued as compensation per terms of Employment Agreement dated July 24, 2025. Per the terms of the Employment Agreement, these shares were valued at $0.128 per share.

SEC source: 0001829126-26-001407 · ownership.xml · nonDerivative · entry 2

Johnson Albert · CIK 0001963110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,837

F1 · shares: Shares issued for Board of Directors fees.

SEC source: 0001829126-25-009285 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Beneficial ownership thru Jorgan Development, LLC and JBAH Holdings, LLC

Disclosed balance after: 17,848,464

F1 · kind: Transaction Code J-Shares were transferred to a financial institution as collateral under the terms of the loan agreement. Shares were valued based on closing price of the Issuer's common stock on 11/10/2025. Value to be applied against the loan balance.

F1 · price: Transaction Code J-Shares were transferred to a financial institution as collateral under the terms of the loan agreement. Shares were valued based on closing price of the Issuer's common stock on 11/10/2025. Value to be applied against the loan balance.

SEC source: 0001829126-25-009285 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Beneficial Ownership thru Jorgan Development, LLC and JBAH Holdings, LLC

Disclosed balance after: 17,878,560

F1 · kind: Transaction Code J-Shares were transferred to a financial institution as collateral under the terms of the loan agreement. Shares were valued based on closing price of the Issuer's common stock on 11/10/2025. Value to be applied against the loan balance.

F1 · price: Transaction Code J-Shares were transferred to a financial institution as collateral under the terms of the loan agreement. Shares were valued based on closing price of the Issuer's common stock on 11/10/2025. Value to be applied against the loan balance.

SEC source: 0001829126-26-001407 · ownership.xml · nonDerivative · entry 1

Johnson Albert · CIK 0001963110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,947

F1 · shares: Shares issued for Board of Directors fees.

SEC source: 0001829126-26-001406 · ownership.xml · nonDerivative · entry 2

Johnson Albert · CIK 0001963110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,865

F1 · shares: Shares issued for Board of Directors fees.

SEC source: 0002031476-24-000004 · primary_doc.xml · nonDerivative · entry 3

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Mr. Ballengee has beneficial ownership of shares owned by JBAH Holdings, LLC (80,596 shares).

Disclosed balance after: 17,767,867

SEC source: 0002031476-24-000004 · primary_doc.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Mr. Ballengee has beneficial ownership of shares owned by Jorgan Development, LLC (15,021,210).

Disclosed balance after: 17,717,367

SEC source: 0002031476-24-000004 · primary_doc.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,717,867

SEC source: 0002031476-24-000002 · primary_doc.xml · nonDerivative · entry 1

Knapp Patrick · CIK 0002031476 · EVP, Gen. Counsel, & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,190

F1 · price: The average purchase price per share of $1.7832941 based on the total price of $250,000.00.

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 6

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,348,127

F5 · price: The average purchase price per share of $0.5921 based on the total price of $250,000.00.

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 5

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,925,928

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 4

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,924,928

F4 · price: The average purchase price per share of $1.5335 based on the total price of $19,340.76.

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 3

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,912,316

F3 · price: The average purchase price per share of $1.5235 based on the total price of $23,064.46.

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,897,177

F2 · price: The average purchase price per share of $1.3476 based on the total price of $56,731.22.

SEC source: 0001829126-24-003847 · ownership.xml · nonDerivative · entry 3

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,074

F3 · kind: The average purchase price per share of $1.37 based on the total price of $20,893.57.

F3 · price: The average purchase price per share of $1.37 based on the total price of $20,893.57.

SEC source: 0001829126-24-003847 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365,797

F2 · kind: The average purchase price per share of $1.27 based on the total price of $52,537.80.

F2 · price: The average purchase price per share of $1.27 based on the total price of $52,537.80.

SEC source: 0001829126-24-003847 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324,416

F1 · kind: The average purchase price per share of $1.29 based on the total price of $39,804.00.

F1 · price: The average purchase price per share of $1.29 based on the total price of $39,804.00.

SEC source: 0001829126-24-002785 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,672

F2 · kind: The average purchase price per share of $1.59 based on the total price of $75,443.10.

F2 · price: The average purchase price per share of $1.59 based on the total price of $75,443.10.

SEC source: 0001829126-24-002785 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,172

F1 · kind: The average purchase price per share of $1.44 based on the total price of $78,389.23.

F1 · price: The average purchase price per share of $1.44 based on the total price of $78,389.23.

SEC source: 0001829126-24-002728 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,191,672

F2 · kind: The average purchase price per share of $1.37 based on the total price of $189,550.

F2 · price: The average purchase price per share of $1.37 based on the total price of $189,550.

SEC source: 0001829126-24-002728 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,672

F1 · kind: The average purchase price per share of $1.12 based on the total price of $33,529.

F1 · price: The average purchase price per share of $1.12 based on the total price of $33,529.

SEC source: 0002031476-24-000003 · primary_doc.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chairman, President, & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,497,677

F1 · price: The average purchase price per share of $0.5921 based on the total price of $250,000.00.

SEC source: 0001829126-26-001406 · ownership.xml · nonDerivative · entry 1

Johnson Albert · CIK 0001963110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,179

F1 · shares: Shares issued for Board of Directors fees.

SEC source: 0001683168-23-008151 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,672

F2 · kind: The shares issued to James Ballengee pursuant to his employment agreement with the Issuer, pursuant to which $1,000,000 in shares were to be issued priced at the volume weighted average price (VWAP) for the five trading days preceding the effective date of the employment agreement, which was $1.082635 per share.

SEC source: 0001683168-23-008151 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,051,806

F1 · kind: Shares issued to Jorgan Development, LLC ("Jorgan"), in exchange for forgiveness and cancellation of the note payable in the amount of $10,000,000.68 per the terms of a Membership Interest Purchase Agreement between Jorgan and the Issuer dated August 1, 2022.

F3 · ownership.nature: Mr. Ballengee has beneficial ownership of shares owned by Jorgan Development, LLC (10,021,710 shares) and JBAH Holdings, LLC (30,096 shares).

SEC source: 0001683168-22-008092 · ownership.xml · nonDerivative · entry 2

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,109,552

F3 · shares: 32 transactions were executed on November 28, 2022 to purchase an aggregate amount of 44,700 shares with the weighted average share price of $1.021.

F2 · ownership.nature: Mr. Ballengee has beneficial ownership of shares owned by Jorgan Development, LLC (2,979,456 shares) and JBAH Holdings, LLC (30,096 shares).

SEC source: 0001683168-22-008092 · ownership.xml · nonDerivative · entry 1

Ballengee James H. · CIK 0001646366 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,064,852

F1 · shares: 45 transactions were executed on November 25, 2022 to purchase an aggregate amount of 55,300 shares with the weighted average share price of $0.9925.

F2 · ownership.nature: Mr. Ballengee has beneficial ownership of shares owned by Jorgan Development, LLC (2,979,456 shares) and JBAH Holdings, LLC (30,096 shares).

SEC source: 0001683168-22-007092 · ownership.xml · derivative · entry 1

Ferrara Al · CIK 0001684420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $0.001 · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · price: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · derivative.exercise_date: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · derivative.expiration_date: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · ownership.direct: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

SEC source: 0001683168-22-007094 · ownership.xml · derivative · entry 1

Staggs Trent Philip · CIK 0001911248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $0.001 · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Staggs was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · price: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Staggs was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · derivative.exercise_date: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Staggs was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · derivative.expiration_date: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Staggs was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

F1 · ownership.direct: Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Staggs was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date.

SEC source: 0001683168-22-004321 · ownership.xml · derivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,093

Underlying: Common Stock · 955,093 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Matthew Nicosia. Pursuant to the Agreement, the Company granted Mr. Nicosia a stock option to acquire 955,053 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 278,356 of the shares vesting immediately, 225,579 of the shares vesting three (3) months after issuance, and the remaining 451,158 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (64,451 for 6 quarters and 64,642 in the last quarter), with an exercise price equal to 110% of the fair market value on the date grant, and which expires five (5) years after the date of grant.

F1 · derivative.exercise_date: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Matthew Nicosia. Pursuant to the Agreement, the Company granted Mr. Nicosia a stock option to acquire 955,053 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 278,356 of the shares vesting immediately, 225,579 of the shares vesting three (3) months after issuance, and the remaining 451,158 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (64,451 for 6 quarters and 64,642 in the last quarter), with an exercise price equal to 110% of the fair market value on the date grant, and which expires five (5) years after the date of grant.

F1 · derivative.expiration_date: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Matthew Nicosia. Pursuant to the Agreement, the Company granted Mr. Nicosia a stock option to acquire 955,053 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 278,356 of the shares vesting immediately, 225,579 of the shares vesting three (3) months after issuance, and the remaining 451,158 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (64,451 for 6 quarters and 64,642 in the last quarter), with an exercise price equal to 110% of the fair market value on the date grant, and which expires five (5) years after the date of grant.

SEC source: 0001683168-22-004319 · ownership.xml · derivative · entry 1

Nelson Tyler Robert · CIK 0001914280 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,825

Underlying: Common Stock · 917,825 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Tyler Nelson. Pursuant to the Agreement, the Company granted Mr. Nelson a stock option to acquire 917,825 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 360,145 of the shares vesting immediately, 219,312 of the shares vesting three (3) months after issuance, and the remaining 338,368 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (48,338 for 6 quarters and 48,340 in the last quarter), with an exercise price equal to 100% of the fair market value on the date grant, and which expires ten (10) years after the date of grant.

F1 · derivative.exercise_date: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Tyler Nelson. Pursuant to the Agreement, the Company granted Mr. Nelson a stock option to acquire 917,825 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 360,145 of the shares vesting immediately, 219,312 of the shares vesting three (3) months after issuance, and the remaining 338,368 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (48,338 for 6 quarters and 48,340 in the last quarter), with an exercise price equal to 100% of the fair market value on the date grant, and which expires ten (10) years after the date of grant.

F1 · derivative.expiration_date: On June 9, 2022, Vivakor, Inc. (the "Company") entered into an Executive Employment Agreement (the "Agreement") with Tyler Nelson. Pursuant to the Agreement, the Company granted Mr. Nelson a stock option to acquire 917,825 shares of the Company's common stock (the "Stock Option"). The Stock Option will vest over two years with 360,145 of the shares vesting immediately, 219,312 of the shares vesting three (3) months after issuance, and the remaining 338,368 of the shares vesting in equal quarterly installments over the remaining seven (7) quarters (48,338 for 6 quarters and 48,340 in the last quarter), with an exercise price equal to 100% of the fair market value on the date grant, and which expires ten (10) years after the date of grant.

SEC source: 0001683168-22-001272 · ownership.xml · nonDerivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191,228.51

F2 · price: Mr. Nicosia purchased 628 of the February 23, 2022 Purchased Shares at $2.50 per Common Stock, and the remaining 2,900 February 23, 2022 Purchased Shares at $2.65 per Common Stock.

F1 · acquired: On February 23, 2022, Mr. Nicosia made a private purchase in the open market of 3528 shares of Common Stock, par value $0.001 per share ("Common Stock") (the "February 23, 2022 Purchased Shares").

F3 · balance_after: The total number of Common Stock beneficially owned by Mr. Nicosia includes (i) 4,189,428 Common Stock are held by AKMN Irrevocable Trust, of which Mr. Nicosia is a trustee; (ii) 262 Common Stock are held by Nicosia Family Trust, and (iii) 4438.51 Common Stock are held directly by Mr. Nicosia.

F4 · ownership.direct: The February 23, 2022 Purchased Shares are held directly by Mr. Nicosia.

SEC source: 0001683168-22-001265 · ownership.xml · nonDerivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190,600.51

F1 · acquired: On February 17, 2022, the Reporting Person made a private purchase in the open market of 320 shares of shares of Common Stock, par value $0.001 per share ("Common Stock") (the "February 17, 2022 Shares").

F3 · balance_after: The total number of Common Stock beneficially owned by Mr. Nicosia, includes (i) 4,189,428 Common Stock held by AKMN Irrevocable Trust, of which Mr. Nicosia is a trustee; (ii) 262 Common Stock held by Nicosia Family Trust, and (iii) 910.51 Common Stock are owned directly by Mr. Nicosia.

F2 · ownership.direct: The February 17, 2022 Shares are owned directly by Mr. Nicosia.

SEC source: 0001683168-22-001152 · ownership.xml · nonDerivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,190,010

F1 · acquired: On February 16, 2022, the Reporting Person made a private purchase in the open market of 320 shares of shares of Common Stock, par value $0.001 per share.

F2 · ownership.nature: The shares of common stock ("Common Stock") beneficially owned by Matthew Nicosia includes 4,189,428 Common Stock held by AKMN Irrevocable Trust and 262 Common Stock held by Nicosia Family Trust. Matthew Nicosia is the trustee of the AKMN Irrevocable Trust.

SEC source: 0001683168-22-001266 · ownership.xml · nonDerivative · entry 1

Nicosia Matthew · CIK 0001452672 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,190,280.51

F1 · acquired: On February 16, 2022, the Reporting Person made a private purchase in the open market of 590.51 shares of Common Stock, par value $0.001 per share ("Common Stock").

F2 · balance_after: The total number of Common Stock beneficially owned by Mr. Nicosia, includes (i) 4,189,428 Common Stock held by AKMN Irrevocable Trust, of which Mr. Nicosia is a trustee; (ii) 262 Common Stock held by Nicosia Family Trust, and (iii) 590.51 Common Stock are owned directly by Mr. Nicosia.

F2 · ownership.nature: The total number of Common Stock beneficially owned by Mr. Nicosia, includes (i) 4,189,428 Common Stock held by AKMN Irrevocable Trust, of which Mr. Nicosia is a trustee; (ii) 262 Common Stock held by Nicosia Family Trust, and (iii) 590.51 Common Stock are owned directly by Mr. Nicosia.