Tapewire

Nasdaq · USD

VICR

VICOR CORP

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1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionNon Qualified Stock Option · Derivative 891 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · derivative · entry 9

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 891 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,632 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · derivative · entry 8

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 1,632 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,763 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · derivative · entry 7

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,763 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC SaleCommon Stock 891 $54.19 $48,283.65
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 6

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionCommon Stock 891 $6.29 $5,604.39
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 5

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC SaleCommon Stock 1,632 $54.19 $88,438.73
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 4

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionCommon Stock 1,632 $8.05 $13,137.60
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 3

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC SaleCommon Stock 1,763 $54.19 $95,537.68
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 2

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 05, 2020 Filed May 7, 2020 13:20 UTC Exercise / conversionCommon Stock 1,763 $5.67 $9,996.21
Disclosure

SEC source: 0001204864-20-000003 · primary_doc.xml · nonDerivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionNon Qualified Stock Options · Derivative 354 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · derivative · entry 6

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

Underlying: Common Stock · 354 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1,064 stock options are exercisable after this transaction. The remaining 2,126 stock options become exercisable in three equal installments on 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · derivative · entry 5

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
SaleCommon Stock 354 $50.90 $18,018.60
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 4

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionCommon Stock 354 $6.77 $2,396.58
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
SaleCommon Stock 1,000 $50.90 $50,900.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2020 Filed May 5, 2020 15:48 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionCommon Stock 1,000 $10.48 $10,480.00
Disclosure

SEC source: 0001364082-20-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 14:53 UTC
GENDRON ROBERTCorp. VP Marketing
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $31.33 $0.00
Disclosure

SEC source: 0001654669-20-000001 · primary_doc.xml · derivative · entry 3

GENDRON ROBERT · CIK 0001654669 · Corp. VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 01, 2020 Filed May 5, 2020 14:53 UTC
GENDRON ROBERTCorp. VP Marketing
SaleCommon Stock 2,000 $50.99 $101,980.00
Disclosure

SEC source: 0001654669-20-000001 · primary_doc.xml · nonDerivative · entry 2

GENDRON ROBERT · CIK 0001654669 · Corp. VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,044

Read SEC document
May 01, 2020 Filed May 5, 2020 14:53 UTC
GENDRON ROBERTCorp. VP Marketing
Exercise / conversionCommon Stock 2,000 $31.33 $62,660.00
Disclosure

SEC source: 0001654669-20-000001 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 1, 2020 13:53 UTC Exercise / conversionNon Qualified Stock Option · Derivative 2,101 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001204864-20-000002 · primary_doc.xml · derivative · entry 3

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

Underlying: Common Stock · 2,101 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 30, 2020 Filed May 1, 2020 13:53 UTC SaleCommon Stock 2,101 $53.56 $112,526.83
Disclosure

SEC source: 0001204864-20-000002 · primary_doc.xml · nonDerivative · entry 2

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 30, 2020 Filed May 1, 2020 13:53 UTC Exercise / conversionCommon Stock 2,101 $6.29 $13,215.29
Disclosure

SEC source: 0001204864-20-000002 · primary_doc.xml · nonDerivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 18:24 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,501 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001204864-20-000001 · primary_doc.xml · derivative · entry 3

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

Underlying: Common Stock · 1,501 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 18:24 UTC SaleCommon Stock 1,501 $54.00 $81,057.90
Disclosure

SEC source: 0001204864-20-000001 · primary_doc.xml · nonDerivative · entry 2

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 29, 2020 Filed Apr 30, 2020 18:24 UTC Exercise / conversionCommon Stock 1,501 $6.29 $9,441.29
Disclosure

SEC source: 0001204864-20-000001 · primary_doc.xml · nonDerivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 17:34 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 2,200 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001411500-20-000001 · primary_doc.xml · derivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,200 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 17:34 UTC
Morrison Kemble DVP-Corporate Controller
SaleCommon Stock 2,200 $51.00 $112,200.00
Disclosure

SEC source: 0001411500-20-000001 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 29, 2020 Filed Apr 30, 2020 17:34 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionCommon Stock 2,200 $8.38 $18,436.00
Disclosure

SEC source: 0001411500-20-000001 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 16:01 UTC SaleCommon Stock 4,000 $54.00 $216,000.00
Disclosure

SEC source: 0001111769-20-000002 · primary_doc.xml · nonDerivative · entry 2

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 16:01 UTC SaleCommon Stock 4,000 $52.00 $208,000.00
Disclosure

SEC source: 0001111769-20-000002 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 3,500 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 3,500 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,104

Underlying: Common Stock · 3,500 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,500 $53.32 $186,628.75
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,812

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 3,500 $5.35 $18,725.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,908 $53.99 $103,010.82
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,812

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 3,500 $11.25 $39,386.90
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 7,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · derivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,604

Underlying: Common Stock · 7,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 264 $48.74 $12,866.83
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,220

F2 · kind: The 264 shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,892 $48.66 $189,365.26
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,484

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 14:58 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 7,000 $11.25 $78,773.80
Disclosure

SEC source: 0001403540-20-000001 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 14:24 UTC SaleCommon Stock 4,000 $50.00 $200,000.00
Disclosure

SEC source: 0001111769-20-000001 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 15:41 UTC SaleCommon Stock 5,003 $45.00 $225,135.00
Disclosure

SEC source: 0001195966-19-000005 · primary_doc.xml · nonDerivative · entry 2

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2019.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 15:41 UTC SaleCommon Stock 220 $45.00 $9,900.00
Disclosure

SEC source: 0001195966-19-000005 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2019.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · derivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Underlying: Common Stock · 6,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,620 $41.63 $150,692.27
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,376

F1 · security: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:23 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 6,000 $11.25 $67,520.40
Disclosure

SEC source: 0001403540-19-000006 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 18:59 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 61 $41.50 $2,531.50
Disclosure

SEC source: 0001545814-19-000002 · primary_doc.xml · nonDerivative · entry 4

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/30/2019.

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December 11, 2019 Filed Dec 12, 2019 18:59 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 580 $41.50 $24,070.00
Disclosure

SEC source: 0001545814-19-000002 · primary_doc.xml · nonDerivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

F3 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2019.

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December 11, 2019 Filed Dec 12, 2019 18:59 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 472 $41.50 $19,588.00
Disclosure

SEC source: 0001545814-19-000002 · primary_doc.xml · nonDerivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641

F2 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/2018.

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December 11, 2019 Filed Dec 12, 2019 18:59 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 1,276 $41.50 $52,954.00
Disclosure

SEC source: 0001545814-19-000002 · primary_doc.xml · nonDerivative · entry 1

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018.

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December 10, 2019 Filed Dec 11, 2019 19:41 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 1,280 $41.05 $52,550.02
Disclosure

SEC source: 0001654925-19-000004 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,215

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.