Tapewire

Nasdaq · USD

VICR

VICOR CORP

Export transactions ↓
Tapewire entity
1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 6,103 $17.30 $105,605.09
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,212 $83.44 $101,129.16
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Read SEC document
September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 1,212 $8.05 $9,756.60
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 15:15 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionNon Qualified Stock Option · Derivative 7,800 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001545814-20-000004 · primary_doc.xml · derivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,800 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 15:15 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 7,800 $83.13 $648,405.42
Disclosure

SEC source: 0001545814-20-000004 · primary_doc.xml · nonDerivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Read SEC document
September 15, 2020 Filed Sep 17, 2020 15:15 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionCommon Stock 7,800 $12.61 $98,358.00
Disclosure

SEC source: 0001545814-20-000004 · primary_doc.xml · nonDerivative · entry 1

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Underlying: Common Stock · 5,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,124 $82.76 $93,024.83
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 5,000 $82.76 $413,811.50
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,882

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 5,000 $8.05 $40,250.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,030 $82.76 $168,007.47
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,882

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 4,000 $8.06 $32,248.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 458 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · derivative · entry 6

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 458 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 914 stock options vest on 7/21/2021 and 7/21/2022.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 1,222 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · derivative · entry 5

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,222 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 1,220 stock options vest on 9/13/2021.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 234 $82.50 $19,305.00
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · nonDerivative · entry 4

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,415

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 458 $12.19 $5,583.62
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · nonDerivative · entry 3

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 669 $82.50 $55,192.50
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · nonDerivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,191

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 13:53 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 1,222 $17.30 $21,145.24
Disclosure

SEC source: 0001654925-20-000006 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 14:49 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 1,893 $82.00 $155,226.00
Disclosure

SEC source: 0001654925-20-000005 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,638

Read SEC document
September 10, 2020 Filed Sep 14, 2020 14:16 UTC
GENDRON ROBERTCorp. VP - Marketing
SaleCommon Stock 1,765 $85.16 $150,309.17
Disclosure

SEC source: 0001654669-20-000004 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

Read SEC document
September 10, 2020 Filed Sep 14, 2020 13:38 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionNon Qualified Stock Option · Derivative 2,200 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001545814-20-000003 · primary_doc.xml · derivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Common Stock · 2,200 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 10, 2020 Filed Sep 14, 2020 13:38 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 2,200 $85.13 $187,292.38
Disclosure

SEC source: 0001545814-20-000003 · primary_doc.xml · nonDerivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Read SEC document
September 10, 2020 Filed Sep 14, 2020 13:38 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionComnon Stock 2,200 $12.61 $27,742.00
Disclosure

SEC source: 0001545814-20-000003 · primary_doc.xml · nonDerivative · entry 1

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 351 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:33 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 422 $85.00 $35,870.00
Disclosure

SEC source: 0001654925-20-000004 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,531

F1 · shares: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2019.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 500 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · derivative · entry 9

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 640 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · derivative · entry 8

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 640 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 2,800 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · derivative · entry 7

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
SaleCommon Stock 500 $83.35 $41,676.15
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 6

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionCommon Stock 500 $10.48 $5,240.00
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 5

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
SaleCommon Stock 640 $83.35 $53,345.47
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 4

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionCommon Stock 640 $6.29 $4,025.60
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
SaleCommon Stock 2,800 $83.35 $233,386.44
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 10, 2020 20:08 UTC
Morrison Kemble DVP-Corporate Controller
Exercise / conversionCommon Stock 2,800 $8.38 $23,464.00
Disclosure

SEC source: 0001411500-20-000003 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · derivative · entry 6

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · derivative · entry 5

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
SaleCommon Stock 2,500 $83.38 $208,452.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · nonDerivative · entry 4

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionCommon Stock 2,500 $9.43 $23,575.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · nonDerivative · entry 3

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
SaleCommon Stock 2,500 $83.38 $208,452.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · nonDerivative · entry 2

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:22 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionCommon Stock 2,500 $10.48 $26,200.00
Disclosure

SEC source: 0001654862-20-000002 · primary_doc.xml · nonDerivative · entry 1

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:05 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 5,000 $84.12 $420,612.00
Disclosure

SEC source: 0001254402-20-000004 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:05 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 40,000 $84.11 $3,364,288.00
Disclosure

SEC source: 0001254402-20-000004 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionNon Qualified Stock Option · Derivative 9,250 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · derivative · entry 6

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,250 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionNon Qualified Stock Option · Derivative 20,750 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · derivative · entry 5

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

Underlying: Common Stock · 20,750 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
SaleCommon Stock 9,250 $84.10 $777,970.33
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 4

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionCommon Stock 9,250 $5.35 $49,487.50
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
SaleCommon Stock 20,750 $84.10 $1,745,176.68
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 09, 2020 Filed Sep 11, 2020 19:24 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionCommon Stock 20,750 $6.29 $130,517.50
Disclosure

SEC source: 0001512868-20-000005 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 15:00 UTC Exercise / conversionNon Qualified Stock Option · Derivative 3,726 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0001204864-20-000006 · primary_doc.xml · derivative · entry 9

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,726 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 15:00 UTC Exercise / conversionNon Qualified Stock Option · Derivative 1,551 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0001204864-20-000006 · primary_doc.xml · derivative · entry 8

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,551 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.