VIAV

SEC source: 0001127602-23-027170 · form4.xml · derivative · entry 2

Gilstrap Doug · CIK 0001956325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027170 · form4.xml · nonDerivative · entry 1

Gilstrap Doug · CIK 0001956325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-027169 · form4.xml · derivative · entry 2

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027169 · form4.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-027168 · form4.xml · derivative · entry 2

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027168 · form4.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-027167 · form4.xml · derivative · entry 2

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027167 · form4.xml · nonDerivative · entry 1

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-027166 · form4.xml · derivative · entry 2

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027166 · form4.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-027165 · form4.xml · derivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F2 · derivative.exercise_date: Units vest 100% on November 8, 2023

F3 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-027165 · form4.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-026026 · form4.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by reporting person's spouse

Disclosed balance after: 585,012

F1 · kind: Reflects shares that were transferred by gift to reporting person's spouse.

SEC source: 0001127602-23-026026 · form4.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,728

F1 · kind: Reflects shares that were transferred by gift to reporting person's spouse.

SEC source: 0001127602-23-025659 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,318

F1 · shares: Reflects shares that were transferred pursuant to an exempt transaction.

F2 · price: Not applicable

SEC source: 0001127602-23-024934 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,664

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.00 to $9.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-024936 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,722

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 15, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.00 to $9.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-024932 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,064

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.01 to $9.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-024930 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,489

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated December 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.01 to $9.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,674

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024829 · form4.xml · derivative · entry 8

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,815

Underlying: Common Stock · 27,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Represents the market stock units granted on May 28, 2021, which reflect the satisfaction of performance metrics. The market stock units vest on May 28, 2024 subject to continued service. Mr. Derksen has announced his intent to resign from the company as of September 30, 2023. Accordingly, this award will be forfeited upon his termination.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024829 · form4.xml · derivative · entry 7

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,620

Underlying: Common Stock · 13,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024829 · form4.xml · derivative · entry 6

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

Underlying: Common Stock · 11,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024829 · form4.xml · nonDerivative · entry 5

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024829 · form4.xml · nonDerivative · entry 4

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,999

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024829 · form4.xml · nonDerivative · entry 3

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024829 · form4.xml · nonDerivative · entry 2

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,229

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024829 · form4.xml · nonDerivative · entry 1

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024827 · form4.xml · derivative · entry 9

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,163

Underlying: Common Stock · 48,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024827 · form4.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,197

Underlying: Common Stock · 82,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024827 · form4.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147,740

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,377

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,293

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024827 · form4.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024825 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,814

Underlying: Common Stock · 5,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024825 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,402

Underlying: Common Stock · 10,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024825 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,959

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,391

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024825 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024823 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 4,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024823 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 8,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024823 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,292

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.