Tapewire

NYSE · USD

VIRT

Virtu Financial, Inc.

Export transactions ↓
Tapewire entity
3811
SEC CIK
0001592386
Parsed reports
343

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026010
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
GrantClass A common stock 23,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · nonDerivative · entry 3

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,126

F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $19.4164.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · nonDerivative · entry 2

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,949

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 8,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:54 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionDeferred Stock Unit · Derivative 8,130 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000017 · wf-form4_167582122308750.xml · derivative · entry 5

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,569

Underlying: Class A common stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: DSUs credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 8,130 RSUs granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F2 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F2 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:54 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 8,130 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000017 · wf-form4_167582122308750.xml · derivative · entry 4

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,067

Underlying: Class A common stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F5 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:54 UTC
Molluso JosephCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 34,764 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000017 · wf-form4_167582122308750.xml · derivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,197

Underlying: Class A common stock · 34,764 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 3, 2024, February 1, 2025, and February 1, 2026.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 3, 2024, February 1, 2025, and February 1, 2026.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:54 UTC
Molluso JosephCo-President & Co-COO
GrantDeferred Stock Unit · Derivative 23,177 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000017 · wf-form4_167582122308750.xml · derivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,439

Underlying: Class A common stock · 23,177 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 23,177 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F2 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F2 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Exercise / conversionRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · derivative · entry 11

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,983

Underlying: Class A common stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vested on February 3, 2023. An additional 30,000 RSUs will vest in equal installments on February 3, 2024 and February 3, 2025.

F8 · derivative.expiration_date: The RSUs vested on February 3, 2023. An additional 30,000 RSUs will vest in equal installments on February 3, 2024 and February 3, 2025.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,341 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · derivative · entry 10

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,983

Underlying: Class A common stock · 2,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F7 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC GrantRestricted Stock Unit · Derivative 9,888 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · derivative · entry 9

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,324

Underlying: Class A common stock · 9,888 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments on February 3, 2024, February 3, 2025, and February 3, 2026.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments on February 3, 2024, February 3, 2025, and February 3, 2026.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Tax withholdingClass A common stock 2,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 7

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,124

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC GrantClass A common stock 6,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 6

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,501

F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $19.4164.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Tax withholdingClass A common stock 5,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 5

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,908

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Exercise / conversionClass A common stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 4

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Tax withholdingClass A common stock 844 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 3

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,316

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:52 UTC Exercise / conversionClass A common stock 2,341 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000016 · wf-form4_167582114492508.xml · nonDerivative · entry 2

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,084 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,867

Underlying: Class A common stock · 18,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objective for 2022. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F8 · derivative.exercise_date: The RSUs vested on February 1, 2023.

F8 · derivative.expiration_date: The RSUs vested on February 1, 2023.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC
Cifu Douglas ADirector · Chief Executive Officer
Tax withholdingClass A common stock 8,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,907

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 18:45 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 18,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:53 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000012 · wf-form4_167538197706745.xml · derivative · entry 5

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,890

Underlying: Class A common stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on January 31, 2023.

F7 · derivative.expiration_date: The RSUs vested on January 31, 2023.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:53 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 3,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000012 · wf-form4_167538197706745.xml · nonDerivative · entry 4

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,019

F5 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:53 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 8,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000012 · wf-form4_167538197706745.xml · nonDerivative · entry 3

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:48 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 9,042 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000011 · wf-form4_167538166625518.xml · derivative · entry 5

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,433

Underlying: Class A common stock · 9,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on January 31, 2023.

F7 · derivative.expiration_date: The RSUs vested on January 31, 2023.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:48 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 5,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000011 · wf-form4_167538166625518.xml · nonDerivative · entry 4

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,160

F5 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:48 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionClass A common stock 9,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000011 · wf-form4_167538166625518.xml · nonDerivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000010 · wf-form4_167538157701174.xml · derivative · entry 5

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,890

Underlying: Class A common stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vested on January 31, 2023.

F7 · derivative.expiration_date: The RSUs vested on January 31, 2023.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:46 UTC Tax withholdingClass A common stock 4,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000010 · wf-form4_167538157701174.xml · nonDerivative · entry 4

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,948

F5 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:46 UTC Exercise / conversionClass A common stock 8,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000010 · wf-form4_167538157701174.xml · nonDerivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:45 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,951

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objective for 2022. Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.

F7 · derivative.exercise_date: The RSUs vest on December 31, 2023.

F7 · derivative.expiration_date: The RSUs vest on December 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:45 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000009 · wf-form4_167538152701816.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,522

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 75,000 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Douglas A. Cifu and earned as a result of the Issuer's achievement of associated performance objectives for 2022. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:53 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 22,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000012 · wf-form4_167538197706745.xml · nonDerivative · entry 2

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,068

F3 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:53 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000012 · wf-form4_167538197706745.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2022.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Brett Fairclough.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:48 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 27,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000011 · wf-form4_167538166625518.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,119

F3 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:48 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionClass A common stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000011 · wf-form4_167538166625518.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2022.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Joseph Molluso.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:46 UTC Tax withholdingClass A common stock 25,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000010 · wf-form4_167538157701174.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,788

F3 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:46 UTC Exercise / conversionClass A common stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000010 · wf-form4_167538157701174.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2022.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.

Read SEC document
January 30, 2023 Filed Feb 3, 2023 22:16 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 173,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000014 · wf-form4_167546254407747.xml · derivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142,980

Underlying: Class A common stock · 173,535 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Read SEC document
January 30, 2023 Filed Feb 3, 2023 22:16 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerClass C common stock 173,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000014 · wf-form4_167546254407747.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142,980

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 26,841 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,951

Underlying: Class A common stock · 26,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on January 24, 2023.

F5 · derivative.expiration_date: The RSUs vested on January 24, 2023.

F6 · balance_after: 36,168 of the RSUs vest in two equal installments on February 1, 2023 and February 1, 2024. 48,783 of the RSUSs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC
Cifu Douglas ADirector · Chief Executive Officer
Tax withholdingClass A common stock 8,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · nonDerivative · entry 2

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,825

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 18:39 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionClass A common stock 26,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000004 · wf-form4_167477636466395.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,970 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000007 · wf-form4_167477654312855.xml · derivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,390

Underlying: Class A common stock · 9,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on January 24, 2023.

F4 · derivative.expiration_date: The RSUs vested on January 24, 2023.

F5 · balance_after: 16,999 of the RSUs vest in two installments on February 1, 2023 and February 1, 2024. 4. 24,391 of the RSUSs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:42 UTC Tax withholdingClass A common stock 3,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000007 · wf-form4_167477654312855.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,313

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:42 UTC Exercise / conversionClass A common stock 9,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000007 · wf-form4_167477654312855.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 66,666 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000006 · wf-form4_167477649638628.xml · derivative · entry 3

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,475

Underlying: Class A common stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on January 24, 2023.

F4 · derivative.expiration_date: The RSUs vested on January 24, 2023.

F5 · balance_after: 18,084 of the RSUs vest in two equal installments on February 1, 2023 and February 1, 2024 and 24,391 of the RSUs vest in three equal installments on February 3, 2023, February 3, 2024 and February 3, 2025.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Molluso JosephCo-President & Co-COO
Tax withholdingClass A common stock 29,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000006 · wf-form4_167477649638628.xml · nonDerivative · entry 2

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,769

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Molluso JosephCo-President & Co-COO
Exercise / conversionClass A common stock 66,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000006 · wf-form4_167477649638628.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 11,810 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000005 · wf-form4_167477644970306.xml · derivative · entry 3

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,390

Underlying: Class A common stock · 11,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on January 24, 2023.

F4 · derivative.expiration_date: The RSUs vested on January 24, 2023.

F5 · balance_after: 16,999 of the RSUs vest in two equal installments on February 1, 2023 and February 1, 2024. 24,391 of the RSUs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 3,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000005 · wf-form4_167477644970306.xml · nonDerivative · entry 2

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,422

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 23:41 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionClass A common stock 11,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000005 · wf-form4_167477644970306.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.