Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2024 Filed Mar 7, 2024 15:32 UTC |
Earnest Frederick HumeDirector · President & CEO
|
Tax withholdingCommon Shares | 95,010 | $0.41 | $38,954.10 |
DisclosureSEC source: 0000912282-24-000225 · form4.xml · nonDerivative · entry 4 Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,970,739 F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 15:32 UTC |
Earnest Frederick HumeDirector · President & CEO
|
Exercise / conversionCommon Shares | 38,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000912282-24-000225 · form4.xml · nonDerivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,065,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 15:32 UTC |
Earnest Frederick HumeDirector · President & CEO
|
Exercise / conversionCommon Shares | 141,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000912282-24-000225 · form4.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,027,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 15:32 UTC |
Earnest Frederick HumeDirector · President & CEO
|
Exercise / conversionCommon Shares | 26,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000912282-24-000225 · form4.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,886,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:58 UTC |
Earnest Frederick HumeDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 597,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000203 · form4.xml · derivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,000 Underlying: Common Shares · 597,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F2 · derivative.expiration_date: The RSUs vest as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:55 UTC | GrantRestricted Stock Units · Derivative | 309,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000201 · form4.xml · derivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,000 Underlying: Common Shares · 309,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F2 · derivative.expiration_date: The RSUs vest as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
|
| February 26, 2024 Filed Feb 28, 2024 19:51 UTC |
Solly Pamela A.VP, Investor Relations
|
GrantRestricted Stock Units · Derivative | 148,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000199 · form4.xml · derivative · entry 1 Solly Pamela A. · CIK 0001772794 · VP, Investor Relations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,000 Underlying: Common Shares · 148,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest as follows: 44,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 104,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F2 · derivative.expiration_date: The RSUs vest as follows: 44,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 104,000 on February 26, 2026, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:46 UTC |
SYLVESTRE MICHELDirector
|
GrantDeferred Share Units · Derivative | 216,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000197 · form4.xml · derivative · entry 1 SYLVESTRE MICHEL · CIK 0002012860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,000 Underlying: Common Shares · 216,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:43 UTC |
Stevenson Tracy AustinDirector
|
GrantDeferred Share Units · Derivative | 132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000195 · form4.xml · derivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,000 Underlying: Common Shares · 132,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:38 UTC |
CLARK JOHN MDirector
|
GrantDeferred Share Units · Derivative | 132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000193 · form4.xml · derivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,000 Underlying: Common Shares · 132,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will[ not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will[ not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will[ not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 19:35 UTC |
Friedman Deborah JDirector
|
GrantDeferred Share Units · Derivative | 132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-24-000191 · form4.xml · derivative · entry 1 Friedman Deborah J · CIK 0001406452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,000 Underlying: Common Shares · 132,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| January 11, 2024 Filed Jan 11, 2024 19:26 UTC |
Stevenson Tracy AustinDirector
|
PurchaseCommon Shares | 20,000 | $0.37 | $7,324.00 |
DisclosureSEC source: 0000912282-24-000029 · form4.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,199 F1 · price: The purchase price reported above is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $0.363 to $0.3698, inclusive. The reporting person undertakes to provide to Vista Gold corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 19:06 UTC Amendment | PurchaseCommon Shares | 3,500 | $0.45 | $1,557.50 |
DisclosureSEC source: 0000912282-23-000584 · form4.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,088 Read SEC document |
|
| December 20, 2023 Filed Dec 21, 2023 15:41 UTC | PurchaseCommon Shares | 3,500 | $0.45 | $1,557.50 |
DisclosureSEC source: 0000912282-23-000581 · form4.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,088 Read SEC document |
|
| June 27, 2023 Filed Jun 28, 2023 15:58 UTC |
Stevenson Tracy AustinDirector
|
PurchaseCommon Shares | 10,000 | $0.51 | $5,080.00 |
DisclosureSEC source: 0000912282-23-000156 · form4.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,199 F1 · price: The purchase price reported above is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $0.5072 to $0.508, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 21:29 UTC |
Solly Pamela A.VP, Investor Relations
|
PurchaseCommon Shares | 1,000 | $0.52 | $522.90 |
DisclosureSEC source: 0000912282-23-000146 · form4.xml · nonDerivative · entry 1 Solly Pamela A. · CIK 0001772794 · VP, Investor Relations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,830 Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 21:33 UTC | PurchaseCommon Shares | 2,500 | $0.52 | $1,306.25 |
DisclosureSEC source: 0000912282-23-000148 · form4.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,588 F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.52000 to $0.52300, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
|
| June 07, 2023 Filed Jun 7, 2023 22:13 UTC | PurchaseCommon Shares | 2,000 | $0.55 | $1,103.80 |
DisclosureSEC source: 0000912282-23-000115 · form4.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,088 F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5519 to $0.5520, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
|
| April 27, 2023 Filed May 1, 2023 20:49 UTC |
Eppler William DurandDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000009 · form4.xml · derivative · entry 1 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,000 Underlying: Common Shares · 54,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:11 UTC |
Friedman Deborah JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000007 · form4.xml · derivative · entry 1 Friedman Deborah J · CIK 0001406452 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,000 Underlying: Common Shares · 54,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. Read SEC document |
| April 27, 2023 Filed May 1, 2023 19:52 UTC |
CLARK JOHN MDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000004 · form4.xml · derivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,000 Underlying: Common Shares · 55,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| April 27, 2023 Filed May 1, 2023 19:26 UTC |
Stevenson Tracy AustinDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000002 · form4.xml · derivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,000 Underlying: Common Shares · 60,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 21, 2023 Filed Mar 21, 2023 23:13 UTC | PurchaseCommon Shares | 3,500 | $0.53 | $1,852.90 |
DisclosureSEC source: 0001140361-23-012860 · form4.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,088 Read SEC document |
|
| March 17, 2023 Filed Mar 17, 2023 21:16 UTC |
Rozelle John W.Senior Vice President
|
SaleCommon Shares | 120,000 | $0.53 | $63,384.00 |
DisclosureSEC source: 0001567619-23-005273 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,616 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at price ranging from $0.5205 to $0.5486, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 21:16 UTC |
Rozelle John W.Senior Vice President
|
SaleCommon Shares | 20,000 | $0.52 | $10,420.00 |
DisclosureSEC source: 0001567619-23-005273 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,616 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at price ranging from $0.5200 to $0.5288, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:30 UTC |
Friedman Deborah JDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004648 · doc1.xml · derivative · entry 1 Friedman Deborah J · CIK 0001406452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,000 Underlying: Common Shares · 32,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:25 UTC |
OGRYZLO C THOMASDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004644 · doc1.xml · derivative · entry 1 OGRYZLO C THOMAS · CIK 0001238277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,000 Underlying: Common Shares · 32,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:26 UTC |
RICHINGS MICHAEL BDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004647 · doc1.xml · derivative · entry 1 RICHINGS MICHAEL B · CIK 0001238274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,000 Underlying: Common Shares · 35,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:24 UTC |
Eppler William DurandDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004643 · doc1.xml · derivative · entry 1 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,000 Underlying: Common Shares · 32,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:21 UTC |
CLARK JOHN MDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004642 · doc1.xml · derivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,000 Underlying: Common Shares · 33,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:20 UTC |
Stevenson Tracy AustinDirector
|
GrantDeferred Share Units ("DSUs") · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004641 · doc1.xml · derivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,000 Underlying: Common Shares · 33,000 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · derivative · entry 9 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs granted March 5, 2023, vest as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F6 · derivative.expiration_date: The RSUs granted March 5, 2023, vest as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
|
| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · derivative · entry 8 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,334 Underlying: Common Shares · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. F5 · derivative.expiration_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Disposition to issuerRestricted Stock Units · Derivative | 6,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · derivative · entry 7 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Shares · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 144,000 RSUs were granted on February 23, 2021, and vested as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs were subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. F4 · derivative.expiration_date: 144,000 RSUs were granted on February 23, 2021, and vested as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs were subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionRestricted Stock Units · Derivative | 67,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · derivative · entry 6 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,965 Underlying: Common Shares · 67,702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 144,000 RSUs were granted on February 23, 2021, and vested as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs were subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. F4 · derivative.expiration_date: 144,000 RSUs were granted on February 23, 2021, and vested as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs were subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionRestricted Stock Units · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · derivative · entry 5 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 259,000 RSUs were granted on March 1, 2020, and vested as follows: 72,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 109,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 78,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. F3 · derivative.expiration_date: 259,000 RSUs were granted on March 1, 2020, and vested as follows: 72,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 109,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 78,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Tax withholdingCommon Shares | 50,932 | $0.52 | $26,729.11 |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · nonDerivative · entry 4 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,588 F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionCommon Shares | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · nonDerivative · entry 3 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionCommon Shares | 67,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · nonDerivative · entry 2 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:18 UTC | Exercise / conversionCommon Shares | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004640 · doc1.xml · nonDerivative · entry 1 Tobler Douglas L. · CIK 0001780888 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
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| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
|
GrantRestricted Stock Units · Derivative | 107,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · derivative · entry 9 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Shares · 107,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs granted March 5, 2023, vest as follows: 32,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F6 · derivative.expiration_date: The RSUs granted March 5, 2023, vest as follows: 32,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F6 · derivative.underlying: The RSUs granted March 5, 2023, vest as follows: 32,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 12,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · derivative · entry 8 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,667 Underlying: Common Shares · 12,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs were granted on March 2, 2022, and vest as follows: 37,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 55,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F5 · derivative.expiration_date: The RSUs were granted on March 2, 2022, and vest as follows: 37,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 55,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 4,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · derivative · entry 7 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 4,783 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F4 · derivative.expiration_date: 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 49,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · derivative · entry 6 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,783 Underlying: Common Shares · 49,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F4 · derivative.expiration_date: 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · derivative · entry 5 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 172,000 RSUs were granted on March 1, 2020, and vest as follows: 48,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 72,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 52,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date F3 · derivative.expiration_date: 172,000 RSUs were granted on March 1, 2020, and vest as follows: 48,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 72,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 52,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
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Tax withholdingCommon Shares | 36,447 | $0.52 | $19,127.39 |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · nonDerivative · entry 4 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,616 F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
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Exercise / conversionCommon Shares | 12,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · nonDerivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionCommon Shares | 49,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:13 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionCommon Shares | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-23-004639 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 05, 2023 Filed Mar 8, 2023 02:11 UTC |
Earnest Frederick HumeDirector · President and CEO
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GrantRestricted Stock Units · Derivative | 387,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004638 · doc1.xml · derivative · entry 9 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,000 Underlying: Common Shares · 387,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units ("RSUs") granted March 5, 2023, vest as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 moths), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. F6 · derivative.expiration_date: The restricted stock units ("RSUs") granted March 5, 2023, vest as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 moths), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.