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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2020 Filed Nov 16, 2020 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000109 · wf-form4_160556370891442.xml · derivative · entry 3

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:55 UTC Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000109 · wf-form4_160556370891442.xml · nonDerivative · entry 1

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000106 · wf-form4_160556361865867.xml · derivative · entry 3

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:53 UTC Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000106 · wf-form4_160556361865867.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000103 · wf-form4_160556351316454.xml · derivative · entry 3

Dorchak Glenda · CIK 0001468620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:52 UTC Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000103 · wf-form4_160556351316454.xml · nonDerivative · entry 1

Dorchak Glenda · CIK 0001468620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000105 · wf-form4_160556358828772.xml · derivative · entry 3

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:53 UTC Exercise / conversionRestricted Stock Units 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000105 · wf-form4_160556358828772.xml · nonDerivative · entry 1

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000104 · wf-form4_160556355853915.xml · derivative · entry 3

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:52 UTC Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000104 · wf-form4_160556355853915.xml · nonDerivative · entry 1

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:51 UTC
BARNES KEITHDirector
Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · derivative · entry 3

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:51 UTC
BARNES KEITHDirector
Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:54 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000107 · wf-form4_160556364959623.xml · derivative · entry 2

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:54 UTC
Braham TorDirector
GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000108 · wf-form4_160556368148809.xml · derivative · entry 2

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:55 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000109 · wf-form4_160556370891442.xml · derivative · entry 2

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:53 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000106 · wf-form4_160556361865867.xml · derivative · entry 2

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:52 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000103 · wf-form4_160556351316454.xml · derivative · entry 2

Dorchak Glenda · CIK 0001468620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:53 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000105 · wf-form4_160556358828772.xml · derivative · entry 2

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:52 UTC GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000104 · wf-form4_160556355853915.xml · derivative · entry 2

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:51 UTC
BARNES KEITHDirector
GrantRestricted Stock Units · Derivative 15,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · derivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 15,775 shares

Expires not disclosed

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 20:21 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 16,696 $12.64 $211,037.44
Disclosure

SEC source: 0000912093-20-000088 · wf-form4_160262046022360.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,949

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.57 to $12.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:04 UTC Exercise / conversionPerformance Stock Units · Derivative 11,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000087 · wf-form4_160192823630564.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the time-based vesting of the 3rd tranche of Performance Stock Units granted on August 28, 2017 on the 36 month anniversary of the first day of the measurement period at 100% of target based on the prior achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated in the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:04 UTC Tax withholdingCommon Stock 5,578 $11.91 $66,433.98
Disclosure

SEC source: 0000912093-20-000087 · wf-form4_160192823630564.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,449

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:04 UTC Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000087 · wf-form4_160192823630564.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:03 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000086 · wf-form4_160192819067952.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the time-based vesting of the 3rd tranche of Performance Stock Units granted on August 28, 2017 on the 36 month anniversary of the first day of the measurement period at 100% of target based on the prior achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated in the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:03 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 11,156 $11.91 $132,867.96
Disclosure

SEC source: 0000912093-20-000086 · wf-form4_160192819067952.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,473

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:03 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000086 · wf-form4_160192819067952.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 15,315 $11.86 $181,635.90
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,486

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.74 to $11.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 13,360 $11.86 $158,449.60
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,116

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.71 to $11.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 18,395 $11.86 $218,164.70
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,398

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $11.69 to $11.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 5,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 5,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F7 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 9,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 8,245 $11.56 $95,312.20
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,801

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:38 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 27,389 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000078 · wf-form4_160142986715504.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:36 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 8,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000077 · wf-form4_160142975933648.xml · derivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 8,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:36 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000077 · wf-form4_160142975933648.xml · derivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:36 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 11,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000077 · wf-form4_160142975933648.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:36 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 16,992 $11.56 $196,427.52
Disclosure

SEC source: 0000912093-20-000077 · wf-form4_160142975933648.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,378

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 01:36 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 34,271 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000077 · wf-form4_160142975933648.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 8,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 8,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · derivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F7 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 9,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · derivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411

Underlying: Common Stock · 9,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 11,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · derivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 17,339 $11.56 $200,438.84
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,476

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:48 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 44,057 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000075 · wf-form4_160142690669602.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionMarket Stock Units · Derivative 6,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000074 · wf-form4_160142679077619.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 6,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionMarket Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000074 · wf-form4_160142679077619.xml · derivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionMarket Stock Units · Derivative 11,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000074 · wf-form4_160142679077619.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 16,420 $11.56 $189,815.20
Disclosure

SEC source: 0000912093-20-000074 · wf-form4_160142679077619.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,645

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.