Last 12 months
Inside the activity.
0 purchase rows · 981 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 34 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 23 |
| Mar 2026 | 0 | 221 |
| Apr 2026 | 0 | 30 |
| May 2026 | 0 | 120 |
| Jun 2026 | 0 | 430 |
| Jul 2026 | 0 | 57 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 35 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2020 Filed May 20, 2020 14:50 UTC |
EICHTEN ESTIA JDirector
|
SaleCommon Stock | 4,000 | $58.00 | $232,000.00 |
DisclosureSEC source: 0001111769-20-000003 · primary_doc.xml · nonDerivative · entry 2 EICHTEN ESTIA J · CIK 0001111769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,079 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 3,197 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,498 Underlying: Common Stock · 3,197 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 3,197 | $58.44 | $186,848.35 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 3,197 | $6.29 | $20,109.13 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 10,000 | $58.44 | $584,449.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 10,000 | $7.34 | $73,400.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 5,000 | $58.44 | $292,224.50 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 5,000 | $5.35 | $26,750.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionNon Qualified Stock Option · Derivative | 1,500 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 12 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionNon Qualified Stock Option · Derivative | 3,413 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 11 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,724 Underlying: Common Stock · 3,413 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleCommon Stock | 1,500 | $55.42 | $83,123.40 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 4 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,923 Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionCommon Stock | 1,500 | $5.35 | $8,025.00 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 3 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleCommon Stock | 3,413 | $55.42 | $189,133.44 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 2 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,923 Read SEC document |
| May 18, 2020 Filed May 20, 2020 17:47 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionCommon Stock | 3,413 | $6.29 | $21,467.77 |
DisclosureSEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 1 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 14:50 UTC |
EICHTEN ESTIA JDirector
|
SaleCommon Stock | 4,000 | $56.00 | $224,000.00 |
DisclosureSEC source: 0001111769-20-000003 · primary_doc.xml · nonDerivative · entry 1 EICHTEN ESTIA J · CIK 0001111769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,079 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
Exercise / conversionNon Qualified Stock Option · Derivative | 1,260 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · derivative · entry 6 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 Underlying: Common Stock · 1,260 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
Exercise / conversionNon Qualified Stock Option · Derivative | 852 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · derivative · entry 5 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 852 shares Expires 2024-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
SaleCommon Stock | 1,260 | $54.92 | $69,199.20 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · nonDerivative · entry 4 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
Exercise / conversionCommon Stock | 1,260 | $10.61 | $13,368.60 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · nonDerivative · entry 3 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
SaleCommon Stock | 852 | $54.92 | $46,791.84 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · nonDerivative · entry 2 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:22 UTC |
CARLSON JASONDirector
|
Exercise / conversionCommon Stock | 852 | $8.05 | $6,858.60 |
DisclosureSEC source: 0001204864-20-000004 · primary_doc.xml · nonDerivative · entry 1 CARLSON JASON · CIK 0001204864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 13:25 UTC |
Gusinov AlexCorp. Vice President Eng.
|
Exercise / conversionNon Qualified Stock Option · Derivative | 4,322 | $0.00 Strike: $12.57 | $0.00 |
DisclosureSEC source: 0001654925-20-000001 · primary_doc.xml · derivative · entry 3 Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,322 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 15, 2020 Filed May 19, 2020 13:25 UTC |
Gusinov AlexCorp. Vice President Eng.
|
SaleCommon Stock | 2,444 | $54.50 | $133,198.00 |
DisclosureSEC source: 0001654925-20-000001 · primary_doc.xml · nonDerivative · entry 2 Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,949 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 856 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on 2/28/2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 13:25 UTC |
Gusinov AlexCorp. Vice President Eng.
|
Exercise / conversionCommon Stock | 4,322 | $12.57 | $54,347.85 |
DisclosureSEC source: 0001654925-20-000001 · primary_doc.xml · nonDerivative · entry 1 Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 856 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on 2/28/2020. Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:32 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionNon Qualified stock option · Derivative | 5,104 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001403540-20-000003 · primary_doc.xml · derivative · entry 3 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,104 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:32 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleCommon Stock | 2,815 | $54.29 | $152,831.98 |
DisclosureSEC source: 0001403540-20-000003 · primary_doc.xml · nonDerivative · entry 2 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,923 F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:32 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionCommon Stock | 5,104 | $11.25 | $57,437.35 |
DisclosureSEC source: 0001403540-20-000003 · primary_doc.xml · nonDerivative · entry 1 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 13, 2020 15:02 UTC |
Davies Philip DDirector · VP Global Sales & Marketing
|
Exercise / conversionNon Qualified Stock Option · Derivative | 8,750 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001512868-20-000001 · primary_doc.xml · derivative · entry 3 Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 8,750 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 12, 2020 Filed May 13, 2020 15:02 UTC |
Davies Philip DDirector · VP Global Sales & Marketing
|
SaleCommon Stock | 8,750 | $54.09 | $473,262.13 |
DisclosureSEC source: 0001512868-20-000001 · primary_doc.xml · nonDerivative · entry 2 Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2020 Filed May 13, 2020 15:02 UTC |
Davies Philip DDirector · VP Global Sales & Marketing
|
Exercise / conversionCommon Stock | 8,750 | $5.35 | $46,812.50 |
DisclosureSEC source: 0001512868-20-000001 · primary_doc.xml · nonDerivative · entry 1 Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionNon Qualified Stock Option · Derivative | 2,000 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · derivative · entry 6 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 2,000 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleNon Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · derivative · entry 5 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,104 Underlying: Common Stock · 4,000 shares Expires 2020-11-01 F2 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleCommon Stock | 2,000 | $54.23 | $108,453.80 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 4 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,634 Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionCommon Stock | 2,000 | $5.35 | $10,700.00 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 3 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
SaleCommon Stock | 2,178 | $54.25 | $118,167.17 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 2 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,634 F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:34 UTC |
Tuozzolo ClaudioDirector · Corp. Vice President
|
Exercise / conversionCommon Stock | 4,000 | $11.25 | $45,013.60 |
DisclosureSEC source: 0001403540-20-000002 · primary_doc.xml · nonDerivative · entry 1 Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:14 UTC |
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
|
Exercise / conversionNon Qualified Stock Option · Derivative | 311,954 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0000901484-20-000001 · primary_doc.xml · derivative · entry 4 VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,931 Underlying: Common Stock · 311,954 shares Expires 2024-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The remaining 467,931 stock options vest on 7/21/2020, 7/21/2021 and 7/21/2022. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:14 UTC |
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
|
SaleCommon Stock | 159,105 | $53.23 | $8,469,047.78 |
DisclosureSEC source: 0000901484-20-000001 · primary_doc.xml · nonDerivative · entry 3 VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,911,742 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:14 UTC |
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
|
Exercise / conversionCommon Stock | 311,954 | $6.77 | $2,111,928.58 |
DisclosureSEC source: 0000901484-20-000001 · primary_doc.xml · nonDerivative · entry 2 VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 14,179 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,179 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 5,085 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,085 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionNon Qualified Stock Option · Derivative | 5,085 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,085 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 7,340 | $53.10 | $389,776.75 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 14,179 | $7.05 | $99,961.95 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 2,857 | $53.10 | $151,715.56 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,411 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 5,085 | $11.25 | $57,223.54 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
SaleCommon Stock | 2,849 | $53.10 | $151,290.73 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,183 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC |
SIMMS JAMES ADirector · CFO and Secretary
|
Exercise / conversionCommon Stock | 5,085 | $11.25 | $57,223.54 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.