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Nasdaq · USD

VICR

VICOR CORP

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1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 19:22 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 12,498 $101.27 $1,265,687.46
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:22 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 12,498 $6.29 $78,612.42
Disclosure

SEC source: 0001254402-21-000003 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:48 UTC
VINCIARELLI PATRIZIODirector · Chairman and CEO · 10% owner
SaleCommon Stock 3,561 $102.15 $363,762.20
Disclosure

SEC source: 0000901484-21-000001 · primary_doc.xml · nonDerivative · entry 2

VINCIARELLI PATRIZIO · CIK 0000901484 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,908,181

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:22 UTC Exercise / conversionNon Qualified Stock Option · Derivative 3,000 $0.00 Strike: $8.54 $0.00
Disclosure

SEC source: 0001830195-21-000001 · primary_doc.xml · derivative · entry 5

D'Amico Andrew · CIK 0001830195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 3,000 shares

Expires 2024-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:22 UTC SaleCommon Stock 1,500 $101.54 $152,308.80
Disclosure

SEC source: 0001830195-21-000001 · primary_doc.xml · nonDerivative · entry 4

D'Amico Andrew · CIK 0001830195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:22 UTC Exercise / conversionCommon Stock 1,500 $8.54 $12,810.00
Disclosure

SEC source: 0001830195-21-000001 · primary_doc.xml · nonDerivative · entry 3

D'Amico Andrew · CIK 0001830195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:22 UTC SaleCommon Stock 1,500 $99.23 $148,845.00
Disclosure

SEC source: 0001830195-21-000001 · primary_doc.xml · nonDerivative · entry 2

D'Amico Andrew · CIK 0001830195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 01, 2021 Filed Mar 3, 2021 15:22 UTC Exercise / conversionCommon Stock 1,500 $8.54 $12,810.00
Disclosure

SEC source: 0001830195-21-000001 · primary_doc.xml · nonDerivative · entry 1

D'Amico Andrew · CIK 0001830195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 2,000 $98.69 $197,385.80
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:29 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-21-000002 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 14:49 UTC SaleCommon Stock 5,000 $101.00 $505,000.00
Disclosure

SEC source: 0001111769-21-000002 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 2,000 $98.79 $197,580.80
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:25 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-21-000001 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 15:51 UTC SaleCommon Stock 5,000 $97.00 $485,000.00
Disclosure

SEC source: 0001111769-21-000001 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 15:28 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionNon Qualified Stock Option · Derivative 2,099 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001545814-20-000006 · primary_doc.xml · derivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Underlying: Common Stock · 2,099 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 15:28 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 2,099 $93.33 $195,891.48
Disclosure

SEC source: 0001545814-20-000006 · primary_doc.xml · nonDerivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Read SEC document
December 16, 2020 Filed Dec 17, 2020 15:28 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionCommon Stock 2,099 $12.61 $26,468.39
Disclosure

SEC source: 0001545814-20-000006 · primary_doc.xml · nonDerivative · entry 1

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 14:34 UTC SaleCommon Stock 5,000 $93.00 $465,000.00
Disclosure

SEC source: 0001111769-20-000012 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:44 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001545814-20-000005 · primary_doc.xml · derivative · entry 3

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:44 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
SaleCommon Stock 2,500 $91.00 $227,500.00
Disclosure

SEC source: 0001545814-20-000005 · primary_doc.xml · nonDerivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:44 UTC
McNamara MichaelDirector · General Manager Mfg. Ops.
Exercise / conversionCommon Stock 2,500 $12.61 $31,525.00
Disclosure

SEC source: 0001545814-20-000005 · primary_doc.xml · nonDerivative · entry 1

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:08 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,770 $91.37 $161,724.02
Disclosure

SEC source: 0001403540-20-000015 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,481

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:02 UTC SaleCommon Stock 5,000 $89.00 $445,000.00
Disclosure

SEC source: 0001111769-20-000011 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionNon Qualified Stock Option · Derivative 300 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · derivative · entry 6

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · derivative · entry 5

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 4,000 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
SaleCommon Stock 300 $91.55 $27,463.98
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · nonDerivative · entry 4

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionCommon Stock 300 $6.29 $1,887.00
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · nonDerivative · entry 3

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
SaleCommon Stock 4,000 $91.55 $366,186.40
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · nonDerivative · entry 2

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:00 UTC
Grava Nancy LVP-Human Resources
Exercise / conversionCommon Stock 4,000 $11.89 $47,560.00
Disclosure

SEC source: 0001654862-20-000003 · primary_doc.xml · nonDerivative · entry 1

Grava Nancy L · CIK 0001654862 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:11 UTC
GENDRON ROBERTCorp. VP - Marketing
SaleCommon Stock 551 $86.00 $47,386.00
Disclosure

SEC source: 0001654669-20-000005 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,374

Read SEC document
December 08, 2020 Filed Dec 9, 2020 15:23 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,142 $87.04 $99,404.82
Disclosure

SEC source: 0001403540-20-000014 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,251

Read SEC document
December 07, 2020 Filed Dec 8, 2020 14:32 UTC SaleCommon Stock 5,000 $85.00 $425,000.00
Disclosure

SEC source: 0001111769-20-000010 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 2,000 $82.75 $165,500.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:32 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000007 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 14:18 UTC SaleCommon Stock 5,000 $81.00 $405,000.00
Disclosure

SEC source: 0001111769-20-000009 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,329

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Underlying: Common Stock · 10,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC
Davies Philip DDirector · VP Global Sales & Marketing
SaleCommon Stock 10,000 $84.07 $840,723.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 05, 2020 Filed Nov 6, 2020 14:55 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionCommon Stock 10,000 $6.29 $62,900.00
Disclosure

SEC source: 0001512868-20-000006 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:31 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:31 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 2,000 $78.79 $157,583.80
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:31 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000006 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 20:34 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 2,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · derivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498

Underlying: Common Stock · 2,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 20:34 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 2,000 $74.50 $149,003.60
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.

Read SEC document
September 25, 2020 Filed Sep 25, 2020 20:34 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001254402-20-000005 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 6,103 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 6,103 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 1,525 stock options vest on 9/13/2021.

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September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 1,212 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,212 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

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September 16, 2020 Filed Sep 17, 2020 14:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,468 $83.42 $289,301.95
Disclosure

SEC source: 0001403540-20-000013 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,393

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.