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NYSE · USD

VGZ

VISTA GOLD CORP

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8812
SEC CIK
0000783324
Parsed reports
296

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202503
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 4, 2021 21:53 UTC PurchaseCommon Shares 3,000 $1.09 $3,257.40
Disclosure

SEC source: 0001567619-21-009009 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,306

Read SEC document
May 02, 2021 Filed May 4, 2021 22:00 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 66,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009010 · doc1.xml · derivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 66,000 shares

Expires 2022-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 36,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 54,000 of the RSUs will occur on 5/2/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 36,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 54,000 of the RSUs will occur on 5/2/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
May 02, 2021 Filed May 4, 2021 22:00 UTC
Solly Pamela A.VP, Investor Relations
Tax withholdingCommon Shares 25,740 $1.06 $27,284.40
Disclosure

SEC source: 0001567619-21-009010 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,484

Read SEC document
May 02, 2021 Filed May 4, 2021 22:00 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 66,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-009010 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
May 02, 2021 Filed May 4, 2021 21:33 UTC
Rozelle John W.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 82,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009003 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 82,000 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 45,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 67,000 of the RSUs will occur on 5/2/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
May 02, 2021 Filed May 4, 2021 21:33 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 25,420 $1.06 $26,945.20
Disclosure

SEC source: 0001567619-21-009003 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,746

Read SEC document
May 02, 2021 Filed May 4, 2021 21:33 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 82,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-009003 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
May 02, 2021 Filed May 4, 2021 21:29 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 226,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009000 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Shares · 226,000 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 123,000 of the RSUs will occur over a 36-month period (1/3 at 12 months; 1/3 at 24 months; and 1/3 at 36 months,), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 185,000 of the RSUs will occur on 5/2/2021; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
May 02, 2021 Filed May 4, 2021 21:29 UTC
Earnest Frederick HumeDirector · President and CEO
Tax withholdingCommon Shares 99,214 $1.06 $105,166.84
Disclosure

SEC source: 0001567619-21-009000 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,204

Read SEC document
May 02, 2021 Filed May 4, 2021 21:29 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Shares 226,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-009000 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 18:20 UTC PurchaseCommon Shares 2,500 $0.92 $2,295.00
Disclosure

SEC source: 0001567619-21-005803 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,306

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC Exercise / conversionRestricted Stock Units · Derivative 94,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,000

Underlying: Common Shares · 94,200 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 72,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC Disposition to issuerRestricted Stock Units · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,200

Underlying: Common Shares · 7,800 shares

Expires 2023-03-01

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 109,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 72,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC Tax withholdingCommon Shares 39,564 $0.95 $37,585.80
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,806

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC Exercise / conversionCommon Shares 94,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005496 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:02 UTC
Rozelle John W.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 65,206 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005490 · doc1.xml · derivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Shares · 65,206 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 48,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:02 UTC
Rozelle John W.Senior Vice President
Disposition to issuerRestricted Stock Units · Derivative 2,794 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005490 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,206

Underlying: Common Shares · 2,794 shares

Expires 2023-03-01

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 72,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 48,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:02 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 24,126 $0.95 $22,919.70
Disclosure

SEC source: 0001567619-21-005490 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,166

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:02 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 65,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005490 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:58 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 47,279 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005488 · doc1.xml · derivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,334

Underlying: Common Shares · 47,279 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 52,000 of the RSUs will occur on March 1, 2022; vesting is contingent on share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 35,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on march 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:58 UTC
Solly Pamela A.VP, Investor Relations
Disposition to issuerRestricted Stock Units · Derivative 1,387 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005488 · doc1.xml · derivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,613

Underlying: Common Shares · 1,387 shares

Expires 2023-03-01

F2 · security: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 52,000 of the RSUs will occur on March 1, 2022; vesting is contingent on share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 35,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on march 1, 2023. The remaining RSUs were subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 52,000 of the RSUs will occur on March 1, 2022; vesting is contingent on share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 35,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on march 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:58 UTC
Solly Pamela A.VP, Investor Relations
Tax withholdingCommon Shares 17,020 $0.95 $16,169.00
Disclosure

SEC source: 0001567619-21-005488 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,224

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:58 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 47,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005488 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:53 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 172,483 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005485 · doc1.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,667

Underlying: Common Shares · 172,483 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 130,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:53 UTC
Earnest Frederick HumeDirector · President and CEO
Disposition to issuerRestricted Stock Units · Derivative 10,850 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005485 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,150

Underlying: Common Shares · 10,850 shares

Expires 2023-03-01

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2020, and reported on a Form 4 filed with the Securities and Exchange Commission on March 4, 2020. Vesting of 196,000 of the RSUs will occur on 3/1/2022; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. Vesting of 130,000 RSUs occurs as follows: 1/3 on March 1, 2021; 1/3 on March 1, 2022; and 1/3 on March 1, 2023. The remaining RSUs were subject to performance criteria.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:53 UTC
Earnest Frederick HumeDirector · President and CEO
Tax withholdingCommon Shares 79,342 $0.95 $75,374.90
Disclosure

SEC source: 0001567619-21-005485 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,418

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:53 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Shares 172,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-005485 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of VGZ common stock.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:58 UTC GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004975 · doc1.xml · derivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:56 UTC GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004974 · doc1.xml · derivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:56 UTC GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004973 · doc1.xml · derivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:54 UTC GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004972 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:52 UTC
Earnest Frederick HumeDirector · President and CEO
GrantRestricted Stock Units · Derivative 279,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004971 · doc1.xml · derivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,000

Underlying: Common Shares · 279,000 shares

Expires 2024-02-23

F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 78,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 117,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria.

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 78,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 117,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the two-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:50 UTC GrantRestricted Stock Units · Derivative 144,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004970 · doc1.xml · derivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common Shares · 144,000 shares

Expires 2024-02-23

F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 61,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:49 UTC GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004969 · doc1.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:48 UTC
Solly Pamela A.VP, Investor Relations
GrantRestricted Stock Units · Derivative 58,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004968 · doc1.xml · derivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

Underlying: Common Shares · 58,500 shares

Expires 2024-02-23

F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 19,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 29,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 19,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 29,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 19,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 29,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:47 UTC
Rozelle John W.Senior Vice President
GrantRestricted Stock Units · Derivative 106,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004967 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

Underlying: Common Shares · 106,000 shares

Expires 2024-02-23

F1 · security: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 30,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 44,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 30,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 44,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 30,000 of the RSUs will occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 44,000 of the RSUs will occur on 2/23/2023; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 15:16 UTC
CLARK JOHN MDirector
GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004987 · doc1.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 21:05 UTC PurchaseCommon Shares 2,500 $1.01 $2,537.25
Disclosure

SEC source: 0001567619-20-019962 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,170

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:56 UTC Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014419 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:56 UTC Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014419 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:53 UTC
Rozelle John W.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,067 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014417 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs will occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs will occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:53 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 2,191 $1.27 $2,782.57
Disclosure

SEC source: 0001567619-20-014417 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,086

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:53 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 7,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014417 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:47 UTC Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014409 · doc1.xml · derivative · entry 2

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:47 UTC Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014409 · doc1.xml · nonDerivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:44 UTC Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014407 · doc1.xml · derivative · entry 2

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019, contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:44 UTC Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014407 · doc1.xml · nonDerivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:24 UTC Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014405 · doc1.xml · derivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

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August 04, 2020 Filed Aug 6, 2020 19:24 UTC Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014405 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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August 04, 2020 Filed Aug 6, 2020 19:14 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 25,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014401 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.