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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2024 Filed Nov 21, 2024 23:56 UTC SaleClass A Common Stock 40,966 $52.16 $2,136,987.29
Disclosure

SEC source: 0001104659-24-121654 · tm2429209-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,134

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0000 to 52.3312.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 17:58 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 22,275 $49.55 $1,103,806.44
Disclosure

SEC source: 0001415889-24-027124 · form4-11182024_101115.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,246

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.865, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 17:58 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 16,769 $49.57 $831,267.84
Disclosure

SEC source: 0001415889-24-027124 · form4-11182024_101115.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,521

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $49.99, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 17:58 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 159,107 $49.61 $7,893,043.70
Disclosure

SEC source: 0001415889-24-027124 · form4-11182024_101115.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,290

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.50 to $50.07, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 23:00 UTC SaleClass A Common Stock 8,485 $49.50 $420,045.68
Disclosure

SEC source: 0001104659-24-116976 · tm2428125-2_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.20 to $49.87.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:43 UTC ConversionClass B Common Stock · Derivative 2,485,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · derivative · entry 4

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 3,214,927

Underlying: Class A Common Stock · 2,485,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:43 UTC SaleClass A Common Stock 2,485,000 $48.90 $121,516,500.00
Disclosure

SEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 0

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:43 UTC ConversionClass A Common Stock 2,485,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-117963 · tm2428447-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 2,485,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 18:00 UTC SaleClass A Common Stock 58,780 $52.26 $3,072,113.19
Disclosure

SEC source: 0001104659-24-116974 · tm2428125-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,073.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.37 to $52.69.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 23:00 UTC SaleClass A Common Stock 114,870 $52.32 $6,010,503.83
Disclosure

SEC source: 0001104659-24-116976 · tm2428125-2_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,191

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.37 to $52.90.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 18:00 UTC SaleClass A Common Stock 91,220 $51.44 $4,692,311.19
Disclosure

SEC source: 0001104659-24-116974 · tm2428125-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,853.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.02 to $51.71.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 23:00 UTC SaleClass A Common Stock 26,645 $51.40 $1,369,430.43
Disclosure

SEC source: 0001104659-24-116976 · tm2428125-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 906,061

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.135 to $51.665.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 16:41 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GiftClass A Common Stock 210,084 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-025905 · form4-11012024_081132.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,397

F1 · balance_after: Includes 118 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 22:00 UTC SaleClass A Common Stock 56,419 $40.77 $2,300,134.93
Disclosure

SEC source: 0001104659-24-108718 · tm2426149-2_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $41.20.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 18:00 UTC SaleClass A Common Stock 42,765 $40.48 $1,731,336.75
Disclosure

SEC source: 0001104659-24-108717 · tm2426149-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,073.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.795 to $40.835.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 22:00 UTC SaleClass A Common Stock 46,098 $40.48 $1,865,821.16
Disclosure

SEC source: 0001104659-24-108718 · tm2426149-2_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,125

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.035 to $40.84.

Read SEC document
October 10, 2024 Filed Oct 15, 2024 18:00 UTC SaleClass A Common Stock 32,410 $39.73 $1,287,548.83
Disclosure

SEC source: 0001104659-24-108717 · tm2426149-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,838.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.38 to $40.345.

Read SEC document
October 10, 2024 Filed Oct 15, 2024 22:00 UTC SaleClass A Common Stock 32,629 $39.73 $1,296,317.54
Disclosure

SEC source: 0001104659-24-108718 · tm2426149-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.37 to $40.30.

Read SEC document
October 09, 2024 Filed Oct 9, 2024 19:42 UTC SaleClass A Common Stock 48,957 $41.31 $2,022,536.06
Disclosure

SEC source: 0001104659-24-107419 · tm2425941-1_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,248.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.77 to $41.84.

Read SEC document
October 09, 2024 Filed Oct 9, 2024 23:44 UTC SaleClass A Common Stock 49,114 $41.31 $2,029,012.30
Disclosure

SEC source: 0001104659-24-107420 · tm2425941-2_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,852

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.78 to $41.84.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 19:42 UTC SaleClass A Common Stock 27,732 $41.32 $1,145,980.53
Disclosure

SEC source: 0001104659-24-107419 · tm2425941-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,205.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.66.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 23:44 UTC SaleClass A Common Stock 28,027 $41.32 $1,158,022.39
Disclosure

SEC source: 0001104659-24-107420 · tm2425941-2_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116,966

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.66.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 19:42 UTC SaleClass A Common Stock 48,136 $41.02 $1,974,360.62
Disclosure

SEC source: 0001104659-24-107419 · tm2425941-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,937.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $41.51.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 23:44 UTC SaleClass A Common Stock 52,713 $41.02 $2,162,313.62
Disclosure

SEC source: 0001104659-24-107420 · tm2425941-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,993

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.49.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 18:33 UTC ConversionClass B Common Stock · Derivative 170,359 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · derivative · entry 4

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 6,578,927.237

Underlying: Class A Common Stock · 170,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · shares: The conversion reflected here was finalized on October 4, 2024.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 18:33 UTC SaleClass A Common Stock 1,225,000 $39.42 $48,289,500.00
Disclosure

SEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 0

Read SEC document
October 03, 2024 Filed Oct 7, 2024 18:33 UTC ConversionClass A Common Stock 170,359 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-106765 · tm2425754-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 1,225,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The conversion reflected here was finalized on October 4, 2024.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:22 UTC Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-24-023439 · form4-09162024_080940.xml · derivative · entry 4

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,123

Underlying: Class A Common Stock · 5,000 shares

Expires 2029-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:22 UTC SaleClass A Common Stock 5,000 $35.44 $177,204.00
Disclosure

SEC source: 0001415889-24-023439 · form4-09162024_080940.xml · nonDerivative · entry 3

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,635

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.380 to $35.555, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:22 UTC Exercise / conversionClass A Common Stock 5,000 $3.73 $18,670.00
Disclosure

SEC source: 0001415889-24-023439 · form4-09162024_080940.xml · nonDerivative · entry 2

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:22 UTC SaleClass A Common Stock 5,000 $35.41 $177,072.50
Disclosure

SEC source: 0001415889-24-023439 · form4-09162024_080940.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,635

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.360 to $35.445 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 23:00 UTC SaleClass A Common Stock 158,900 $37.27 $5,922,520.80
Disclosure

SEC source: 0001104659-24-093526 · tm2422743-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,430,100

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.0000 to 37.8604.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 17:00 UTC Exercise / conversionStock Option · Derivative 16,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-24-022235 · form4-08262024_090805.xml · derivative · entry 3

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,123

Underlying: Class A Common Stock · 16,000 shares

Expires 2029-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 17:00 UTC SaleClass A Common Stock 16,000 $35.95 $575,179.20
Disclosure

SEC source: 0001415889-24-022235 · form4-08262024_090805.xml · nonDerivative · entry 2

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,635

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.750 to $36.110 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 22, 2024 Filed Aug 26, 2024 17:00 UTC Exercise / conversionClass A Common Stock 16,000 $3.73 $59,744.00
Disclosure

SEC source: 0001415889-24-022235 · form4-08262024_090805.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 22, 2024 Filed Aug 26, 2024 21:00 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001415889-24-022236 · form4-08262024_090852.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,473

Underlying: Class A Common Stock · 25,000 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

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August 22, 2024 Filed Aug 26, 2024 21:00 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 25,000 $35.81 $895,150.00
Disclosure

SEC source: 0001415889-24-022236 · form4-08262024_090852.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,104

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.630 to $35.945, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 22, 2024 Filed Aug 26, 2024 21:00 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 25,000 $4.70 $117,500.00
Disclosure

SEC source: 0001415889-24-022236 · form4-08262024_090852.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 20, 2024 Filed Aug 22, 2024 20:27 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-24-022027 · form4-08222024_080819.xml · derivative · entry 4

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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August 20, 2024 Filed Aug 22, 2024 20:27 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 8,176 $35.72 $292,060.62
Disclosure

SEC source: 0001415889-24-022027 · form4-08222024_080819.xml · nonDerivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.620 to 35.810, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 20, 2024 Filed Aug 22, 2024 20:27 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 30,000 $35.71 $1,071,168.00
Disclosure

SEC source: 0001415889-24-022027 · form4-08222024_080819.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,176

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.475 to $35.980, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 20, 2024 Filed Aug 22, 2024 20:27 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 30,000 $3.73 $112,020.00
Disclosure

SEC source: 0001415889-24-022027 · form4-08222024_080819.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 158 shares acquired through the Company's Employee Stock Purchase Plan.

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August 13, 2024 Filed Aug 15, 2024 20:40 UTC Exercise / conversionStock Option · Derivative 140,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-24-021366 · form4-08152024_080834.xml · derivative · entry 4

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Class A Common Stock · 140,000 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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August 13, 2024 Filed Aug 15, 2024 20:40 UTC SaleClass A Common Stock 80,952 $36.52 $2,956,528.94
Disclosure

SEC source: 0001415889-24-021366 · form4-08152024_080834.xml · nonDerivative · entry 3

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,014

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.30 to $36.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 13, 2024 Filed Aug 15, 2024 20:40 UTC SaleClass A Common Stock 59,048 $35.80 $2,114,006.97
Disclosure

SEC source: 0001415889-24-021366 · form4-08152024_080834.xml · nonDerivative · entry 2

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.30 to $36.295, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 13, 2024 Filed Aug 15, 2024 20:40 UTC Exercise / conversionClass A Common Stock 140,000 $2.50 $350,000.00
Disclosure

SEC source: 0001415889-24-021366 · form4-08152024_080834.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 23, 2024 Filed Jul 24, 2024 18:24 UTC SaleClass A Common Stock 1,500,000 $37.81 $56,715,000.00
Disclosure

SEC source: 0001104659-24-082412 · tm2420125-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 1,054,641

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June 12, 2024 Filed Jun 14, 2024 16:17 UTC
Radcliffe Amanda WestphalDirector · 10% owner
GrantClass A Common Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016890 · form4-06142024_080615.xml · nonDerivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,065

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 12, 2025.

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June 12, 2024 Filed Jun 14, 2024 16:17 UTC
Thompson Stefanie WestphalDirector · 10% owner
GrantClass A Common Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016892 · form4-06142024_080646.xml · nonDerivative · entry 1

Thompson Stefanie Westphal · CIK 0001818515 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,030

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 12, 2025.

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June 12, 2024 Filed Jun 14, 2024 16:16 UTC GrantClass A Common Stock 5,705 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016886 · form4-06142024_080613.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,635

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 12, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.