Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 9, 2024 20:10 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 106,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001042167-24-000037 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,000 Underlying: Common Stock · 106,000 shares Expires 2034-05-07 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2024 and options for one-third of the shares vest on each of May 7, 2025, May 7, 2026 and May 7, 2027. Read SEC document |
| May 07, 2024 Filed May 9, 2024 20:02 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 102,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001042167-24-000036 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2034-05-07 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2024 and options for one-third of the shares vest on each of May 7, 2025, May 7, 2026 and May 7, 2027. Read SEC document |
| May 07, 2024 Filed May 9, 2024 19:51 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
GrantCommon Stock Option · Derivative | 102,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001042167-24-000035 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2034-05-07 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2024 and options for one-third of the shares vest on each of May 7, 2025, May 7, 2026 and May 7, 2027. Read SEC document |
| May 07, 2024 Filed May 9, 2024 19:41 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO
|
GrantCommon Stock Option · Derivative | 376,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001042167-24-000034 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,000 Underlying: Common Stock · 376,000 shares Expires 2034-05-07 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2024 and options for one-third of the shares vest on each of May 7, 2025, May 7, 2026 and May 7, 2027. Read SEC document |
| October 02, 2023 Filed Nov 17, 2023 23:00 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 90,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001042167-23-000067 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-10-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 2, 2024, October 2, 2025 and October 2, 2026. Read SEC document |
| October 02, 2023 Filed Nov 17, 2023 22:55 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001042167-23-000066 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2033-10-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 2, 2024, October 2, 2025 and October 2, 2026. Read SEC document |
| October 02, 2023 Filed Nov 17, 2023 22:51 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 80,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001042167-23-000065 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2033-10-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 2, 2024, October 2, 2025 and October 2, 2026. Read SEC document |
| October 02, 2023 Filed Nov 17, 2023 22:47 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 60,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001042167-23-000064 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2033-10-02 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of October 2, 2024, October 2, 2025 and October 2, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:10 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 104,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000032 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,000 Underlying: Common Stock · 104,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:04 UTC |
FISCH HARRYDirector · Chief Corporate Officer
|
GrantCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000031 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:00 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000030 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:48 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000028 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:54 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000029 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:42 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 374,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000027 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,000 Underlying: Common Stock · 374,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:31 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 20,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000026 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| May 09, 2023 Filed May 11, 2023 21:25 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 15,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001042167-23-000025 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-05-09 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 9, 2024, May 9, 2025 and May 9, 2026. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:52 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 85,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000066 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:45 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 80,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000065 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:39 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 90,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000064 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:34 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 95,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000063 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:28 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 372,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000062 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,000 Underlying: Common Stock · 372,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:22 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 102,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000061 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:16 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 98,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000060 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 98,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:09 UTC |
FISCH HARRYDirector · Chief Corporate Officer · 10% owner
|
GrantCommon Stock Option · Derivative | 98,000 | $0.00 Strike: $11.46 | $0.00 |
DisclosureSEC source: 0001042167-22-000059 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 98,000 shares Expires 2032-11-02 F1 · derivative.exercise_date: Options are annual award grants for fiscal 2023 and options for one-third of the shares vest on each of November 2, 2023, November 2, 2024 and November 2, 2025. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock Option · Derivative | 45,000 | $0.00 Strike: $1.89 | $0.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · derivative · entry 9 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2028-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares underlying this option have been vested. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · derivative · entry 8 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares underlying this option have been vested. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · derivative · entry 7 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares underlying this option have been vested. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock Option · Derivative | 45,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · derivative · entry 6 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2027-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares underlying this option have been vested. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
SaleCommon Stock | 100,000 | $20.04 | $2,003,550.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · nonDerivative · entry 5 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $20.00 to $20.21. Upon request by the Commission, staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock | 45,000 | $1.89 | $85,050.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · nonDerivative · entry 4 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock | 5,000 | $2.08 | $10,400.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · nonDerivative · entry 3 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock | 5,000 | $1.50 | $7,500.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · nonDerivative · entry 2 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:01 UTC |
Eisenberger MarioDirector
|
Exercise / conversionCommon Stock | 45,000 | $1.20 | $54,000.00 |
DisclosureSEC source: 0001042167-22-000038 · primary_doc.xml · nonDerivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 22:07 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 200,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001042167-22-000027 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-04-22 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of April 22, 2023, April 22, 2024 and April 22, 2025. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 21:51 UTC |
Greco MicheleChief Admin Officer and CFO
|
GrantCommon Stock Option · Derivative | 100,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001042167-22-000026 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-04-22 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of April 22, 2023, April 22, 2024 and April 22, 2025. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 21:42 UTC |
FISCH HARRYDirector · Chief Corporate Officer · 10% owner
|
GrantCommon Stock Option · Derivative | 200,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001042167-22-000025 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · Chief Corporate Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-04-22 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of April 22, 2023, April 22, 2024 and April 22, 2025. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 21:32 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 300,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001042167-22-000024 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-04-22 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of April 22, 2023, April 22, 2024 and April 22, 2025. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 16:31 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $5.18 | $0.00 |
DisclosureSEC source: 0001042167-22-000020 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-03-29 F1 · derivative.exercise_date: Options granted upon appointment to Compensation Committee of the Board of Directors. Options for one-third of the shares vest on each of March 29, 2023, March 29, 2024 and March 29, 2025. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:30 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000085 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:21 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000084 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:14 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 360,000 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000083 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:02 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 134,800 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000082 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,800 Underlying: Common Stock · 134,800 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 15:52 UTC |
Greco MicheleChief Admin. Officer & CFO
|
GrantCommon Stock Option · Derivative | 128,400 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000081 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin. Officer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,400 Underlying: Common Stock · 128,400 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 15:42 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000080 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 15:18 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 133,200 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000078 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,200 Underlying: Common Stock · 133,200 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 15:31 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001042167-21-000079 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of November 3, 2022, November 3, 2023 and November 3, 2024. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 17:02 UTC |
Lu LucyDirector
|
PurchaseCommon Stock | 4,800 | $6.78 | $32,542.08 |
DisclosureSEC source: 0001042167-21-000061 · primary_doc.xml · nonDerivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $6.77 to $6.78. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:51 UTC |
FISCH HARRYDirector · 10% owner
|
SaleCommon Stock | 100,000 | $8.35 | $835,300.00 |
DisclosureSEC source: 0001042167-21-000049 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,025 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transaction is $8.23 to $8.48. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| May 14, 2021 Filed May 18, 2021 19:47 UTC |
Lu LucyDirector
|
GrantCommon Stock Option · Derivative | 70,000 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001042167-21-000040 · primary_doc.xml · derivative · entry 1 Lu Lucy · CIK 0001542419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2031-05-14 F1 · derivative.exercise_date: Options granted for appointment to Board of Directors and committees thereof. Options for one-third of the shares vest on each of May 14, 2022, May 14, 2023 and May 14, 2024. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 14:14 UTC |
Hyun GraceDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001042167-21-000032 · primary_doc.xml · derivative · entry 1 Hyun Grace · CIK 0001821960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-03-23 F1 · derivative.exercise_date: Options granted upon appointment to the Nominating and Corporate Governance Committee of the Board of Directors. Options for one-third of the shares vest on ech of March 23, 2022, March 23, 2023, and March 23, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.