Tapewire

NYSE · USD

VIRT

Virtu Financial, Inc.

Export transactions ↓
Tapewire entity
3811
SEC CIK
0001592386
Parsed reports
343

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026010
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2024 Filed Feb 6, 2024 22:52 UTC Tax withholdingClass A common stock 4,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000017 · wk-form4_1707259918.xml · nonDerivative · entry 4

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,249

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:52 UTC Exercise / conversionClass A common stock 8,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000017 · wk-form4_1707259918.xml · nonDerivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,296 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · derivative · entry 12

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,885

Underlying: Class A common stock · 3,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2024.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2024.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · derivative · entry 11

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Class A common stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2024.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2024.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,342 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · derivative · entry 10

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,181

Underlying: Class A common stock · 2,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2024.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2024.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Tax withholdingClass A common stock 1,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 8

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,359

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionClass A common stock 3,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 7

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Tax withholdingClass A common stock 5,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 6

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,252

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionClass A common stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 5

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Tax withholdingClass A common stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 4

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,660

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2024 Filed Feb 6, 2024 22:47 UTC Exercise / conversionClass A common stock 2,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 3

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 72,899 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,675

Underlying: Class A common stock · 72,899 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F5 · derivative.expiration_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC
Cifu Douglas ADirector · Chief Executive Officer
Tax withholdingClass A common stock 20,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,132

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 17:58 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantClass A common stock 48,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000020 · wk-form4_1707260286.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,785

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:57 UTC
Molluso JosephCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 33,578 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000019 · wk-form4_1707260214.xml · derivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,103

Underlying: Class A common stock · 33,578 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:57 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 12,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000019 · wk-form4_1707260214.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,688

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:57 UTC
Molluso JosephCo-President & Co-COO
GrantClass A common stock 22,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000019 · wk-form4_1707260214.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,068

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:54 UTC
Fairclough BrettCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 33,578 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000018 · wk-form4_1707260081.xml · derivative · entry 7

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,103

Underlying: Class A common stock · 33,578 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F5 · derivative.expiration_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:54 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 8,809 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000018 · wk-form4_1707260081.xml · nonDerivative · entry 2

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,790

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:54 UTC
Fairclough BrettCo-President & Co-COO
GrantClass A common stock 22,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000018 · wk-form4_1707260081.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,599

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:52 UTC GrantRestricted Stock Unit · Derivative 30,927 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000017 · wk-form4_1707259918.xml · derivative · entry 7

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,452

Underlying: Class A common stock · 30,927 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F5 · derivative.expiration_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:52 UTC Tax withholdingClass A common stock 10,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000017 · wk-form4_1707259918.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,269

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:52 UTC GrantClass A common stock 20,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000017 · wk-form4_1707259918.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,795

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:47 UTC GrantRestricted Stock Unit · Derivative 7,952 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · derivative · entry 9

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,523

Underlying: Class A common stock · 7,952 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

F5 · derivative.expiration_date: The RSUs vest in equal installments on February 2, 2025, February 2, 2026, and February 2, 2027.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:47 UTC Tax withholdingClass A common stock 1,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 2

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,163

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 22:47 UTC GrantClass A common stock 5,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000015 · wk-form4_1707259668.xml · nonDerivative · entry 1

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,075

F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $16.9755.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,084 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · derivative · entry 7

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,776

Underlying: Class A common stock · 18,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vested on February 1, 2024.

F8 · derivative.expiration_date: The RSUs vested on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
Tax withholdingClass A common stock 7,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,185

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 18,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 9,042 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · derivative · entry 6

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,525

Underlying: Class A common stock · 9,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.

F7 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 5,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · nonDerivative · entry 4

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,682

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionClass A common stock 9,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · nonDerivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,499 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · derivative · entry 6

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,761

Underlying: Class A common stock · 8,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on February 1, 2024.

F7 · derivative.expiration_date: The RSUs vested on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:48 UTC Tax withholdingClass A common stock 4,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · nonDerivative · entry 4

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,177

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:48 UTC Exercise / conversionClass A common stock 8,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · nonDerivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 8,499 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · derivative · entry 6

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,525

Underlying: Class A common stock · 8,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on February 1, 2024.

F7 · derivative.expiration_date: The RSUs vested on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 3,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · nonDerivative · entry 4

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,213

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 8,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · nonDerivative · entry 3

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,860

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F5 · derivative.exercise_price: 75,000 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest on January 31, 2025.

F6 · derivative.expiration_date: The RSUs vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
Tax withholdingClass A common stock 31,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,999

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000011 · wk-form4_1706914050.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 75,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Douglas Cifu.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · derivative · entry 5

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,567

Underlying: Class A common stock · 37,500 shares

Expires not disclosed

F4 · derivative.exercise_price: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest on January 31, 2025.

F5 · derivative.expiration_date: The RSUs vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 20,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,641

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:49 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionClass A common stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000013 · wk-form4_1706914171.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 37,500 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Joseph Molluso.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:48 UTC GrantRestricted Stock Unit · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · derivative · entry 5

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,260

Underlying: Class A common stock · 37,500 shares

Expires not disclosed

F4 · derivative.exercise_price: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest on January 31, 2025.

F5 · derivative.expiration_date: The RSUs vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:48 UTC Tax withholdingClass A common stock 17,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,017

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:48 UTC Exercise / conversionClass A common stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000012 · wk-form4_1706914095.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 37,500 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Steven Cavoli.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · derivative · entry 5

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,024

Underlying: Class A common stock · 37,500 shares

Expires not disclosed

F4 · derivative.exercise_price: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest on January 31, 2025.

F5 · derivative.expiration_date: The RSUs vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 14,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · nonDerivative · entry 2

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,195

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:46 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-24-000009 · wk-form4_1706913962.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 37,500 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Brett Fairclough.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.