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VGZ

VISTA GOLD CORP

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8812
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0000783324
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296

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2018 Filed Aug 7, 2018 19:37 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionCommon Shares 10,933 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035761 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:45 UTC Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034522 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:45 UTC Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034522 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:41 UTC Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034520 · doc1.xml · derivative · entry 2

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:41 UTC Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034520 · doc1.xml · nonDerivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:38 UTC Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034516 · doc1.xml · derivative · entry 2

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:38 UTC Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034516 · doc1.xml · nonDerivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:35 UTC
CLARK JOHN MDirector
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034512 · doc1.xml · derivative · entry 2

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:35 UTC
CLARK JOHN MDirector
Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034512 · doc1.xml · nonDerivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:29 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 43,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034508 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 43,300 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:29 UTC
Earnest Frederick HumeDirector · President and CEO
Tax withholdingCommon Shares 19,052 $0.61 $11,606.48
Disclosure

SEC source: 0001140361-18-034508 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,906

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:29 UTC
Earnest Frederick HumeDirector · President and CEO
Exercise / conversionCommon Shares 43,300 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034508 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:33 UTC
RICHINGS MICHAEL BDirector · Exec. Chairman
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034510 · doc1.xml · derivative · entry 2

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:33 UTC
RICHINGS MICHAEL BDirector · Exec. Chairman
Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034510 · doc1.xml · nonDerivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:26 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 23,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034504 · doc1.xml · derivative · entry 3

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 23,300 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:26 UTC
ENGELE JOHN FSenior VP - CFO
Tax withholdingCommon Shares 10,252 $0.61 $6,245.52
Disclosure

SEC source: 0001140361-18-034504 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,570

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:26 UTC
ENGELE JOHN FSenior VP - CFO
Exercise / conversionCommon Shares 23,300 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034504 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:21 UTC
Rozelle John W.Senior Vice President
Exercise / conversionRestricted Stock Units ("RSU") · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034501 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,000 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:21 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 4,350 $0.61 $2,650.02
Disclosure

SEC source: 0001140361-18-034501 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,616

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:21 UTC
Rozelle John W.Senior Vice President
Exercise / conversionCommon Shares 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034501 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 25, 2018 Filed Jul 29, 2019 21:33 UTC Amendment
Rozelle John W.Senior Vice President
GrantPhantom Stock · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015354 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Shares · 32,000 shares

Expires 2021-07-25

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer.

F2 · derivative.exercise_date: The phantom stock vesting schedule is amended to reflect 1/3 on 07/25/2019; 1/3 on 07/25/2020; and 1/3 on 07/25/2021. The expiration date is also amended to 07/25/2021.

Read SEC document
July 25, 2018 Filed Jul 29, 2019 21:28 UTC Amendment
Earnest Frederick HumeDirector · President and CEO
GrantPhantom Stock · Derivative 114,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015350 · doc1.xml · derivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Shares · 114,000 shares

Expires 2021-07-25

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer.

F2 · derivative.exercise_date: The phantom stock vesting schedule is amended to reflect 1/3 on 07/25/2019; 1/3 on 07/25/2020; and 1/3 on 07/25/2021. The expiration date is also amended to 07/25/2021.

Read SEC document
July 25, 2018 Filed Jul 29, 2019 21:18 UTC Amendment
ENGELE JOHN FSenior VP - CFO
GrantPhantom Stock · Derivative 49,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015346 · doc1.xml · derivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Shares · 49,000 shares

Expires 2021-07-25

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer.

F2 · derivative.exercise_date: The phantom stock vesting schedule is amended to reflect 1/3 on 07/25/2019; 1/3 on 07/25/2020; and 1/3 on 07/25/2021. The expiration date is also amended to 07/25/2021.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:11 UTC
Rozelle John W.Senior Vice President
GrantPhantom Stock · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-033934 · doc1.xml · derivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Shares · 32,000 shares

Expires 2021-07-24

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp.

F3 · derivative.exercise_date: The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:11 UTC
Rozelle John W.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-18-033934 · doc1.xml · derivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2023-07-24

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:08 UTC
ENGELE JOHN FSenior VP - CFO
GrantPhantom Stock · Derivative 49,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-033931 · doc1.xml · derivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Shares · 49,000 shares

Expires 2021-07-24

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp.

F3 · derivative.exercise_date: The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:08 UTC
ENGELE JOHN FSenior VP - CFO
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-18-033931 · doc1.xml · derivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Shares · 55,000 shares

Expires 2023-07-24

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:04 UTC
Earnest Frederick HumeDirector · President and CEO
GrantPhantom Stock · Derivative 114,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-033929 · doc1.xml · derivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Shares · 114,000 shares

Expires 2021-07-24

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of Vista Gold Corp.

F3 · derivative.exercise_date: The phantom stock vests as follows: 1/3 on 7/24/2019; 1/3 on 7/24/2020; and 1/3 on 7/24/2021.

Read SEC document
July 24, 2018 Filed Jul 27, 2018 23:04 UTC
Earnest Frederick HumeDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 147,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-18-033929 · doc1.xml · derivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,000

Underlying: Common Shares · 147,000 shares

Expires 2023-07-24

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 7/24/2018; 1/3 on 7/24/2019; and 1/3 on 7/24/2020.

Read SEC document
March 27, 2018 Filed Apr 13, 2018 19:42 UTC PurchaseCommon Shares 1,374,592 $0.76 $1,037,816.96
Disclosure

SEC source: 0000919574-18-003038 · p7860173.xml · nonDerivative · entry 2

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,281,529

F2 · ownership.direct: The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC.

Read SEC document
March 27, 2018 Filed Apr 13, 2018 19:42 UTC SaleCommon Shares 1,374,592 $0.76 $1,037,816.96
Disclosure

SEC source: 0000919574-18-003038 · p7860173.xml · nonDerivative · entry 1

SUN VALLEY GOLD MASTER FUND, LTD · CIK 0001318295 · 10% owner

SUN VALLEY GOLD LLC · CIK 0001280493 · 10% owner

Palmedo Peter F. · CIK 0001508389 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,341,015

F1 · ownership.nature: The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. Peter F. Palmedo and Sun Valley Gold LLC are included in this Form 4 filing as reporting persons for the first time as a correction to previous Form 3 and Form 4 filings. Peter F. Palmedo and Sun Valley Gold LLC may be deemed to have been beneficial owners of securities of the Issuer as of the Form 3 filed by Sun Valley Gold Master Fund, Ltd. on July 31, 2012. This Form 4 filing serves to correct the Form 3 filing on July 31, 2012 as well as the Form 4 filings by Sun Valley Gold Master Fund, Ltd. on December 21, 2012, August 19, 2016, August 22, 2016 and August 24, 2016.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:03 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013075 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:00 UTC
Rozelle John W.Senior Vice President
GrantRestricted Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013072 · doc1.xml · derivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Shares · 35,000 shares

Expires 2019-03-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:00 UTC
Rozelle John W.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013072 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2023-03-09

F2 · derivative.exercise_date: The options vest as follows: 16,666 on 3/9/2018; 16,666 on 3/9/2019; and 16,667 on 3/9/2020.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:00 UTC
Rozelle John W.Senior Vice President
Tax withholdingCommon Shares 8,496 $0.75 $6,372.00
Disclosure

SEC source: 0001140361-18-013072 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,966

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:00 UTC
Rozelle John W.Senior Vice President
GrantCommon Shares 19,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013072 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,462

F1 · shares: On March 5, 2017, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 9, 2018.

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March 09, 2018 Filed Mar 12, 2018 20:58 UTC
RICHINGS MICHAEL BDirector · Exec. Chairman
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013069 · doc1.xml · derivative · entry 1

RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

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March 09, 2018 Filed Mar 12, 2018 20:55 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013065 · doc1.xml · derivative · entry 1

OGRYZLO C THOMAS · CIK 0001238277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

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March 09, 2018 Filed Mar 12, 2018 20:53 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013061 · doc1.xml · derivative · entry 1

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:51 UTC
ENGELE JOHN FSenior VP - CFO
GrantRestricted Stock Units · Derivative 54,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013058 · doc1.xml · derivative · entry 4

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Shares · 54,000 shares

Expires 2019-03-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:51 UTC
ENGELE JOHN FSenior VP - CFO
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013058 · doc1.xml · derivative · entry 3

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2023-03-09

F2 · derivative.exercise_date: The options vest as follows: 16,666 on 3/9/2018; 16,666 on 3/9/2019; and 16,667 on 3/9/2020.

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March 09, 2018 Filed Mar 12, 2018 20:51 UTC
ENGELE JOHN FSenior VP - CFO
Tax withholdingCommon Shares 13,419 $0.75 $10,064.25
Disclosure

SEC source: 0001140361-18-013058 · doc1.xml · nonDerivative · entry 2

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,522

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:51 UTC
ENGELE JOHN FSenior VP - CFO
GrantCommon Shares 30,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013058 · doc1.xml · nonDerivative · entry 1

ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,941

F1 · shares: On March 5, 2017, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 9, 2018.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:48 UTC
Earnest Frederick HumeDirector · President and CEO
GrantRestricted Stock Units · Derivative 126,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013056 · doc1.xml · derivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Shares · 126,000 shares

Expires 2019-03-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs will occur on 3/9/2019, subject to the reporting person's continuing employment with the Issuer. VESTING OF THE RSU GRANTS IS ALSO SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:48 UTC
Earnest Frederick HumeDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013056 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F2 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:48 UTC
Earnest Frederick HumeDirector · President and CEO
Tax withholdingCommon Shares 28,539 $0.75 $21,404.25
Disclosure

SEC source: 0001140361-18-013056 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,658

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:48 UTC
Earnest Frederick HumeDirector · President and CEO
GrantCommon Shares 69,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-013056 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,197

F1 · shares: On March 5, 2017, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 9, 2018.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:45 UTC
CLARK JOHN MDirector
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013053 · doc1.xml · derivative · entry 1

CLARK JOHN M · CIK 0001238276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:05 UTC PurchaseCommon Shares 50,000 $0.61 $30,500.00
Disclosure

SEC source: 0001140361-17-044773 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,398

Read SEC document
November 28, 2017 Filed Nov 29, 2017 00:44 UTC PurchaseCommon Shares 9,100 $0.72 $6,552.00
Disclosure

SEC source: 0001140361-17-044026 · doc1.xml · nonDerivative · entry 7

Eppler William Durand · CIK 0001306573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,678

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.