Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2021 Filed May 19, 2021 21:59 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 321,316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001592386-21-000016 · wf-form4_162146153678728.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685,485 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:34 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionOption Award · Derivative | 75,000 | $19.00 Strike: $19.00 | $1,425,000.00 |
DisclosureSEC source: 0001592386-21-000014 · wf-form4_162102803536826.xml · derivative · entry 4 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of a Class A common stock of the Issuer. F5 · derivative.exercise_price: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015. F5 · derivative.exercise_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015. F5 · derivative.expiration_date: Options Awards vested in equal installments on each of the first four (4) anniversaries of April 15, 2015. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:34 UTC |
Fairclough BrettCo-President & Co-COO
|
SaleClass A common stock | 75,000 | $28.85 | $2,163,615.00 |
DisclosureSEC source: 0001592386-21-000014 · wf-form4_162102803536826.xml · nonDerivative · entry 3 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.68 to $28.9350, inclusive. The reporting person undertakes to provide to the staff of the SEC, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:34 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionClass A common stock | 75,000 | $19.00 | $1,425,000.00 |
DisclosureSEC source: 0001592386-21-000014 · wf-form4_162102803536826.xml · nonDerivative · entry 2 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| May 13, 2021 Filed May 14, 2021 21:34 UTC |
Fairclough BrettCo-President & Co-COO
|
SaleClass A common stock | 50,000 | $28.85 | $1,442,355.00 |
DisclosureSEC source: 0001592386-21-000014 · wf-form4_162102803536826.xml · nonDerivative · entry 1 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.68 to $28.93, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission ("SEC"), to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:56 UTC |
Minieri JoanneDirector
|
GrantRestricted Stock Unit · Derivative | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001592386-21-000009 · wf-form4_161964337781282.xml · derivative · entry 2 Minieri Joanne · CIK 0001591493 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807 Underlying: Class A common stock · 807 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The RSUs vest on July 1, 2021. F2 · derivative.expiration_date: The RSUs vest on July 1, 2021. Read SEC document |
| February 16, 2021 Filed Apr 2, 2021 22:51 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 36,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-004133 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006,801 Underlying: Class A common stock · 36,581 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 16, 2021 Filed Apr 2, 2021 22:51 UTC |
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
|
Disposition to issuerClass C common stock | 36,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-004133 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006,801 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:29 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 54,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001299 · edgar.xml · derivative · entry 4 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,950 Underlying: Class A common stock · 54,253 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:29 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantClass A common stock | 36,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001299 · edgar.xml · nonDerivative · entry 2 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,083 F2 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:29 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantClass A common stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001299 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,914 F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. F3 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:26 UTC |
Molluso JosephCo-President & Co-COO
|
GrantRestricted Stock Unit · Derivative | 27,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001297 · edgar.xml · derivative · entry 3 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,459 Underlying: Class A common stock · 27,126 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:26 UTC |
Molluso JosephCo-President & Co-COO
|
Tax withholdingClass A common stock | 9,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001297 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,836 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:26 UTC |
Molluso JosephCo-President & Co-COO
|
GrantClass A common stock | 18,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001297 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,461 F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:24 UTC |
Fairclough BrettCo-President & Co-COO
|
GrantRestricted Stock Unit · Derivative | 25,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001295 · edgar.xml · derivative · entry 3 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,970 Underlying: Class A common stock · 25,498 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. F4 · derivative.expiration_date: The RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:24 UTC |
Fairclough BrettCo-President & Co-COO
|
Tax withholdingClass A common stock | 9,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001295 · edgar.xml · nonDerivative · entry 2 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,980 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:24 UTC |
Fairclough BrettCo-President & Co-COO
|
GrantClass A common stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001295 · edgar.xml · nonDerivative · entry 1 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,028 F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:21 UTC | GrantRestricted Stock Unit · Derivative | 25,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001293 · edgar.xml · derivative · entry 3 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,840 Underlying: Class A common stock · 25,498 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. F4 · derivative.expiration_date: The RSUs vest in three installments on February 1, 2022, February 1, 2023, and February 1, 2024. Read SEC document |
|
| February 01, 2021 Filed Feb 4, 2021 02:21 UTC | Tax withholdingClass A common stock | 8,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001293 · edgar.xml · nonDerivative · entry 2 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,979 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| February 01, 2021 Filed Feb 4, 2021 02:21 UTC | GrantClass A common stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-001293 · edgar.xml · nonDerivative · entry 1 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,304 F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482. Read SEC document |
|
| January 24, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 26,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 7 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,697 Underlying: Class A common stock · 26,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F7 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022, and January 24, 2023. F7 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022, and January 24, 2023. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionClass A common stock | 26,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 3 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:21 UTC |
Molluso JosephCo-President & Co-COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000854 · edgar.xml · derivative · entry 3 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Underlying: Class A common stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:21 UTC |
Molluso JosephCo-President & Co-COO
|
Tax withholdingClass A common stock | 29,639 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000854 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,376 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:21 UTC |
Molluso JosephCo-President & Co-COO
|
Exercise / conversionClass A common stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000854 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · derivative · entry 9 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,472 Underlying: Class A common stock · 11,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023. F6 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Tax withholdingClass A common stock | 4,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 6 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,028 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionClass A common stock | 11,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 5 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 23:15 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 9,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · derivative · entry 6 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,342 Underlying: Class A common stock · 9,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F5 · derivative.exercise_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023. F5 · derivative.expiration_date: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023. Read SEC document |
|
| January 24, 2021 Filed Jan 26, 2021 23:15 UTC | Tax withholdingClass A common stock | 3,457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · nonDerivative · entry 4 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,304 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| January 24, 2021 Filed Jan 26, 2021 23:15 UTC | Exercise / conversionClass A common stock | 9,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · nonDerivative · entry 3 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| January 23, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 6 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,538 Underlying: Class A common stock · 18,015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F6 · derivative.exercise_date: The RSUs vest in two equal annual installments on January 23, 2021 and January 23, 2022. F6 · derivative.expiration_date: The RSUs vest in two equal annual installments on January 23, 2021 and January 23, 2022. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · derivative · entry 5 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,553 Underlying: Class A common stock · 16,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F5 · derivative.exercise_date: The RSUs vested on January 23, 2021. F5 · derivative.expiration_date: The RSUs vested on January 23, 2021. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionClass A common stock | 18,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 2 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 18:24 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
Exercise / conversionClass A common stock | 16,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000856 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. F2 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · derivative · entry 8 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,282 Underlying: Class A common stock · 2,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F5 · derivative.exercise_date: The RSUs vest in two annual installments on January 23, 2021 and January 23, 2022. F5 · derivative.expiration_date: The RSUs vest in two annual installments on January 23, 2021 and January 23, 2022. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · derivative · entry 7 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,134 Underlying: Class A common stock · 3,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vested on January 23, 2021. F4 · derivative.expiration_date: The RSUs vested on January 23, 2021. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Tax withholdingClass A common stock | 1,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 4 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,728 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionClass A common stock | 2,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 3 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Tax withholdingClass A common stock | 1,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 2 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,007 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:18 UTC |
Fairclough BrettCo-President & Co-COO
|
Exercise / conversionClass A common stock | 3,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000852 · edgar.xml · nonDerivative · entry 1 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 23:15 UTC | Exercise / conversionRestricted Stock Unit · Derivative | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · derivative · entry 5 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,311 Underlying: Class A common stock · 2,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in two equal installments on January 23, 2021 and January 23, 2022. F4 · derivative.expiration_date: The RSUs vest in two equal installments on January 23, 2021 and January 23, 2022. Read SEC document |
|
| January 23, 2021 Filed Jan 26, 2021 23:15 UTC | Tax withholdingClass A common stock | 944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · nonDerivative · entry 2 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,792 F2 · price: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| January 23, 2021 Filed Jan 26, 2021 23:15 UTC | Exercise / conversionClass A common stock | 2,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000850 · edgar.xml · nonDerivative · entry 1 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| December 31, 2020 Filed Jan 5, 2021 20:14 UTC |
Cifu Douglas ADirector · Chief Executive Officer
|
GrantClass A common stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000234 · edgar.xml · nonDerivative · entry 1 Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: 150,000 shares of Class A common stock were earned as a result of the Company's achievement of greater than 75% of budgeted Adjusted EBITDA for 2020, with 50% of such earned shares vesting on December 31, 2020 and the remaining 50% vesting on December 31, 2021. F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu. F3 · balance_after: Amount does not reflect shares of Class A common stock associated with performance awards unless and until earned and vested. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:09 UTC | Tax withholdingClass A common stock | 24,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000232 · edgar.xml · nonDerivative · entry 2 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,334 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
|
| December 31, 2020 Filed Jan 6, 2021 01:09 UTC | GrantClass A common stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000232 · edgar.xml · nonDerivative · entry 1 Cavoli Stephen · CIK 0001736674 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,819 F1 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli. Read SEC document |
|
| December 31, 2020 Filed Jan 6, 2021 01:07 UTC |
Molluso JosephCo-President & Co-COO
|
Tax withholdingClass A common stock | 26,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000231 · edgar.xml · nonDerivative · entry 2 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,348 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:07 UTC |
Molluso JosephCo-President & Co-COO
|
GrantClass A common stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000231 · edgar.xml · nonDerivative · entry 1 Molluso Joseph · CIK 0001602472 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,958 F1 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Employment Agreement between the Issuer and Mr. Joseph Molluso. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:00 UTC |
Fairclough BrettCo-President & Co-COO
|
Tax withholdingClass A common stock | 26,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000228 · edgar.xml · nonDerivative · entry 2 Fairclough Brett · CIK 0001788170 · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,294 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.