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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 489 $9.86 $4,821.54
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 636 $9.86 $6,270.96
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,724

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:37 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009619 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

Underlying: Common Stock · 2,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 790 $9.86 $7,789.40
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,181

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 766 $9.86 $7,552.76
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,249

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,596 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009587 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Underlying: Common Stock · 4,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:06 UTC Tax withholdingCommon Stock 1,712 $9.86 $16,880.32
Disclosure

SEC source: 0001140361-18-009587 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,821

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:06 UTC Exercise / conversionCommon Stock 4,188 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009587 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Underlying: Common Stock · 3,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,537 $8.94 $13,740.78
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,028 $9.86 $10,136.08
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,602

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:08 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009594 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:01 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009582 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,848

Underlying: Common Stock · 4,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:01 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 2,384 $9.86 $23,506.24
Disclosure

SEC source: 0001140361-18-009582 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,503

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:01 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009582 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,119

Underlying: Common Stock · 3,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,444 $9.86 $14,237.84
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,560 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,113 $9.86 $10,974.18
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2018 Filed Feb 22, 2018 20:53 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009572 · doc1.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 00:20 UTC GrantCommon Stock 16,611 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009187 · doc1.xml · nonDerivative · entry 1

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,611

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on 11/16/2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 11,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009165 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 4,070 $9.70 $39,479.00
Disclosure

SEC source: 0001140361-18-009165 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,182

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 11,935 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009165 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:13 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 7,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009181 · doc1.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:13 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 2,094 $9.70 $20,311.80
Disclosure

SEC source: 0001140361-18-009181 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,968

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:13 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009181 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 5,968 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,116 $9.70 $30,225.20
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,419

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability

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February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,952 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,717 $9.70 $16,654.90
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,583

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability

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February 15, 2018 Filed Feb 20, 2018 23:11 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 5,968 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009160 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 12, 2018 Filed Feb 12, 2018 20:47 UTC
BARNES KEITHDirector
SaleCommon Stock 10,000 $9.72 $97,188.00
Disclosure

SEC source: 0001140361-18-006559 · doc1.xml · nonDerivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,545

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.7 to $9.74 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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February 12, 2018 Filed Feb 12, 2018 20:47 UTC
BARNES KEITHDirector
SaleCommon Stock 3,500 $9.83 $34,390.30
Disclosure

SEC source: 0001140361-18-006559 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,545

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.825 to $9.83 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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February 05, 2018 Filed Feb 8, 2018 00:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 43,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005673 · doc1.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 05, 2018 Filed Feb 8, 2018 00:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 86,659 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005673 · doc1.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 05, 2018 Filed Feb 8, 2018 00:46 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 19,718 $9.70 $191,264.60
Disclosure

SEC source: 0001140361-18-005673 · doc1.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,079

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 05, 2018 Filed Feb 8, 2018 00:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 43,330 $9.70 $420,301.00
Disclosure

SEC source: 0001140361-18-005673 · doc1.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 05, 2018 Filed Feb 8, 2018 00:46 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 30,576 $9.70 $296,587.20
Disclosure

SEC source: 0001140361-18-005673 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,467

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.