VGZ

SEC source: 0001567619-19-017380 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017380 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-015896 · doc1.xml · derivative · entry 3

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015896 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015896 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015898 · doc1.xml · derivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,066

Underlying: Common Stock · 31,800 shares

Expires 2020-08-04

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015898 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,866

Underlying: Common Stock · 7,067 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015898 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,766

SEC source: 0001567619-19-015898 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015894 · doc1.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,334

Underlying: Common Stock · 114,000 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015894 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,334

Underlying: Common Stock · 25,333 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015894 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,464

SEC source: 0001567619-19-015894 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015892 · doc1.xml · derivative · entry 3

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015892 · doc1.xml · derivative · entry 2

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015892 · doc1.xml · nonDerivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015890 · doc1.xml · derivative · entry 3

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015890 · doc1.xml · derivative · entry 2

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015890 · doc1.xml · nonDerivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015888 · doc1.xml · derivative · entry 3

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015888 · doc1.xml · derivative · entry 2

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015888 · doc1.xml · nonDerivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015886 · doc1.xml · derivative · entry 3

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015886 · doc1.xml · derivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

SEC source: 0001567619-19-015886 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

SEC source: 0001567619-19-015993 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Underlying: Common Stock · 63,500 shares

Expires 2022-07-30

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of VGZ common stock. Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-19-015356 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

Underlying: Common Stock · 10,667 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

SEC source: 0001567619-19-015356 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,961

SEC source: 0001567619-19-015356 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

SEC source: 0001567619-19-015352 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 38,000 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

SEC source: 0001567619-19-015352 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,278

SEC source: 0001567619-19-015352 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2019 in cash. The remaining 1/3 portions vest on each of 07/25/2020 and 07/25/2021.

SEC source: 0001567619-19-014185 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2024-06-27

F1 · derivative.exercise_date: One-half of the options will vest on 07/01/2019 and one-half of the options will vest on 06/27/2020.

SEC source: 0001567619-19-013868 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,529

SEC source: 0001567619-19-013868 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,529

SEC source: 0001567619-19-013714 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013708 · doc1.xml · derivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013710 · doc1.xml · derivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013706 · doc1.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013702 · doc1.xml · derivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013695 · doc1.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-013417 · doc1.xml · nonDerivative · entry 3

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,829

SEC source: 0001567619-19-013417 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,829

SEC source: 0001567619-19-013417 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,829

SEC source: 0001567619-19-010184 · doc1.xml · derivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,000

Underlying: Common Shares · 127,000 shares

Expires 2022-05-06

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 36,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 54,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 36,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 54,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-19-010182 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,000

Underlying: Common Shares · 158,000 shares

Expires 2022-05-06

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 45,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 67,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 45,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 67,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-19-010180 · doc1.xml · derivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,000

Underlying: Common Shares · 473,000 shares

Expires 2022-05-06

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 123,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 185,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 123,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 185,000 of the RSUs will occur on 5/6/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-19-008389 · doc1.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2024-04-02

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 4/2/2019, 1/3 on 4/2/2020, and 1/3 on 4/2/2021.

SEC source: 0001567619-19-008391 · doc1.xml · derivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2024-04-02

F1 · derivative.exercise_date: The options vest as follows: 50% on 4/2/2019 and 50% on 4/2/2020.

SEC source: 0001567619-19-007642 · doc1.xml · derivative · entry 3

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.