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Nasdaq · USD

VIR

Vir Biotechnology, Inc.

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4522
SEC CIK
0001706431
Parsed reports
486

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202502
Jan 202601
Feb 2026016
Mar 202603
Apr 202602
May 202601
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 01:15 UTC
Parrish JayChief Business Officer
SaleCommon Stock 75,000 $35.22 $2,641,410.00
Disclosure

SEC source: 0001209191-20-033780 · doc4.xml · nonDerivative · entry 2

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,222

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.2144 to $35.2245, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 01:15 UTC
Parrish JayChief Business Officer
Exercise / conversionCommon Stock 75,000 $1.49 $111,375.00
Disclosure

SEC source: 0001209191-20-033780 · doc4.xml · nonDerivative · entry 1

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 01:14 UTC SaleCommon Stock 6,714 $35.38 $237,572.88
Disclosure

SEC source: 0001209191-20-033779 · doc4.xml · nonDerivative · entry 2

Horn Howard · CIK 0001786335 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,777

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 01:14 UTC SaleCommon Stock 3,286 $34.53 $113,465.25
Disclosure

SEC source: 0001209191-20-033779 · doc4.xml · nonDerivative · entry 1

Horn Howard · CIK 0001786335 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,491

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:00 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,805 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001209191-20-032330 · doc4.xml · derivative · entry 3

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,190

Underlying: Common Stock · 3,805 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the stock option vested and became exercisable on January 8, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:00 UTC
Virgin HerbertEVP, Research & CSO
SaleCommon Stock 3,805 $34.08 $129,674.40
Disclosure

SEC source: 0001209191-20-032330 · doc4.xml · nonDerivative · entry 2

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:00 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionCommon Stock 3,805 $1.53 $5,821.65
Disclosure

SEC source: 0001209191-20-032330 · doc4.xml · nonDerivative · entry 1

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032066 · doc4.xml · derivative · entry 1

SHARP PHILLIP A · CIK 0001226295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032065 · doc4.xml · derivative · entry 1

MORE ROBERT J · CIK 0001207792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC
NELSEN ROBERTDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032064 · doc4.xml · derivative · entry 1

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032063 · doc4.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032062 · doc4.xml · derivative · entry 1

Ramasastry Saira · CIK 0001547959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032061 · doc4.xml · derivative · entry 1

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032060 · doc4.xml · derivative · entry 1

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed May 26, 2020 21:00 UTC
SATO VICKI LDirector
GrantStock Option (Right to Buy) · Derivative 28,888 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-032059 · doc4.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 28,888 shares

Expires 2030-05-21

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:15 UTC Amendment GrantStock Option (Right to Buy) · Derivative 24,850 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054742 · doc4a.xml · derivative · entry 1

SHARP PHILLIP A · CIK 0001226295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,850

Underlying: Common Stock · 24,850 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:14 UTC Amendment
SATO VICKI LDirector
GrantStock Option (Right to Buy) · Derivative 23,649 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054741 · doc4a.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,649

Underlying: Common Stock · 23,649 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:13 UTC Amendment GrantStock Option (Right to Buy) · Derivative 24,497 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054740 · doc4a.xml · derivative · entry 1

Ramasastry Saira · CIK 0001547959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,497

Underlying: Common Stock · 24,497 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:11 UTC Amendment GrantStock Option (Right to Buy) · Derivative 24,885 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054738 · doc4a.xml · derivative · entry 1

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,885

Underlying: Common Stock · 24,885 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:12 UTC Amendment GrantStock Option (Right to Buy) · Derivative 24,567 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054739 · doc4a.xml · derivative · entry 1

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,567

Underlying: Common Stock · 24,567 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:11 UTC Amendment GrantStock Option (Right to Buy) · Derivative 24,355 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054737 · doc4a.xml · derivative · entry 1

MORE ROBERT J · CIK 0001207792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,355

Underlying: Common Stock · 24,355 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:09 UTC Amendment
NELSEN ROBERTDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 24,885 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054736 · doc4a.xml · derivative · entry 1

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,885

Underlying: Common Stock · 24,885 shares

Expires 2030-05-20

Read SEC document
May 21, 2020 Filed Oct 13, 2020 23:08 UTC Amendment GrantStock Option (Right to Buy) · Derivative 25,404 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001209191-20-054735 · doc4a.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,404

Underlying: Common Stock · 25,404 shares

Expires 2030-05-20

Read SEC document
May 18, 2020 Filed May 19, 2020 21:21 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,755 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001209191-20-030596 · doc4.xml · derivative · entry 3

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,995

Underlying: Common Stock · 1,755 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the stock option vested and became exercisable on January 8, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:21 UTC
Virgin HerbertEVP, Research & CSO
SaleCommon Stock 1,755 $38.00 $66,690.00
Disclosure

SEC source: 0001209191-20-030596 · doc4.xml · nonDerivative · entry 2

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:21 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionCommon Stock 1,755 $1.53 $2,685.15
Disclosure

SEC source: 0001209191-20-030596 · doc4.xml · nonDerivative · entry 1

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:48 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,805 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001209191-20-029879 · doc4.xml · derivative · entry 3

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,750

Underlying: Common Stock · 3,805 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the stock option vested and became exercisable on January 8, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:48 UTC
Virgin HerbertEVP, Research & CSO
SaleCommon Stock 3,805 $30.07 $114,418.25
Disclosure

SEC source: 0001209191-20-029879 · doc4.xml · nonDerivative · entry 2

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0549 to $30.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:48 UTC
Virgin HerbertEVP, Research & CSO
Exercise / conversionCommon Stock 3,805 $1.53 $5,821.65
Disclosure

SEC source: 0001209191-20-029879 · doc4.xml · nonDerivative · entry 1

Virgin Herbert · CIK 0001786378 · EVP, Research & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:18 UTC
Parrish JayChief Business Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001209191-20-029859 · doc4.xml · derivative · entry 3

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,221

Underlying: Common Stock · 75,000 shares

Expires 2027-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the stock option vested and became exercisable on April 3, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:18 UTC
Parrish JayChief Business Officer
SaleCommon Stock 75,000 $30.05 $2,253,885.00
Disclosure

SEC source: 0001209191-20-029859 · doc4.xml · nonDerivative · entry 2

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,222

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0002 to $30.1521, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 14, 2020 Filed May 15, 2020 23:18 UTC
Parrish JayChief Business Officer
Exercise / conversionCommon Stock 75,000 $1.49 $111,375.00
Disclosure

SEC source: 0001209191-20-029859 · doc4.xml · nonDerivative · entry 1

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:55 UTC SaleCommon Stock 2,700 $28.60 $77,212.44
Disclosure

SEC source: 0001209191-20-027256 · doc4.xml · nonDerivative · entry 2

MORE ROBERT J · CIK 0001207792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,534

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.51 to $28.675, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:55 UTC SaleCommon Stock 15,758 $27.90 $439,640.32
Disclosure

SEC source: 0001209191-20-027256 · doc4.xml · nonDerivative · entry 1

MORE ROBERT J · CIK 0001207792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $28.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes an estimated 29,170 shares received in a pro-rata distribution from Alta Partners NextGen Fund I, L.P. (APNG 1) initiated on April 29, 2020. The reporting person will file an amendment to this Form 4 if the final number of shares received by him in the distribution changes from the amount reported herein.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 00:20 UTC
Pang PhillipChief Medical Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001209191-20-025177 · doc4.xml · derivative · entry 2

Pang Phillip · CIK 0001787370 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,333

Underlying: Common Stock · 8,000 shares

Expires 2027-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the 111,111 shares originally subject to the stock option vested and became exercisable on December 14, 2017, and the remaining shares vest in 36 equal monthly installments thereafter. The aggregate number of shares subject to the stock option has been reduced by one share to 111,110 shares due to rounding in connection with a partial exercise of the stock option and a reverse stock split effected prior to the Issuer's initial public offering.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 00:20 UTC
Pang PhillipChief Medical Officer
Exercise / conversionCommon Stock 8,000 $0.86 $6,840.00
Disclosure

SEC source: 0001209191-20-025177 · doc4.xml · nonDerivative · entry 1

Pang Phillip · CIK 0001787370 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:33 UTC
SCANGOS GEORGE ADirector · President and CEO
OtherCommon Stock 236,806 $29.56 $6,999,985.36
Disclosure

SEC source: 0001209191-20-024672 · doc4.xml · nonDerivative · entry 2

SCANGOS GEORGE A · CIK 0001202102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713,559

F1 · kind: This transaction represents a substitution of assets in which 236,806 shares of the Issuer's common stock were transferred to the reporting person from the George A. Scangos 2018 Annuity Trust dated August 30, 2018 (the "GRAT") in exchange for other assets. The reporting person was the beneficial owner of the shares while they were held by the GRAT and remains the beneficial owner of the shares following their withdrawal from the GRAT. The reporting person believes that the transfer was exempt under Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · price: Represents the average of the reported high and low per share prices for the Issuer's common stock on the date of the transaction.

F4 · balance_after: The total number of shares of common stock reported herein as directly owned includes 78,087 shares previously reported as indirectly owned through the GRAT and subsequently distributed to the reporting person in accordance with the terms of the GRAT.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 21:33 UTC
SCANGOS GEORGE ADirector · President and CEO
OtherCommon Stock 236,806 $29.56 $6,999,985.36
Disclosure

SEC source: 0001209191-20-024672 · doc4.xml · nonDerivative · entry 1

SCANGOS GEORGE A · CIK 0001202102 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,907,329

F1 · kind: This transaction represents a substitution of assets in which 236,806 shares of the Issuer's common stock were transferred to the reporting person from the George A. Scangos 2018 Annuity Trust dated August 30, 2018 (the "GRAT") in exchange for other assets. The reporting person was the beneficial owner of the shares while they were held by the GRAT and remains the beneficial owner of the shares following their withdrawal from the GRAT. The reporting person believes that the transfer was exempt under Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · price: Represents the average of the reported high and low per share prices for the Issuer's common stock on the date of the transaction.

F3 · ownership.nature: The shares are held in the name of the GRAT, of which the reporting person and his spouse are trustees.

Read SEC document
April 03, 2020 Filed Feb 12, 2021 22:00 UTC
Parrish JayChief Business Officer
GiftCommon Stock 106,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010195 · doc5.xml · nonDerivative · entry 2

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

F2 · kind: Gift by the Reporting Person for estate planning purposes to an irrevocable trust which is managed by an independent trustee. The Reporting Person holds no voting or dispositive power over the securities held by the trust.

Read SEC document
April 03, 2020 Filed Feb 12, 2021 22:00 UTC
Parrish JayChief Business Officer
GiftCommon Stock 106,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010195 · doc5.xml · nonDerivative · entry 1

Parrish Jay · CIK 0001786372 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,741

F1 · kind: Gift by the Reporting Person for estate planning purposes to an irrevocable trust which is managed by an independent trustee. The Reporting Person holds no voting or dispositive power over the securities held by the trust.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 00:56 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $21.73 $0.00
Disclosure

SEC source: 0001209191-20-013608 · doc4.xml · derivative · entry 1

Horn Howard · CIK 0001786335 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: 1/4 of the shares subject to the stock option vest and become exercisable on February 25, 2021, and the remainder vest in 36 equal monthly installments thereafter.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:20 UTC GrantStock Option (Right to Buy) · Derivative 57,777 $0.00 Strike: $12.76 $0.00
Disclosure

SEC source: 0001209191-19-060214 · doc4.xml · derivative · entry 1

Ramasastry Saira · CIK 0001547959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,777

Underlying: Common Stock · 57,777 shares

Expires 2029-12-10

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on September 4, 2020, and the remaining shares vest in 24 equal monthly installments thereafter.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionSeries B convertible preferred stock · Derivative 55,556 $0.00 $0.00
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · derivative · entry 9

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Altitude Life Science Ventures Fund II, L.P. and Altitude Life Science Ventures Side Fund II, L.P

Disclosed balance after: 0

Underlying: Common Stock · 55,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.exercise_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.expiration_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionSeries A-1 convertible preferred stock · Derivative 666,667 $0.00 $0.00
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · derivative · entry 7

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Altitude Life Science Ventures Fund II, L.P. and Altitude Life Science Ventures Side Fund II, L.P

Disclosed balance after: 0

Underlying: Common Stock · 666,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.exercise_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.expiration_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionSeries A-1 convertible preferred stock · Derivative 2,222,222 $0.00 $0.00
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · derivative · entry 6

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yukon Investors, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,222,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.exercise_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

F1 · derivative.expiration_date: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC PurchaseCommon Stock 1,500,000 $20.00 $30,000,000.00
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · nonDerivative · entry 5

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,555,556

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionCommon Stock 55,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · nonDerivative · entry 4

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Altitude Life Science Ventures Fund II, L.P. and Altitude Life Science Ventures Side Fund II, L.P

Disclosed balance after: 5,555,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionCommon Stock 1,111,111 Not disclosed Not disclosed
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · nonDerivative · entry 3

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yukon Investors, LLC

Disclosed balance after: 5,555,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

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October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionCommon Stock 666,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · nonDerivative · entry 2

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Altitude Life Science Ventures Fund II, L.P. and Altitude Life Science Ventures Side Fund II, L.P

Disclosed balance after: 5,555,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

Read SEC document
October 16, 2019 Filed Oct 16, 2019 20:33 UTC ConversionCommon Stock 2,222,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000898432-19-001253 · form4.xml · nonDerivative · entry 1

Alaska Permanent Fund Corp · CIK 0001582681 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Yukon Investors, LLC

Disclosed balance after: 5,555,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the issuer's initial public offering, the Series A-1 convertible preferred stock and Series B convertible preferred stock converted automatically into Common Stock on a 1-for-1 basis without payment of further consideration. There was no expiration date for the Series A-1 convertible preferred stock or Series B convertible preferred stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its common stock and convertible preferred stock which is reflected in the numbers above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.