Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 11, 2018 00:21 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-007657 · doc1.xml · derivative · entry 3 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 10,000 on 12/30/2013; 10,000 on 2/14/2014; and 10,000 on 9/8/2014. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:21 UTC |
Stevenson Tracy AustinDirector
|
Disposition to issuerCommon Stock | 30,000 | $0.46 | $13,800.00 |
DisclosureSEC source: 0001567619-18-007657 · doc1.xml · nonDerivative · entry 2 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,265 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:21 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionCommon Stock | 30,000 | $0.36 | $10,800.00 |
DisclosureSEC source: 0001567619-18-007657 · doc1.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:19 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-007655 · doc1.xml · derivative · entry 3 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 12,500 on 12/30/2013; 12,500 on 2/14/2014; and 12,500 on 9/8/2014. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:19 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Disposition to issuerCommon Stock | 37,500 | $0.46 | $17,250.00 |
DisclosureSEC source: 0001567619-18-007655 · doc1.xml · nonDerivative · entry 2 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,758 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:19 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionCommon Stock | 37,500 | $0.36 | $13,500.00 |
DisclosureSEC source: 0001567619-18-007655 · doc1.xml · nonDerivative · entry 1 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:13 UTC |
CLARK JOHN MDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-007651 · doc1.xml · derivative · entry 3 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 10,000 on 12/30/2013; 10,000 on 2/14/2014; and 10,000 on 9/8/2014. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:13 UTC |
CLARK JOHN MDirector
|
Disposition to issuerCommon Stock | 30,000 | $0.46 | $13,800.00 |
DisclosureSEC source: 0001567619-18-007651 · doc1.xml · nonDerivative · entry 2 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,134 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 00:13 UTC |
CLARK JOHN MDirector
|
Exercise / conversionCommon Stock | 30,000 | $0.36 | $10,800.00 |
DisclosureSEC source: 0001567619-18-007651 · doc1.xml · nonDerivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionEmployee Stock Option ("Right to Buy") · Derivative | 112,500 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 37,500 on 12/30/2013; 37,500 on 2/14/2014; and 37,500 on 9/8/2014. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC |
Rozelle John W.Senior Vice President
|
Disposition to issuerCommon Stock | 112,500 | $0.47 | $52,875.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 19:03 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionCommon Stock | 112,500 | $0.36 | $40,500.00 |
DisclosureSEC source: 0001567619-18-007464 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:26 UTC |
Eppler William DurandDirector
|
SaleCommon Shares | 16,000 | $0.48 | $7,708.80 |
DisclosureSEC source: 0001567619-18-002453 · doc1.xml · nonDerivative · entry 1 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,545 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.48 to $0.495, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 18:01 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001554 · doc1.xml · derivative · entry 2 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Shares · 17,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 18:01 UTC |
Stevenson Tracy AustinDirector
|
Disposition to issuerCommon Shares | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001554 · doc1.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,265 F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 28,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Shares · 28,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC |
Rozelle John W.Senior Vice President
|
Tax withholdingCommon Shares | 8,293 | $0.52 | $4,279.19 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,941 Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:58 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionCommon Shares | 28,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001552 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:55 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001550 · doc1.xml · derivative · entry 2 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Shares · 17,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:55 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionCommon Shares | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001550 · doc1.xml · nonDerivative · entry 1 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:50 UTC |
OGRYZLO C THOMASDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001548 · doc1.xml · derivative · entry 2 OGRYZLO C THOMAS · CIK 0001238277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Shares · 17,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:50 UTC |
OGRYZLO C THOMASDirector
|
Exercise / conversionCommon Shares | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001548 · doc1.xml · nonDerivative · entry 1 OGRYZLO C THOMAS · CIK 0001238277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:46 UTC |
Eppler William DurandDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001544 · doc1.xml · derivative · entry 2 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Shares · 17,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:46 UTC |
Eppler William DurandDirector
|
Exercise / conversionCommon Shares | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001544 · doc1.xml · nonDerivative · entry 1 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:43 UTC |
ENGELE JOHN FSenior VP - CFO
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 44,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001541 · doc1.xml · derivative · entry 3 ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,133 Underlying: Common Shares · 44,733 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:43 UTC |
ENGELE JOHN FSenior VP - CFO
|
Tax withholdingCommon Shares | 19,684 | $0.52 | $10,156.94 |
DisclosureSEC source: 0001567619-18-001541 · doc1.xml · nonDerivative · entry 2 ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,741 Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:43 UTC |
ENGELE JOHN FSenior VP - CFO
|
Exercise / conversionCommon Shares | 44,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001541 · doc1.xml · nonDerivative · entry 1 ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 104,133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,933 Underlying: Common Shares · 104,133 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Tax withholdingCommon Shares | 45,819 | $0.52 | $23,642.60 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,406 Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:40 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Exercise / conversionCommon Shares | 104,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001538 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:33 UTC |
CLARK JOHN MDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 17,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001536 · doc1.xml · derivative · entry 2 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Shares · 17,600 shares Expires 2019-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 17:33 UTC |
CLARK JOHN MDirector
|
Exercise / conversionCommon Shares | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001536 · doc1.xml · nonDerivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 7,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · derivative · entry 3 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,933 Underlying: Common Shares · 7,067 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC |
Rozelle John W.Senior Vice President
|
Tax withholdingCommon Shares | 2,049 | $0.58 | $1,188.42 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · nonDerivative · entry 2 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,634 Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:00 UTC |
Rozelle John W.Senior Vice President
|
Exercise / conversionCommon Shares | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035789 · doc1.xml · nonDerivative · entry 1 Rozelle John W. · CIK 0001555604 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:57 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 5,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035787 · doc1.xml · derivative · entry 2 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,133 Underlying: Common Shares · 5,867 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:57 UTC |
RICHINGS MICHAEL BDirector · Exec. Chairman
|
Exercise / conversionCommon Shares | 5,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035787 · doc1.xml · nonDerivative · entry 1 RICHINGS MICHAEL B · CIK 0001238274 · Director · Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:54 UTC |
OGRYZLO C THOMASDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 5,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035782 · doc1.xml · derivative · entry 2 OGRYZLO C THOMAS · CIK 0001238277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,133 Underlying: Common Shares · 5,867 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:54 UTC |
OGRYZLO C THOMASDirector
|
Exercise / conversionCommon Shares | 5,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035782 · doc1.xml · nonDerivative · entry 1 OGRYZLO C THOMAS · CIK 0001238277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:51 UTC |
CLARK JOHN MDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 5,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035777 · doc1.xml · derivative · entry 2 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,133 Underlying: Common Shares · 5,867 shares Expires 2018-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:51 UTC |
CLARK JOHN MDirector
|
Exercise / conversionCommon Shares | 5,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035777 · doc1.xml · nonDerivative · entry 1 CLARK JOHN M · CIK 0001238276 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:47 UTC |
Eppler William DurandDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 5,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035773 · doc1.xml · derivative · entry 2 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,133 Underlying: Common Shares · 5,867 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:47 UTC |
Eppler William DurandDirector
|
Exercise / conversionCommon Shares | 5,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035773 · doc1.xml · nonDerivative · entry 1 Eppler William Durand · CIK 0001306573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 25,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · derivative · entry 3 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,667 Underlying: Common Shares · 25,333 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Tax withholdingCommon Shares | 11,147 | $0.58 | $6,465.26 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · nonDerivative · entry 2 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,092 Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:41 UTC |
Earnest Frederick HumeDirector · President and CEO
|
Exercise / conversionCommon Shares | 25,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035765 · doc1.xml · nonDerivative · entry 1 Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:44 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 5,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035768 · doc1.xml · derivative · entry 2 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,133 Underlying: Common Shares · 5,867 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:44 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionCommon Shares | 5,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035768 · doc1.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:37 UTC |
ENGELE JOHN FSenior VP - CFO
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 10,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035761 · doc1.xml · derivative · entry 3 ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,067 Underlying: Common Shares · 10,933 shares Expires 2020-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 19:37 UTC |
ENGELE JOHN FSenior VP - CFO
|
Tax withholdingCommon Shares | 4,811 | $0.58 | $2,790.38 |
DisclosureSEC source: 0001140361-18-035761 · doc1.xml · nonDerivative · entry 2 ENGELE JOHN F · CIK 0001238273 · Senior VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,692 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.