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VGZ

VISTA GOLD CORP

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8812
SEC CIK
0000783324
Parsed reports
296

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2025 Filed Nov 8, 2025 01:42 UTC SaleCommon Shares 400,000 $2.21 $884,000.00
Disclosure

SEC source: 0000919574-25-006530 · ownership.xml · nonDerivative · entry 1

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,098,327

F1 · ownership.nature: The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC. Sun Valley Gold LLC disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:22 UTC OtherCommon Shares 3,424,217 $1.22 $4,177,544.74
Disclosure

SEC source: 0000919574-25-003389 · ownership.xml · nonDerivative · entry 1

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,498,327

F1 · kind: The Common Shares were moved internally from an account over which Sun Valley Gold LLC held discretionary authority into the account of an advisory client.

F2 · ownership.nature: The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

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March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 14,667 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · derivative · entry 7

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Shares · 14,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F6 · derivative.exercise_date: 148,000 RSUs were granted on February 26, 2024, vesting as follows: 44,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 104,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F6 · derivative.expiration_date: 148,000 RSUs were granted on February 26, 2024, vesting as follows: 44,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 104,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Disposition to issuerRestricted Stock Units · Derivative 16,750 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · derivative · entry 6

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,334

Underlying: Common Shares · 16,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F5 · derivative.exercise_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 59,916 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · derivative · entry 5

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,084

Underlying: Common Shares · 59,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F5 · derivative.exercise_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · derivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: 60,000 RSUs were granted on March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 60,000 RSUs were granted on March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Tax withholdingCommon Shares 33,069 $0.72 $23,809.68
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,945

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 82,583 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Exercise / conversionRestricted Stock Units · Derivative 31,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · derivative · entry 7

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,000

Underlying: Common Shares · 31,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F6 · derivative.exercise_date: 309,000 RSUs were granted on February 26, 2024, vesting as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F6 · derivative.expiration_date: 309,000 RSUs were granted on February 26, 2024, vesting as follows: 93,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 216,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Disposition to issuerRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · derivative · entry 6

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F5 · derivative.exercise_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · derivative · entry 5

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Shares · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F5 · derivative.exercise_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Exercise / conversionRestricted Stock Units · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · derivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F4 · derivative.exercise_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Tax withholdingCommon Shares 81,237 $0.72 $58,490.64
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,333

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:47 UTC Exercise / conversionCommon Shares 172,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 59,667 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · derivative · entry 7

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,333

Underlying: Common Shares · 59,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 597,000 RSUs were granted on February 26, 2024, vesting as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F6 · derivative.expiration_date: 597,000 RSUs were granted on February 26, 2024, vesting as follows: 179,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 418,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Disposition to issuerRestricted Stock Units · Derivative 67,750 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · derivative · entry 6

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,668

Underlying: Common Shares · 67,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 387,000 RSUs were granted on March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 387,000 RSUs were granted on March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 241,916 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · derivative · entry 5

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,417

Underlying: Common Shares · 241,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 387,000 RSUs were granted on March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 387,000 RSUs were granted on March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 271,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestrictred Stock Units · Derivative 32,334 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 32,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 242,000 RSUs were granted on March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 242,000 RSUs were granted on March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Tax withholdingCommon Shares 154,117 $0.72 $110,964.24
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150,539

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionCommon Shares 333,917 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,304,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:57 UTC
Solly Pamela A.VP, Investor Relations
GrantRestricted Stock Units · Derivative 91,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000254 · form4.xml · derivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Shares · 91,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F3 · derivative.exercise_date: The RSUs vest as follows: 27,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 64,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: The RSUs vest as follows: 27,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 64,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:47 UTC GrantRestricted Stock Units · Derivative 167,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000252 · form4.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,000

Underlying: Common Shares · 167,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F3 · derivative.exercise_date: The RSUs vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: The RSUs vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

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March 04, 2025 Filed Mar 7, 2025 01:38 UTC
Earnest Frederick HumeDirector · President & CEO
GrantRestricted Stock Units · Derivative 324,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000250 · form4.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,000

Underlying: Common Shares · 324,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 227,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: The RSUs vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 227,000 two years following the grant date, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:28 UTC
CLARK JOHN MDirector
GrantDeferred Share Units · Derivative 72,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000248 · form4.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,000

Underlying: Common Shares · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

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March 04, 2025 Filed Mar 7, 2025 01:27 UTC GrantDeferred Share Units · Derivative 72,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000247 · form4.xml · derivative · entry 1

Friedman Deborah J · CIK 0001406452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,000

Underlying: Common Shares · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

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March 04, 2025 Filed Mar 7, 2025 01:25 UTC GrantDeferred Share Units · Derivative 72,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000246 · form4.xml · derivative · entry 1

KEENAN PATRICK F. · CIK 0002021406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,000

Underlying: Common Shares · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:24 UTC GrantDeferred Share Units · Derivative 76,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000245 · form4.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Common Shares · 76,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:22 UTC GrantDeferred Share Units · Derivative 72,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000244 · form4.xml · derivative · entry 1

SYLVESTRE MICHEL · CIK 0002012860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,000

Underlying: Common Shares · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
April 30, 2024 Filed May 2, 2024 16:13 UTC GrantDeferred Share Units · Derivative 155,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000425 · form4.xml · derivative · entry 1

KEENAN PATRICK F. · CIK 0002021406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 155,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
March 21, 2024 Filed Mar 21, 2024 21:05 UTC PurchaseCommon Shares 3,500 $0.48 $1,690.50
Disclosure

SEC source: 0000912282-24-000291 · form4.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,902

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 9,666 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · derivative · entry 8

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,334

Underlying: Common Shares · 9,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 96,000 RSUs were granted on March 5, 2023, vesting as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Disposition to issuerRestricted Stock Units · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · derivative · entry 7

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Shares · 9,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 60,000 RSUs were granted March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 60,000 RSUs were granted March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · derivative · entry 6

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Shares · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 60,000 RSUs were granted March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 60,000 RSUs were granted March 2, 2022, vesting as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionRestricted Stock Units · Derivative 6,334 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · derivative · entry 5

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 58,500 RSUs were granted on February 23, 2021, vesting as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: 58,500 RSUs were granted on February 23, 2021, vesting as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Tax withholdingCommon Shares 20,399 $0.41 $8,363.59
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · nonDerivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,431

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 9,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · nonDerivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:38 UTC
Solly Pamela A.VP, Investor Relations
Exercise / conversionCommon Shares 6,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000229 · form4.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · derivative · entry 8

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Shares · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 moths, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 200,000 RSUs were granted on March 5, 2023, vesting as follows: 60,000 over a 36-month period (1/3 at 12 moths, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 140,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:35 UTC Disposition to issuerRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · derivative · entry 7

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Shares · 18,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionRestricted Stock Units · Derivative 72,916 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · derivative · entry 6

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,418

Underlying: Common Shares · 72,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 125,000 RSUs were granted on March 2, 2022, vesting as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36th months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs to occur as soon as administratively feasible following the vesting date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · derivative · entry 5

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 144,000 RSUs were granted February 23, 2021, vesting as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting period.

F3 · derivative.expiration_date: 144,000 RSUs were granted February 23, 2021, vesting as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting period.

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March 05, 2024 Filed Mar 7, 2024 15:35 UTC Tax withholdingCommon Shares 49,936 $0.41 $20,473.76
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · nonDerivative · entry 4

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,402

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

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March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionCommon Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · nonDerivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionCommon Shares 72,916 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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March 05, 2024 Filed Mar 7, 2024 15:35 UTC Exercise / conversionCommon Shares 13,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000912282-24-000227 · form4.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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March 05, 2024 Filed Mar 7, 2024 15:32 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 38,666 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000225 · form4.xml · derivative · entry 8

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,334

Underlying: Common Shares · 38,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 387,000 RSUs were granted March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 387,000 RSUs were granted March 5, 2023, vesting as follows: 116,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 271,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

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March 05, 2024 Filed Mar 7, 2024 15:32 UTC
Earnest Frederick HumeDirector · President & CEO
Disposition to issuerRestricted Stock Units · Derivative 36,250 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000225 · form4.xml · derivative · entry 7

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,334

Underlying: Common Shares · 36,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

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March 05, 2024 Filed Mar 7, 2024 15:32 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 141,083 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000225 · form4.xml · derivative · entry 6

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,584

Underlying: Common Shares · 141,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 242,000 RSUs were granted March 2, 2022, vesting as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

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March 05, 2024 Filed Mar 7, 2024 15:32 UTC
Earnest Frederick HumeDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 26,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000225 · form4.xml · derivative · entry 5

Earnest Frederick Hume · CIK 0001376530 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 279,000 RSUs were granted February 23, 2021, vesting as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: 279,000 RSUs were granted February 23, 2021, vesting as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.