Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 11, 2021 21:28 UTC |
Hyun GraceDirector
|
PurchaseCommon Stock | 3,500 | $14.09 | $49,315.00 |
DisclosureSEC source: 0001042167-21-000030 · primary_doc.xml · nonDerivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,790 Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 22:46 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 20,000 | $20.88 | $417,688.00 |
DisclosureSEC source: 0001042167-21-000013 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote 2 Disclosed balance after: 190,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $20.815 to $21.20. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. The shares sold were held by one of these trusts. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 02:07 UTC |
BARNETTE K GARYChief Scientific Officer
|
SaleCommon Stock | 100,000 | $10.65 | $1,064,510.00 |
DisclosureSEC source: 0001042167-20-000066 · primary_doc.xml · nonDerivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $10.440 to $10.847. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 02:00 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 250,000 | $9.69 | $2,421,625.00 |
DisclosureSEC source: 0001042167-20-000065 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,184,767 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $9.50 to $10.08. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 18:12 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000050 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 19:41 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 105,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000051 · primary_doc.xml · derivative · entry 2 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2030-11-13 F2 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 19:41 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 125,117 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000051 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,117 Underlying: Common Stock · 125,117 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for the shares vest on November 13, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 18:00 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000049 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:48 UTC |
Greco MicheleCAO and CFO
|
GrantCommon Stock Option · Derivative | 109,500 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000045 · primary_doc.xml · derivative · entry 2 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,500 Underlying: Common Stock · 109,500 shares Expires 2030-11-13 F2 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:48 UTC |
Greco MicheleCAO and CFO
|
GrantCommon Stock Option · Derivative | 116,359 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000045 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,359 Underlying: Common Stock · 116,359 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for the shares vest on November 13, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:51 UTC |
Socorro JesusDirector
|
GrantCommon Stock Option · Derivative | 75,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000048 · primary_doc.xml · derivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:21 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 360,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000044 · primary_doc.xml · derivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2030-11-13 F2 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:21 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 40,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000044 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for the shares vest on November 13, 2021. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:26 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 112,500 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000047 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:01 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 50,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001042167-20-000046 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 13, 2021, November 13, 2022 and November 13, 2023. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:53 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $2.76 | $13,799.50 |
DisclosureSEC source: 0001042167-20-000031 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 13:51 UTC |
Greco MicheleCAO and CFO
|
PurchaseCommon Stock | 5,000 | $2.65 | $13,233.00 |
DisclosureSEC source: 0001042167-20-000030 · primary_doc.xml · nonDerivative · entry 1 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,178 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 17:31 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 1,000 | $4.47 | $4,470.00 |
DisclosureSEC source: 0001042167-20-000006 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:44 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 1,000 | $4.51 | $4,510.00 |
DisclosureSEC source: 0001042167-20-000005 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 22:30 UTC |
Socorro JesusDirector
|
PurchaseCommon Stock | 5,000 | $4.27 | $21,350.00 |
DisclosureSEC source: 0001042167-20-000004 · primary_doc.xml · nonDerivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 17:53 UTC |
Socorro JesusDirector
|
PurchaseCommon Stock | 5,000 | $2.80 | $13,999.50 |
DisclosureSEC source: 0001042167-19-000104 · primary_doc.xml · nonDerivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.7884 to $2.8076. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:53 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 16,590 | $2.22 | $36,846.39 |
DisclosureSEC source: 0001042167-19-000102 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,434,767 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.19 to $2.25. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 16:53 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 8,410 | $2.20 | $18,493.59 |
DisclosureSEC source: 0001042167-19-000102 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,451,357 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.17 to $2.23. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:00 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000098 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:29 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 350,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000095 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:49 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000097 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:41 UTC |
Socorro JesusDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000096 · primary_doc.xml · derivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:03 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 137,808 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000094 · primary_doc.xml · derivative · entry 2 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,808 Underlying: Common Stock · 137,808 shares Expires 2029-11-14 F2 · derivative.exercise_date: Options for the shares vest on November 14, 2020. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:03 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 105,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000094 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:09 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 123,552 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000092 · primary_doc.xml · derivative · entry 2 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,552 Underlying: Common Stock · 123,552 shares Expires 2029-11-14 F2 · derivative.exercise_date: Options for the shares vest on November 14, 2020. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:09 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 102,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000092 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:37 UTC |
Greco MicheleCAO and CFO
|
GrantCommon Stock Option · Derivative | 114,903 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000093 · primary_doc.xml · derivative · entry 2 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,903 Underlying: Common Stock · 114,903 shares Expires 2029-11-14 F2 · derivative.exercise_date: Options for the shares vest on November 14, 2020. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:37 UTC |
Greco MicheleCAO and CFO
|
GrantCommon Stock Option · Derivative | 94,800 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001042167-19-000093 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,800 Underlying: Common Stock · 94,800 shares Expires 2029-11-14 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 14, 2020, November 14, 2021 and November 14, 2022. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 22:20 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 7,382 | $2.00 | $14,741.85 |
DisclosureSEC source: 0001042167-19-000090 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,463,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.96 to $2.03. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 22:20 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 17,618 | $1.99 | $35,024.58 |
DisclosureSEC source: 0001042167-19-000090 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,470,645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.96 to $2.03. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 22:20 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 7,897 | $2.01 | $15,888.76 |
DisclosureSEC source: 0001042167-19-000088 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,488,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on December 18, 2018, as amended. F4 · price: The price reported above is a weighted average transaction price. The range of prices for such transaction is $1.96 to $2.07. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 22:20 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 6,600 | $2.10 | $13,879.80 |
DisclosureSEC source: 0001042167-19-000088 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,496,160 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on December 18, 2018, as amended. F3 · price: The price reported above is a weighted average transaction price. The range of prices for such transaction is $2.06 to $2.12. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 22:20 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 1,339 | $2.11 | $2,823.95 |
DisclosureSEC source: 0001042167-19-000088 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,502,760 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on December 18, 2018, as amended. F2 · price: The price reported above is a weighted average transaction price. The range of prices for such transaction is $2.10 to $2.14. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2019 Filed Oct 4, 2019 21:03 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 3,829 | $2.11 | $8,086.85 |
DisclosureSEC source: 0001042167-19-000087 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,504,099 F1 · kind: ) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F4 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.09 to $2.145. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 21:03 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,260 | $2.11 | $11,109.12 |
DisclosureSEC source: 0001042167-19-000087 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,507,928 F1 · kind: ) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.08 to $2.15. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 21:03 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,075 | $2.12 | $10,758.49 |
DisclosureSEC source: 0001042167-19-000087 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,513,188 F1 · kind: ) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.10 to $2.14. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2019 Filed Sep 6, 2019 21:25 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 6,890 | $1.92 | $13,208.13 |
DisclosureSEC source: 0001042167-19-000085 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F4 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.90 to $1.96. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 21:25 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,610 | $1.92 | $10,743.15 |
DisclosureSEC source: 0001042167-19-000085 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,525,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.90 to $1.94. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 21:25 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 17,500 | $1.94 | $33,967.50 |
DisclosureSEC source: 0001042167-19-000085 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,530,763 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.86 to $1.98. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 17:38 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $1.93 | $19,250.00 |
DisclosureSEC source: 0001042167-19-000084 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,025 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.92 to $1.93. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:24 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 4,000 | $1.97 | $7,880.00 |
DisclosureSEC source: 0001042167-19-000083 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 19:04 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 7,000 | $1.92 | $13,440.00 |
DisclosureSEC source: 0001042167-19-000082 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 17:37 UTC |
Greco MicheleCAO and CFO
|
PurchaseCommon Stock | 20,000 | $1.84 | $36,736.00 |
DisclosureSEC source: 0001042167-19-000071 · primary_doc.xml · nonDerivative · entry 1 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,178 Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 19:49 UTC |
Socorro JesusDirector
|
PurchaseCommon Stock | 10,000 | $1.95 | $19,506.00 |
DisclosureSEC source: 0001042167-19-000067 · primary_doc.xml · nonDerivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.93 to $1.959. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 16:23 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 30,000 | $2.26 | $67,830.00 |
DisclosureSEC source: 0001042167-19-000065 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,548,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.21 to $2.31. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.