Tapewire

Nasdaq · USD

VERX

Vertex, Inc.

Export transactions ↓
Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 16, 2023 19:06 UTC SaleClass A Common Stock 110,325 $18.51 $2,041,674.45
Disclosure

SEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,684,543

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.575.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:41 UTC SaleClass A Common Stock 27,417 $18.42 $505,103.39
Disclosure

SEC source: 0001104659-23-034078 · tm238349-7_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,681

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.57.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:39 UTC SaleClass A Common Stock 27,417 $18.42 $505,103.39
Disclosure

SEC source: 0001104659-23-034076 · tm238349-6_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,682

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.57.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:16 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-23-005111 · form4-03172023_080346.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,946

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:16 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 10,000 $18.09 $180,910.00
Disclosure

SEC source: 0001415889-23-005111 · form4-03172023_080346.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.85 to 18.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:16 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001415889-23-005111 · form4-03172023_080346.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 19:58 UTC SaleClass A Common Stock 24,588 $18.59 $456,992.57
Disclosure

SEC source: 0001104659-23-032416 · tm238349-4_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,098

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.00.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 23:57 UTC SaleClass A Common Stock 24,588 $18.59 $456,992.57
Disclosure

SEC source: 0001104659-23-032415 · tm238349-3_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,099

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.00.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 19:06 UTC SaleClass A Common Stock 23,884 $18.67 $445,866.51
Disclosure

SEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,794,868

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 19:58 UTC SaleClass A Common Stock 17,376 $18.21 $316,382.21
Disclosure

SEC source: 0001104659-23-032416 · tm238349-4_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,686

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.59.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:57 UTC SaleClass A Common Stock 17,376 $18.21 $316,382.21
Disclosure

SEC source: 0001104659-23-032415 · tm238349-3_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,687

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.59.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:16 UTC SaleClass A Common Stock 11,843 $18.37 $217,591.44
Disclosure

SEC source: 0001415889-23-004944 · form4-03152023_080326.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.29 to $18.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 19:58 UTC SaleClass A Common Stock 2,938 $18.07 $53,101.41
Disclosure

SEC source: 0001104659-23-032416 · tm238349-4_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.25.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:57 UTC SaleClass A Common Stock 2,937 $18.07 $53,083.34
Disclosure

SEC source: 0001104659-23-032415 · tm238349-3_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.25.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 20:28 UTC SaleClass A Common Stock 35,084 $18.85 $661,301.82
Disclosure

SEC source: 0001104659-23-031368 · tm238349-2_4seq1.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,818,752

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $19.24.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 20:28 UTC SaleClass A Common Stock 62,857 $18.63 $1,171,245.91
Disclosure

SEC source: 0001104659-23-031368 · tm238349-2_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,853,836

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.105.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 31,098 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001415889-23-004664 · form4-03102023_090308.xml · derivative · entry 4

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,098

Underlying: Class A Common Stock · 31,098 shares

Expires 2029-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on December 20, 2021, and will vest with respect to the remaining shares on December 20, 2024.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 50,631 $16.52 $836,231.72
Disclosure

SEC source: 0001415889-23-004664 · form4-03102023_090308.xml · nonDerivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.50 to $16.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 31,098 $16.51 $513,319.14
Disclosure

SEC source: 0001415889-23-004664 · form4-03102023_090308.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,542

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.50 to 16.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:25 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 31,098 $3.73 $116,119.93
Disclosure

SEC source: 0001415889-23-004664 · form4-03102023_090308.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:23 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-23-004661 · form4-03102023_090341.xml · derivative · entry 4

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,946

Underlying: Class A Common Stock · 20,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:23 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 2,894 $16.50 $47,751.00
Disclosure

SEC source: 0001415889-23-004661 · form4-03102023_090341.xml · nonDerivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:23 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 20,000 $16.41 $328,170.00
Disclosure

SEC source: 0001415889-23-004661 · form4-03102023_090341.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.25 to $16.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:23 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 20,000 $2.50 $50,000.00
Disclosure

SEC source: 0001415889-23-004661 · form4-03102023_090341.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:45 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 763 $15.29 $11,666.27
Disclosure

SEC source: 0001415889-23-004498 · form4-03082023_090341.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 18:22 UTC SaleClass A Common Stock 50,000 $15.66 $783,205.00
Disclosure

SEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,916,693

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.83.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 18:22 UTC SaleClass A Common Stock 38,916 $15.73 $611,985.23
Disclosure

SEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,966,693

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $16.035.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:30 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 57,136 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004133 · form4-03032023_090306.xml · derivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,136

Underlying: Class A Common Stock · 57,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:30 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 29,266 $15.60 $456,549.60
Disclosure

SEC source: 0001415889-23-004133 · form4-03032023_090306.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,891

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:30 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 57,136 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004133 · form4-03032023_090306.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:33 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004138 · form4-03032023_090356.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

Underlying: Class A Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:33 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 390 $15.60 $6,084.00
Disclosure

SEC source: 0001415889-23-004138 · form4-03032023_090356.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:33 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004138 · form4-03032023_090356.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 1,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004140 · form4-03032023_090303.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Class A Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal installments on March 1, 2024 and March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal installments on March 1, 2024 and March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 568 $15.60 $8,860.80
Disclosure

SEC source: 0001415889-23-004140 · form4-03032023_090303.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,542

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 1,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004140 · form4-03032023_090303.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 3,441 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004136 · form4-03032023_090322.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Underlying: Class A Common Stock · 3,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of March 1, 2024 and March 1, 2025 and have no expiration date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 1,247 $15.60 $19,453.20
Disclosure

SEC source: 0001415889-23-004136 · form4-03032023_090322.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,316

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 3,441 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004136 · form4-03032023_090322.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:22 UTC SaleClass A Common Stock 44,391 $15.82 $702,110.25
Disclosure

SEC source: 0001104659-23-028054 · tm238349-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 9,005,609

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.43 to $16.03.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 109,232 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003388 · form4-02272023_090255.xml · derivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,698

Underlying: Class A Common Stock · 109,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal annual installments on each of February 24, 2024, February 24, 2025 and February 24, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal annual installments on each of February 24, 2024, February 24, 2025 and February 24, 2026 and have no expiration date.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Tax withholdingClass A Common Stock 45,871 $15.44 $708,248.24
Disclosure

SEC source: 0001415889-23-003388 · form4-02272023_090255.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,021

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
Exercise / conversionClass A Common Stock 109,232 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003388 · form4-02272023_090255.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GrantRestricted Stock Units · Derivative 405,581 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003388 · form4-02272023_090255.xml · derivative · entry 4

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,581

Underlying: Class A Common Stock · 405,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

F3 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:44 UTC
Rowland Bryan T.R.GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 25,714 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003391 · form4-02272023_090240.xml · derivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,714

Underlying: Class A Common Stock · 25,714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:44 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
GrantRestricted Stock Units · Derivative 27,418 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003390 · form4-02272023_090252.xml · derivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,418

Underlying: Class A Common Stock · 27,418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:43 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 121,220 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003389 · form4-02272023_090253.xml · derivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,220

Underlying: Class A Common Stock · 121,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

F2 · derivative.expiration_date: Represents an award of restricted stock units that will vest as to 25% of the amount of shares on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:48 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 2,968 $15.04 $44,638.72
Disclosure

SEC source: 0001415889-23-003187 · form4-02232023_090217.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.83 to $15.19, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:33 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002522 · form4-02142023_100250.xml · derivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264

Underlying: Class A Common Stock · 4,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The remaining restricted stock units will vest in three equal installments on February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

F3 · derivative.expiration_date: The remaining restricted stock units will vest in three equal installments on February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:33 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Tax withholdingClass A Common Stock 1,341 $14.21 $19,055.61
Disclosure

SEC source: 0001415889-23-002522 · form4-02142023_100250.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,378

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.