VGZ

SEC source: 0001567619-20-014401 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,277

SEC source: 0001567619-20-014401 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-20-014398 · doc1.xml · derivative · entry 2

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

SEC source: 0001567619-20-014398 · doc1.xml · nonDerivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-20-014042 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,334

Underlying: Common Shares · 5,805 shares

Expires 2022-07-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-014042 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,139

Underlying: Common Shares · 21,361 shares

Expires 2022-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs will occur on 7/30/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-014042 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,670

SEC source: 0001567619-20-014042 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

SEC source: 0001567619-20-013763 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Shares · 38,000 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021.

SEC source: 0001567619-20-013763 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,091

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021.

SEC source: 0001567619-20-013763 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the 1/3 portion of his phantom stock, which vested on 7/25/2020, in cash. The remaining 38,000 shares of phantom stock vest on 7/25/2021.

SEC source: 0001567619-20-013759 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

Underlying: Common Stock · 10,667 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2020 in cash. The remaining 1/3 portion vests on 07/25/2021.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2020 in cash. The remaining 1/3 portion vests on 07/25/2021.

F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2020 in cash. The remaining 1/3 portion vests on 07/25/2021.

SEC source: 0001567619-20-013759 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,210

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2020 in cash. The remaining 1/3 portion vests on 07/25/2021.

SEC source: 0001567619-20-013759 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Issuer common stock. The reporting person received the 1/3 portion of his phantom stock which vested on 07/25/2020 in cash. The remaining 1/3 portion vests on 07/25/2021.

SEC source: 0001567619-20-009084 · doc1.xml · derivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Shares · 9,990 shares

Expires 2022-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 36,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 54,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009084 · doc1.xml · derivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,990

Underlying: Common Shares · 39,010 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 36,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 54,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 36,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 54,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009084 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,965

SEC source: 0001567619-20-009084 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

SEC source: 0001567619-20-009083 · doc1.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,000

Underlying: Common Shares · 44,550 shares

Expires 2022-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009083 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,550

Underlying: Common Shares · 161,450 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 123,000 RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 185,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the issuer's common shares during the 2-year vesting period. The remaining 165,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009083 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,091

SEC source: 0001567619-20-009083 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

SEC source: 0001567619-20-009082 · doc1.xml · derivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,000

Underlying: Common Shares · 10,350 shares

Expires 2022-05-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 45,000 of the RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 67,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 46,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009082 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,350

Underlying: Common Shares · 50,650 shares

Expires 2022-05-02

F2 · security: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 45,000 of the RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 67,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 46,000 RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F2 · derivative.exercise_date: The RSUs granted on 5/2/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 5/8/2019, vest as follows: 45,000 of the RSUs vest 1/3 on 5/2/2020; 1/3 on 5/2/2021; 1/3 on 5/2/2022. Vesting of 67,000 of the RSUs will occur on 5/2/2021, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 46,000 RSUs are subject to performance criteria.

SEC source: 0001567619-20-009082 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,210

SEC source: 0001567619-20-009082 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

SEC source: 0001567619-20-005625 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-20-005683 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Shares · 172,000 shares

Expires 2023-03-01

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NONDERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 48,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 48,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-005650 · doc1.xml · derivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Common Shares · 124,000 shares

Expires 2023-03-01

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 35,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 52,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 35,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 52,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-005643 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,000

Underlying: Common Shares · 259,000 shares

Expires 2023-03-01

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 72,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 72,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-005639 · doc1.xml · derivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,000

Underlying: Common Shares · 466,000 shares

Expires 2023-03-01

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 130,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-20-005623 · doc1.xml · derivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-20-005621 · doc1.xml · derivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-20-005619 · doc1.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-20-005617 · doc1.xml · derivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-20-005616 · doc1.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-19-017388 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,302

SEC source: 0001567619-19-017380 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,066

SEC source: 0001567619-19-017378 · doc1.xml · derivative · entry 2

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017378 · doc1.xml · nonDerivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017390 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017390 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017386 · doc1.xml · derivative · entry 2

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017386 · doc1.xml · nonDerivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017388 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017388 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017384 · doc1.xml · derivative · entry 2

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017384 · doc1.xml · nonDerivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017382 · doc1.xml · derivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

SEC source: 0001567619-19-017382 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.