Tapewire

Nasdaq · USD

VERX

Vertex, Inc.

Export transactions ↓
Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2025 Filed Feb 24, 2025 21:20 UTC
Leib Ryan JChief Accounting Officer
GrantRestricted Stock Units · Derivative 9,254 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005252 · form4-02242025_090232.xml · derivative · entry 1

Leib Ryan J · CIK 0001659260 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,254

Underlying: Class A Common Stock · 9,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:19 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 63,513 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005251 · form4-02242025_090234.xml · derivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,513

Underlying: Class A Common Stock · 63,513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:18 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 11,901 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005247 · form4-02242025_090215.xml · derivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,901

Underlying: Class A Common Stock · 11,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the shares on each of February 20, 2026, February 20, 2027, February 20, 2028 and February 20, 2029.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003727 · form4-02122025_090233.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,010

Underlying: Class A Common Stock · 24,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest on February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest on February 10, 2026 and have no expiration date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 13,124 $56.02 $735,206.48
Disclosure

SEC source: 0001415889-25-003727 · form4-02122025_090233.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,989

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003727 · form4-02122025_090233.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:12 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003726 · form4-02122025_090238.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Class A Common Stock · 4,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The remaining restricted stock units will vest on February 10, 2026 and have no expiration date.

F3 · derivative.expiration_date: The remaining restricted stock units will vest on February 10, 2026 and have no expiration date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:12 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 1,250 $56.02 $70,025.00
Disclosure

SEC source: 0001415889-25-003726 · form4-02122025_090238.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,970

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:12 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003726 · form4-02122025_090238.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 132 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:14 UTC
Leib Ryan JChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,019 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002937 · form4-02042025_090254.xml · derivative · entry 3

Leib Ryan J · CIK 0001659260 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,058

Underlying: Class A Common Stock · 4,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The remaining restricted stock units that will vest in three equal installments on each of February 1, 2026, February 1, 2027 and February 1, 2028 and have no expiration date.

F3 · derivative.expiration_date: The remaining restricted stock units that will vest in three equal installments on each of February 1, 2026, February 1, 2027 and February 1, 2028 and have no expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:14 UTC
Leib Ryan JChief Accounting Officer
Tax withholdingClass A Common Stock 1,281 $57.75 $73,977.75
Disclosure

SEC source: 0001415889-25-002937 · form4-02042025_090254.xml · nonDerivative · entry 2

Leib Ryan J · CIK 0001659260 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,870

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:14 UTC
Leib Ryan JChief Accounting Officer
Exercise / conversionClass A Common Stock 4,019 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002937 · form4-02042025_090254.xml · nonDerivative · entry 1

Leib Ryan J · CIK 0001659260 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 132 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 23:39 UTC SaleClass A Common Stock 18,157 $56.52 $1,026,233.64
Disclosure

SEC source: 0001104659-25-005710 · tm254320-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,100

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.66 to $57.04. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 22, 2025 Filed Jan 23, 2025 23:39 UTC SaleClass A Common Stock 53,843 $56.48 $3,041,052.64
Disclosure

SEC source: 0001104659-25-005710 · tm254320-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,229,257

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.73 to $57.27. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 20:36 UTC
Westphal JeffreySee Remarks
GiftClass A Common Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000963 · tm251951-2_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,895

Read SEC document
December 23, 2024 Filed Dec 26, 2024 18:00 UTC GiftClass A Common Stock 37,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-131770 · tm2432051-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,073.706

Read SEC document
December 23, 2024 Filed Dec 26, 2024 23:01 UTC GiftClass A Common Stock 37,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-131771 · tm2432051-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,706

Read SEC document
December 20, 2024 Filed Dec 26, 2024 10:48 UTC
Westphal JeffreySee Remarks
ConversionClass B Common Stock · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-131596 · tm2432012-1_4seq1.xml · derivative · entry 2

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 2,189,927

Underlying: Class A Common Stock · 450,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

Read SEC document
December 20, 2024 Filed Dec 26, 2024 10:48 UTC
Westphal JeffreySee Remarks
ConversionClass A Common Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-131596 · tm2432012-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2024 Filed Jan 3, 2025 20:35 UTC Amendment
Westphal JeffreySee Remarks
ConversionClass B Common Stock · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000962 · tm251951-1_4aseq1.xml · derivative · entry 3

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,000

Underlying: Class A Common Stock · 388,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · shares: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error.

F2 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.underlying_shares: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error.

F1 · balance_after: On December 24, 2024, the Reporting Person converted 450,000 shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A common stock. These shares were inadvertently reported on the Form 4 filed by the Reporting Person on December 26, 2024 as transferred from the The 2009 Jeffrey R. Westphal Generation Skipping Trust ("GST") to the Reporting Person's individual account. The GST's ownership and the Reporting Person's direct ownership have been adjusted to correct this error.

Read SEC document
December 20, 2024 Filed Jan 3, 2025 20:35 UTC Amendment
Westphal JeffreySee Remarks
ConversionClass A Common Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-000962 · tm251951-1_4aseq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001415889-24-029727 · form4-12182024_091218.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,473

Underlying: Class A Common Stock · 20,000 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 20,000 $53.05 $1,060,932.00
Disclosure

SEC source: 0001415889-24-029727 · form4-12182024_091218.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,104

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.63 to $53.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:13 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 20,000 $4.70 $94,000.00
Disclosure

SEC source: 0001415889-24-029727 · form4-12182024_091218.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 343,893 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · derivative · entry 10

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 343,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable and has no expiration date.

F5 · derivative.expiration_date: Fully vested and exercisable and has no expiration date.

Read SEC document
December 12, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 343,893 $0.15 $52,615.63
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 6

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 20:15 UTC
Westphal JeffreySee Remarks
ConversionClass B Common Stock · Derivative 575,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · derivative · entry 4

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 2,639,927

Underlying: Class A Common Stock · 575,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · shares: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 20:15 UTC
Westphal JeffreySee Remarks
SaleClass A Common Stock 575,000 $53.01 $30,480,750.00
Disclosure

SEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 0

Read SEC document
December 12, 2024 Filed Dec 16, 2024 20:15 UTC
Westphal JeffreySee Remarks
ConversionClass A Common Stock 575,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-129064 · tm2431262-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffrey · CIK 0001818851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 575,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 216,268 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · derivative · entry 9

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,396

Underlying: Class A Common Stock · 216,268 shares

Expires 2026-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 216,268 $55.04 $11,903,628.61
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 5

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,345

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.62 to $55.295, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 216,268 $2.50 $540,670.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 4

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 23:00 UTC SaleClass A Common Stock 61,654 $54.98 $3,389,736.92
Disclosure

SEC source: 0001104659-24-127685 · tm2430772-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,100

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.60 to $55.35. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionStock Option · Derivative 164,832 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · derivative · entry 8

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644,664

Underlying: Class A Common Stock · 164,832 shares

Expires 2026-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 400 $55.52 $22,206.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,345

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 164,432 $55.03 $9,049,136.93
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,745

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.50 to $55.49, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:14 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 164,832 $2.50 $412,080.00
Disclosure

SEC source: 0001415889-24-029170 · form4-12122024_111256.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:00 UTC SaleClass A Common Stock 13,346 $55.13 $735,764.98
Disclosure

SEC source: 0001104659-24-127685 · tm2430772-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,754

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 16:18 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 16,500 $56.15 $926,537.70
Disclosure

SEC source: 0001415889-24-028825 · form4-12102024_091245.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 204,032

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $56.05 to $56.55, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Represents securities held by individual trusts for the benefit of the Reporting Person's three adult children. The Reporting Person's spouse serves as a trustee of each such trust.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 16:18 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 1,400 $55.39 $77,551.32
Disclosure

SEC source: 0001415889-24-028825 · form4-12102024_091245.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 220,532

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.01 to $56.01, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Represents securities held by individual trusts for the benefit of the Reporting Person's three adult children. The Reporting Person's spouse serves as a trustee of each such trust.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 16:19 UTC SaleClass A Common Stock 3,815 $56.11 $214,059.65
Disclosure

SEC source: 0001415889-24-028828 · form4-12102024_091249.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,720

Read SEC document
November 26, 2024 Filed Nov 27, 2024 16:16 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 25,607 $55.05 $1,409,765.22
Disclosure

SEC source: 0001415889-24-027851 · form4-11272024_091140.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 221,932

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.7927 to $55.25, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Represents securities held by individual trusts for the benefit of the Reporting Person's three adult children. The Reporting Person's spouse serves as a trustee of each such trust.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:17 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 3,020 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001415889-24-027852 · form4-11272024_091120.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Class A Common Stock · 3,020 shares

Expires 2031-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023 and March 1, 2024 and will vest with respect to the remaining shares on March 1, 2025.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:17 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 3,020 $55.08 $166,341.90
Disclosure

SEC source: 0001415889-24-027852 · form4-11272024_091120.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:17 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 3,020 $32.16 $97,123.20
Disclosure

SEC source: 0001415889-24-027852 · form4-11272024_091120.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2024 Filed Nov 27, 2024 08:57 UTC Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-24-027801 · form4-11272024_011153.xml · derivative · entry 4

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

Underlying: Class A Common Stock · 2,500 shares

Expires 2029-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 22, 2024 Filed Nov 27, 2024 08:57 UTC SaleClass A Common Stock 2,500 $53.81 $134,525.00
Disclosure

SEC source: 0001415889-24-027801 · form4-11272024_011153.xml · nonDerivative · entry 3

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,535

Read SEC document
November 22, 2024 Filed Nov 27, 2024 08:57 UTC Exercise / conversionClass A Common Stock 2,500 $3.73 $9,335.00
Disclosure

SEC source: 0001415889-24-027801 · form4-11272024_011153.xml · nonDerivative · entry 2

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2024 Filed Nov 27, 2024 08:57 UTC GiftClass A Common Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027801 · form4-11272024_011153.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,535

Read SEC document
November 21, 2024 Filed Nov 21, 2024 23:56 UTC SaleClass A Common Stock 31,034 $53.13 $1,648,749.52
Disclosure

SEC source: 0001104659-24-121654 · tm2429209-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,358,100

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.3800 to 53.7200.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.