VGZ

SEC source: 0001567619-22-006410 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,066

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 130,000 restricted stock units granted to the reporting person on March 1, 2020, and February 23, 2021.

SEC source: 0001567619-22-006410 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006410 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006399 · doc1.xml · derivative · entry 7

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Common Shares · 242,000 shares

Expires 2025-03-02

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs granted March 2, 2022, vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006399 · doc1.xml · derivative · entry 6

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,334

Underlying: Common Shares · 239,333 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 466,000 RSUs were granted on March 1, 2020, and vest as follows: 130,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 196,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 140,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006399 · doc1.xml · derivative · entry 5

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,000

Underlying: Common Shares · 2,835 shares

Expires 2024-02-23

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006399 · doc1.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,835

Underlying: Common Shares · 107,165 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006399 · doc1.xml · nonDerivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732,282

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 346,498 RSUs granted to the reporting person on March 1, 2020, and February 23, 2021.

SEC source: 0001567619-22-006399 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006399 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006396 · doc1.xml · derivative · entry 7

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2025-03-02

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs granted on March 2, 2022, vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006396 · doc1.xml · derivative · entry 6

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Shares · 133,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 259,000 RSUs were granted on March 1, 2020, and vest as follows: 72,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 109,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 78,000 RSUs were subject to performance criteria, vesting on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006396 · doc1.xml · derivative · entry 5

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,667

Underlying: Common Shares · 3,676 shares

Expires 2024-02-23

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 144,000 RSUs were granted on February 23, 2021, and vest as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006396 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,343

Underlying: Common Shares · 52,657 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 144,000 RSUs were granted on February 23, 2021, and vest as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006396 · doc1.xml · nonDerivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,859

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 185,657 restricted stock units granted to the reporting person on March 1, 2020, and February 23, 2021.

SEC source: 0001567619-22-006396 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006396 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006379 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

SEC source: 0001567619-22-006377 · doc1.xml · derivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

SEC source: 0001567619-22-006375 · doc1.xml · derivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

SEC source: 0001567619-22-006373 · doc1.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

SEC source: 0001567619-22-006371 · doc1.xml · derivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

SEC source: 0001567619-22-006369 · doc1.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

SEC source: 0001567619-21-021213 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,199

SEC source: 0001567619-21-020139 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,199

SEC source: 0001567619-21-019185 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542,204

SEC source: 0001567619-21-019261 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,746

SEC source: 0001567619-21-019259 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,484

SEC source: 0001567619-21-019102 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,971

SEC source: 0001567619-21-014272 · doc1.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Shares · 18,787 shares

Expires 2022-07-30

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F3 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-21-014272 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,454

Underlying: Common Shares · 11,880 shares

Expires 2022-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

F3 · derivative.exercise_date: The RSUs granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, vest as follows: Vesting of 17,000 of the RSUs occurs over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occured on 7/30/2021; vesting was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs are subject to performance criteria.

SEC source: 0001567619-21-014272 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,471

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019.

F2 · acquired: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,880 restricted stock units granted to the reporting person on July 30, 2019.

SEC source: 0001567619-21-014272 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU").

SEC source: 0001567619-21-014025 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,666 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-014025 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,746

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-014025 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-014020 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,000 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-014020 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,204

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-014020 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The reporting person received the final 1/3 portion of his phantom stock which vested on 7/25/2021, in cash.

SEC source: 0001567619-21-013333 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,199

F1 · price: "The price represented in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 0.8701 to 0.8750 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

SEC source: 0001567619-21-013429 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,479

SEC source: 0001567619-21-013267 · doc1.xml · derivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-12

F1 · shares: Purchased 10,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

SEC source: 0001567619-21-013267 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,806

F1 · shares: Purchased 10,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

SEC source: 0001567619-21-013265 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-07-12

F1 · shares: Purchased 50,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

SEC source: 0001567619-21-013265 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,199

F1 · shares: Purchased 50,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

SEC source: 0000919574-22-001665 · ownership.xml · derivative · entry 4

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,600

Underlying: Common Shares · 223,600 shares

Expires 2024-07-12

F3 · price: The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant.

F2 · ownership.direct: The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

SEC source: 0000919574-22-001665 · ownership.xml · derivative · entry 3

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 426,400

Underlying: Common Shares · 426,400 shares

Expires 2024-07-12

F3 · price: The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant.

F1 · ownership.nature: The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

SEC source: 0000919574-22-001665 · ownership.xml · nonDerivative · entry 2

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,728,729

F3 · price: The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant.

F2 · ownership.direct: The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

SEC source: 0000919574-22-001665 · ownership.xml · nonDerivative · entry 1

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,193,815

F3 · price: The common shares and warrants purchased on 07/12/2022 were purchased as "Units". Each Unit consists of one common share and one-half of one common share purchase warrant. Each whole common share purchase warrant entitles the holder to purchase one common share at an exercise price of $1.25 per share. The Unit price of $1.10 reflects the cost to purchase both the common share and the one-half common share warrant.

F1 · ownership.nature: The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

SEC source: 0001567619-21-012362 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,806