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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 5, 2024 18:41 UTC SaleClass A Common Stock 6,749 $30.01 $202,547.61
Disclosure

SEC source: 0001104659-24-031131 · tm247957-4_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,158,324.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.000 to $30.075.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 23:38 UTC SaleClass A Common Stock 8,115 $30.00 $243,453.25
Disclosure

SEC source: 0001104659-24-031129 · tm247957-2_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319,593

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.000 to $30.015.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 16:05 UTC SaleClass A Common Stock 6,500 $29.48 $191,620.00
Disclosure

SEC source: 0001415889-24-007170 · form4-03072024_090340.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,930

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $29.47 to $29.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:05 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001415889-24-007169 · form4-03072024_090356.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,473

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:05 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001415889-24-007169 · form4-03072024_090356.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,104

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 15, 2023.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:05 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 10,000 $4.70 $47,000.00
Disclosure

SEC source: 0001415889-24-007169 · form4-03072024_090356.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 18:40 UTC SaleClass A Common Stock 100 $32.00 $3,200.00
Disclosure

SEC source: 0001104659-24-031130 · tm247957-3_4seq1.xml · nonDerivative · entry 2

2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN · CIK 0001818827 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,667.294

Read SEC document
March 04, 2024 Filed Mar 5, 2024 17:37 UTC SaleClass A Common Stock 2,291,537 $31.55 $72,297,992.35
Disclosure

SEC source: 0001104659-24-031101 · tm247957-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 2,345,774

Read SEC document
March 04, 2024 Filed Mar 5, 2024 18:41 UTC SaleClass A Common Stock 173,391 $30.34 $5,261,289.81
Disclosure

SEC source: 0001104659-24-031131 · tm247957-4_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,073.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.000 to $31.955.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 23:38 UTC SaleClass A Common Stock 255,920 $30.35 $7,765,892.40
Disclosure

SEC source: 0001104659-24-031129 · tm247957-2_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,327,708

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.000 to $31.960.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:40 UTC SaleClass A Common Stock 26,685 $33.62 $897,179.05
Disclosure

SEC source: 0001104659-24-031130 · tm247957-3_4seq1.xml · nonDerivative · entry 1

2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN · CIK 0001818827 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,767.294

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.470 to $33.790.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 17:37 UTC SaleClass A Common Stock 124,770 $33.74 $4,210,238.88
Disclosure

SEC source: 0001104659-24-031101 · tm247957-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 4,637,311

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $34.36.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:41 UTC SaleClass A Common Stock 26,609 $33.62 $894,703.68
Disclosure

SEC source: 0001104659-24-031131 · tm247957-4_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,338,464.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.500 to $33.780.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:41 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 28,568 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006728 · form4-03052024_090350.xml · derivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,568

Underlying: Class A Common Stock · 28,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:41 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 14,613 $33.55 $490,266.15
Disclosure

SEC source: 0001415889-24-006728 · form4-03052024_090350.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,040

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:41 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 28,568 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006728 · form4-03052024_090350.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:38 UTC SaleClass A Common Stock 14,078 $33.58 $472,804.00
Disclosure

SEC source: 0001104659-24-031129 · tm247957-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,628

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.460 to $33.720.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:39 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006724 · form4-03052024_090338.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Class A Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:39 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 932 $33.55 $31,268.60
Disclosure

SEC source: 0001415889-24-006724 · form4-03052024_090338.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,104

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:39 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 1,721 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006724 · form4-03052024_090338.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:38 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 866 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006720 · form4-03052024_090327.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 867

Underlying: Class A Common Stock · 866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:38 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 239 $33.55 $8,018.45
Disclosure

SEC source: 0001415889-24-006720 · form4-03052024_090327.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,018

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:38 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 866 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006720 · form4-03052024_090327.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:37 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006717 · form4-03052024_090326.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577

Underlying: Class A Common Stock · 576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest on March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:37 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 165 $33.55 $5,535.75
Disclosure

SEC source: 0001415889-24-006717 · form4-03052024_090326.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,540

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:37 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 576 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006717 · form4-03052024_090326.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 16:35 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 450,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-24-006295 · form4-03042024_090344.xml · derivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,496

Underlying: Class A Common Stock · 450,000 shares

Expires 2026-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 16:35 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass 247,903 $31.00 $7,684,993.00
Disclosure

SEC source: 0001415889-24-006295 · form4-03042024_090344.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,085

Read SEC document
February 29, 2024 Filed Mar 4, 2024 16:35 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 450,000 $2.50 $1,125,000.00
Disclosure

SEC source: 0001415889-24-006295 · form4-03042024_090344.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 109,233 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · derivative · entry 6

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,465

Underlying: Class A Common Stock · 109,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of February, 24, 2025 and February 24, 2026 and have no expiration date.

F3 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of February, 24, 2025 and February 24, 2026 and have no expiration date.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 55,873 $24.71 $1,380,621.83
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · nonDerivative · entry 4

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,988

Read SEC document
February 24, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 109,233 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 101,395 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · derivative · entry 5

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,186

Underlying: Class A Common Stock · 101,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal annual installments on each of February 23, 2025 and February 23, 2026 and February 23, 2027 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal annual installments on each of February 23, 2025 and February 23, 2026 and February 23, 2027 and have no expiration date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 45,957 $24.71 $1,135,597.47
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,628

Read SEC document
February 23, 2024 Filed Feb 27, 2024 16:24 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 101,395 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005481 · form4-02272024_090258.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:27 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,854 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005489 · form4-02272024_090258.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,564

Underlying: Class A Common Stock · 6,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal annual installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal annual installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:27 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 1,943 $24.71 $48,011.53
Disclosure

SEC source: 0001415889-24-005489 · form4-02272024_090258.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,129

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:27 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 6,854 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005489 · form4-02272024_090258.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 6,428 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005485 · form4-02272024_090241.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,286

Underlying: Class A Common Stock · 6,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

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February 23, 2024 Filed Feb 27, 2024 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 1,784 $24.71 $44,082.64
Disclosure

SEC source: 0001415889-24-005485 · form4-02272024_090241.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,391

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 6,428 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005485 · form4-02272024_090241.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 30,305 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005482 · form4-02272024_090251.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,915

Underlying: Class A Common Stock · 30,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal installments on each of February 23, 2025, February 23, 2026 and February 23, 2027 and have no expiration date.

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February 23, 2024 Filed Feb 27, 2024 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 16,411 $24.71 $405,515.81
Disclosure

SEC source: 0001415889-24-005482 · form4-02272024_090251.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,315

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:25 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 30,305 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005482 · form4-02272024_090251.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 16:04 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 278,109 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005216 · form4-02262024_090246.xml · derivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,109

Underlying: Class A Common Stock · 278,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February, 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February, 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

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February 22, 2024 Filed Feb 26, 2024 21:07 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 16,531 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005220 · form4-02262024_090200.xml · derivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,531

Underlying: Class A Common Stock · 16,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:06 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 95,551 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005218 · form4-02262024_090259.xml · derivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,551

Underlying: Class A Common Stock · 95,551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 22, 2025, February 22, 2026, February 22, 2027 and February 22, 2028.

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February 15, 2024 Filed Feb 16, 2024 21:05 UTC SaleClass A Common Stock 10,000 $25.88 $258,823.00
Disclosure

SEC source: 0001415889-24-004093 · form4-02162024_090217.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.70 to $26.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003894 · form4-02152024_090243.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,176

Underlying: Class A Common Stock · 4,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 1,341 $26.58 $35,643.78
Disclosure

SEC source: 0001415889-24-003894 · form4-02152024_090243.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,747

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.