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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · derivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 1,236 $16.19 $20,010.84
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,037

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 3,141 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 976 $16.19 $15,801.44
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,132

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2021 Filed Feb 17, 2021 22:09 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 1,991 $16.95 $33,747.45
Disclosure

SEC source: 0000912093-21-000029 · wf-form4_161359975240575.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,595

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:09 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 7,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000029 · wf-form4_161359975240575.xml · derivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:09 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,081 $16.98 $52,315.38
Disclosure

SEC source: 0000912093-21-000029 · wf-form4_161359975240575.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,586

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:09 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000029 · wf-form4_161359975240575.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 776 shares purchased pursuant to the ESPP plan.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 22:14 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 12,248 $13.88 $170,002.24
Disclosure

SEC source: 0000912093-20-000129 · wf-form4_160755204720577.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,345

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.88 to $13.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:50 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 1,714 $13.63 $23,361.82
Disclosure

SEC source: 0000912093-20-000127 · wf-form4_160687021813369.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,829

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.57 to $13.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 2,532 $13.65 $34,561.80
Disclosure

SEC source: 0000912093-20-000126 · wf-form4_160687017269129.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,949

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.59 to $13.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:49 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 2,796 $13.64 $38,137.44
Disclosure

SEC source: 0000912093-20-000125 · wf-form4_160687012978144.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,398

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.58 to $13.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 2,340 $13.64 $31,917.60
Disclosure

SEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,072

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.57 to $13.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:45 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 4,412 $13.61 $60,047.32
Disclosure

SEC source: 0000912093-20-000123 · wf-form4_160686993729353.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,593

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.61 to $13.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:51 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,276 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000128 · wf-form4_160687024770170.xml · derivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,938

Underlying: Common Stock · 16,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:51 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 17,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000128 · wf-form4_160687024770170.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,864

Underlying: Common Stock · 17,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:51 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 16,641 $13.96 $232,308.36
Disclosure

SEC source: 0000912093-20-000128 · wf-form4_160687024770170.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,503

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:51 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 33,563 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000128 · wf-form4_160687024770170.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:50 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 3,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000127 · wf-form4_160687021813369.xml · derivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,985

Underlying: Common Stock · 3,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:50 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000127 · wf-form4_160687021813369.xml · derivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:50 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 2,225 $13.96 $31,061.00
Disclosure

SEC source: 0000912093-20-000127 · wf-form4_160687021813369.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,543

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:50 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 5,652 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000127 · wf-form4_160687021813369.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000126 · wf-form4_160687017269129.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000126 · wf-form4_160687017269129.xml · derivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 2,492 $13.96 $34,788.32
Disclosure

SEC source: 0000912093-20-000126 · wf-form4_160687017269129.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,481

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 5,024 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000126 · wf-form4_160687017269129.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000125 · wf-form4_160687012978144.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000125 · wf-form4_160687012978144.xml · derivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 2,228 $13.96 $31,102.88
Disclosure

SEC source: 0000912093-20-000125 · wf-form4_160687012978144.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,194

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:49 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 5,024 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000125 · wf-form4_160687012978144.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,260 $13.96 $17,589.60
Disclosure

SEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,412

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,186 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000124 · wf-form4_160687003114416.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:45 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000123 · wf-form4_160686993729353.xml · derivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,519

Underlying: Common Stock · 2,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:45 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000123 · wf-form4_160686993729353.xml · derivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:45 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 2,700 $13.96 $37,692.00
Disclosure

SEC source: 0000912093-20-000123 · wf-form4_160686993729353.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,005

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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November 28, 2020 Filed Dec 2, 2020 00:45 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 5,443 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000123 · wf-form4_160686993729353.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Reflects a decrease of 7,116 shares that were transferred pursuant to an exempt transaction.

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November 28, 2020 Filed Dec 2, 2020 00:40 UTC
Avent Pamela K.Interim CFO
GrantRestricted Stock Units · Derivative 9,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000122 · wf-form4_160686963470399.xml · derivative · entry 5

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,561

Underlying: Common Stock · 9,561 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:40 UTC
Avent Pamela K.Interim CFO
Exercise / conversionRestricted Stock Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000122 · wf-form4_160686963470399.xml · derivative · entry 4

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:40 UTC
Avent Pamela K.Interim CFO
Exercise / conversionRestricted Stock Units · Derivative 1,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000122 · wf-form4_160686963470399.xml · derivative · entry 3

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,151

Underlying: Common Stock · 1,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:40 UTC
Avent Pamela K.Interim CFO
Tax withholdingCommon Stock 1,174 $13.96 $16,389.04
Disclosure

SEC source: 0000912093-20-000122 · wf-form4_160686963470399.xml · nonDerivative · entry 2

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,881

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:40 UTC
Avent Pamela K.Interim CFO
Exercise / conversionCommon Stock 3,392 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000122 · wf-form4_160686963470399.xml · nonDerivative · entry 1

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:51 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 160,892 $13.61 $2,189,740.12
Disclosure

SEC source: 0000912093-20-000116 · wf-form4_160582267064451.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,581

F1 · kind: Sales of stock were made to facilitate tax planning.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.54 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 17, 2020 Filed Nov 17, 2020 23:52 UTC
BARNES KEITHDirector
SaleCommon Stock 6,529 $13.16 $85,921.64
Disclosure

SEC source: 0000912093-20-000113 · wf-form4_160565711993563.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,743

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.09 to $13.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000107 · wf-form4_160556364959623.xml · derivative · entry 3

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:54 UTC Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000107 · wf-form4_160556364959623.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:54 UTC
Braham TorDirector
Exercise / conversionRestricted Stock Units · Derivative 13,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000108 · wf-form4_160556368148809.xml · derivative · entry 3

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
November 14, 2020 Filed Nov 16, 2020 21:54 UTC
Braham TorDirector
Exercise / conversionCommon Stock 13,058 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000108 · wf-form4_160556368148809.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.