VIAV

SEC source: 0001140361-17-043426 · doc1.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,167

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

SEC source: 0001140361-17-043424 · doc1.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,167

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

SEC source: 0001140361-17-043422 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,910

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

SEC source: 0001140361-17-043420 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,304

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

SEC source: 0001140361-17-043418 · doc1.xml · nonDerivative · entry 1

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,381

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

SEC source: 0001140361-17-038677 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,762

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.64 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

SEC source: 0001140361-17-037228 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.51 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,893

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.325 to $9.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

SEC source: 0001140361-17-037228 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 9,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037228 · doc1.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037228 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,239

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037228 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037228 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037228 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037220 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,272

Underlying: Common Stock · 28,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037220 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,854

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037220 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037222 · doc1.xml · derivative · entry 6

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,999

Underlying: Common Stock · 24,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037222 · doc1.xml · derivative · entry 5

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,455

Underlying: Common Stock · 71,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037222 · doc1.xml · nonDerivative · entry 4

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,343

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037222 · doc1.xml · nonDerivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037222 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,389

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037222 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · derivative · entry 10

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,492

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,524

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037454 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · derivative · entry 10

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,667

Underlying: Common Stock · 16,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

Underlying: Common Stock · 15,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,165

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,354

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-037446 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-035991 · doc1.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.79 to $9.95 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

SEC source: 0001140361-17-035991 · doc1.xml · derivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,755

Underlying: Common Stock · 44,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-035991 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,936

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-035991 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-035983 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,455

Underlying: Common Stock · 47,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-035983 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,528

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001140361-17-035983 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001140361-17-035840 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,762

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.145 to $10.325 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.