Tapewire

NYSE · USD

VGZ

VISTA GOLD CORP

Export transactions ↓
Tapewire entity
8812
SEC CIK
0000783324
Parsed reports
296

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2019 Filed Mar 26, 2019 19:56 UTC
RICHINGS MICHAEL BDirector · Exec. Chairman
SaleCommon Stock 8,000 $0.72 $5,760.00
Disclosure

SEC source: 0001567619-19-007642 · doc1.xml · nonDerivative · entry 2

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,758

Read SEC document
March 25, 2019 Filed Mar 26, 2019 19:56 UTC
RICHINGS MICHAEL BDirector · Exec. Chairman
Exercise / conversionCommon Stock 8,000 $0.52 $4,160.00
Disclosure

SEC source: 0001567619-19-007642 · doc1.xml · nonDerivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 19:07 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007532 · doc1.xml · derivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:09 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007417 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:09 UTC Exercise / conversionCommon Shares 8,000 $0.52 $4,160.00
Disclosure

SEC source: 0001567619-19-007417 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:05 UTC
CLARK JOHN MDirector
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007415 · doc1.xml · derivative · entry 3

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:05 UTC
CLARK JOHN MDirector
SaleCommon Shares 8,000 $0.74 $5,888.00
Disclosure

SEC source: 0001567619-19-007415 · doc1.xml · nonDerivative · entry 2

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,134

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:05 UTC
CLARK JOHN MDirector
Exercise / conversionCommon Shares 8,000 $0.52 $4,160.00
Disclosure

SEC source: 0001567619-19-007415 · doc1.xml · nonDerivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:20 UTC
ENGELE JOHN FSenior VP - CFO
SaleCommon Stock 12,720 $0.76 $9,603.60
Disclosure

SEC source: 0001567619-19-007218 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,829

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:20 UTC
ENGELE JOHN FSenior VP - CFO
SaleCommon Stock 5,580 $0.76 $4,212.90
Disclosure

SEC source: 0001567619-19-007218 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,549

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:14 UTC
Rozelle John W.Senior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,975 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007111 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,975 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:14 UTC
Rozelle John W.Senior Vice President
SaleCommon Stock 7,975 $0.75 $5,981.25
Disclosure

SEC source: 0001567619-19-007111 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:14 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Stock 7,975 $0.52 $4,147.00
Disclosure

SEC source: 0001567619-19-007111 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:04 UTC
ENGELE JOHN FSenior VP - CFO
SaleCommon Stock 6,700 $0.76 $5,092.00
Disclosure

SEC source: 0001567619-19-007101 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,129

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:14 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007174 · doc1.xml · derivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:14 UTC Exercise / conversionCommon Stock 8,000 $0.52 $4,160.00
Disclosure

SEC source: 0001567619-19-007174 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:08 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007105 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:08 UTC
Earnest Frederick HumeDirector · President and CEO
SaleCommon Stock 25,000 $0.73 $18,265.00
Disclosure

SEC source: 0001567619-19-007105 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,278

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:08 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Stock 25,000 $0.52 $13,000.00
Disclosure

SEC source: 0001567619-19-007105 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · derivative · entry 6

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Underlying: Common Shares · 50 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
SaleCommon Shares 50 $0.77 $38.50
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

Read SEC document
March 13, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 50 $0.52 $26.00
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · derivative · entry 5

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Shares · 1,800 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
SaleCommon Shares 1,800 $0.77 $1,386.00
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:38 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 1,800 $0.52 $936.00
Disclosure

SEC source: 0001567619-19-006897 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares · Derivative 14,775 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · derivative · entry 6

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,825

Underlying: Common Shares · 14,775 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
SaleCommon Shares 14,775 $0.77 $11,376.75
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,941

Read SEC document
March 11, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 14,775 $0.52 $7,683.00
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:23 UTC
Rozelle John W.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 21,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006811 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,000 shares

Expires 2019-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · balance_after: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:23 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 7,980 $0.77 $6,144.60
Disclosure

SEC source: 0001567619-19-006811 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:23 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 21,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006811 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:20 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionRestricted Stock Units · Derivative 32,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006809 · doc1.xml · derivative · entry 3

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 32,400 shares

Expires 2019-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · balance_after: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:20 UTC
ENGELE JOHN FSenior VP - CFO
Tax withholdingCommon Shares 12,312 $0.77 $9,480.24
Disclosure

SEC source: 0001567619-19-006809 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,829

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:20 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionCommon Shares 32,400 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006809 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:17 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 75,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006807 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,600 shares

Expires 2019-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

F1 · balance_after: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:17 UTC
Earnest Frederick HumeDirector · President and CEO
Tax withholdingCommon Shares 28,728 $0.77 $22,120.56
Disclosure

SEC source: 0001567619-19-006807 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,278

Read SEC document
March 09, 2019 Filed Mar 14, 2019 00:17 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Shares 75,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006807 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.

Read SEC document
March 08, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares · Derivative 400 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · derivative · entry 5

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Shares · 400 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
SaleCommon Shares 400 $0.77 $308.00
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,941

Read SEC document
March 08, 2019 Filed Mar 13, 2019 00:20 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 400 $0.52 $208.00
Disclosure

SEC source: 0001567619-19-006761 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2019 Filed Mar 25, 2019 19:07 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionCommon Stock 25,000 $0.52 $13,000.00
Disclosure

SEC source: 0001567619-19-007532 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:58 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 112,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001567619-18-008004 · doc1.xml · derivative · entry 3

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,500 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 37,500 on 12/30/2013; 37,500 on 2/14/2014; and 37,500 on 9/8/2014.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:58 UTC
ENGELE JOHN FSenior VP - CFO
Disposition to issuerCommon Stock 112,500 $0.50 $56,250.00
Disclosure

SEC source: 0001567619-18-008004 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,741

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:58 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionCommon Stock 112,500 $0.36 $40,500.00
Disclosure

SEC source: 0001567619-18-008004 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:50 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001567619-18-008002 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 50,000 on 12/30/2013; 50,000 on 2/14/2014; and 50,000 on 9/8/2014.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:50 UTC
Earnest Frederick HumeDirector · President and CEO
Disposition to issuerCommon Stock 150,000 $0.50 $75,000.00
Disclosure

SEC source: 0001567619-18-008002 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,406

Read SEC document
December 13, 2018 Filed Dec 14, 2018 19:50 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Stock 150,000 $0.36 $54,000.00
Disclosure

SEC source: 0001567619-18-008002 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001567619-18-007653 · doc1.xml · derivative · entry 3

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 10,000 on 12/30/2013; 10,000 on 2/14/2014; and 10,000 on 9/8/2014.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:16 UTC Disposition to issuerCommon Stock 30,000 $0.46 $13,800.00
Disclosure

SEC source: 0001567619-18-007653 · doc1.xml · nonDerivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,545

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:16 UTC Exercise / conversionCommon Stock 30,000 $0.36 $10,800.00
Disclosure

SEC source: 0001567619-18-007653 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.