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VEEV

VEEVA SYSTEMS INC

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2124
SEC CIK
0001393052
Parsed reports
1,181

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202601
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202604
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 23, 2020 Filed Dec 23, 2020 18:30 UTC GrantClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · derivative · entry 11

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 18:30 UTC Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · derivative · entry 10

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Class B Common Stock · 10,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 23, 2020 Filed Dec 23, 2020 18:30 UTC SaleClass A Common Stock 1,000 $290.00 $290,000.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · nonDerivative · entry 5

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Read SEC document
December 23, 2020 Filed Dec 23, 2020 18:30 UTC SaleClass A Common Stock 9,000 $290.07 $2,610,630.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · nonDerivative · entry 4

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

Read SEC document
December 23, 2020 Filed Dec 23, 2020 18:30 UTC ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · nonDerivative · entry 3

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 23, 2020 Filed Dec 29, 2020 00:49 UTC GiftClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065271 · doc4.xml · nonDerivative · entry 4

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mountaintop Prism LLC

Disclosed balance after: 92,000

F1 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F4 · ownership.nature: Shares held by Mountaintop Prism, LLC ("Mountaintop"). The Reporting Person is a controlling person of Mountaintop and may be deemed to share voting and dispositive power with regard to the reported shares held by Mountaintop. The Reporting Person disclaims beneficial ownership of the reported shares held by Mountaintop, except to the extent, if any, of his pecuniary interest therein.

Read SEC document
December 23, 2020 Filed Dec 29, 2020 00:49 UTC GiftClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065271 · doc4.xml · nonDerivative · entry 3

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ritter-Metzler Revocable Trust dated November 6, 2000

Disclosed balance after: 542,839

F1 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F3 · ownership.nature: Shares held by The Ritter-Metzler Revocable Trust dated November 6, 2000 (the "Trust"). The Reporting Person is a trustee and beneficiary of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust. The Reporting Person disclaims beneficial ownership of the reported shares held by the Trust, except to the extent, if any, of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 18:30 UTC ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · derivative · entry 9

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 18:30 UTC GrantClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · derivative · entry 8

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 18:30 UTC Exercise / conversionStock Option (right to purchase) · Derivative 10,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · derivative · entry 7

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class B Common Stock · 10,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 18:30 UTC SaleClass A Common Stock 10,000 $286.28 $2,862,778.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · nonDerivative · entry 2

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.8650 to $286.4800 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 22, 2020 Filed Dec 23, 2020 18:30 UTC ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065081 · doc4.xml · nonDerivative · entry 1

CODD RONALD E F · CIK 0001201177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 22, 2020 Filed Dec 29, 2020 00:47 UTC GiftClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065270 · doc4.xml · nonDerivative · entry 1

SEKHRI PAUL J · CIK 0001264519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236

F1 · kind: This was a bona fide gift with no payment in consideration

Read SEC document
December 18, 2020 Filed Dec 29, 2020 00:49 UTC GiftClass A Common Stock 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065271 · doc4.xml · nonDerivative · entry 2

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mountaintop Prism LLC

Disclosed balance after: 79,000

F1 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F2 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares held by Mountaintop Prism, LLC ("Mountaintop"). The Reporting Person is a controlling person of Mountaintop and may be deemed to share voting and dispositive power with regard to the reported shares held by Mountaintop. The Reporting Person disclaims beneficial ownership of the reported shares held by Mountaintop, except to the extent, if any, of his pecuniary interest therein.

Read SEC document
December 18, 2020 Filed Dec 29, 2020 00:49 UTC GiftClass A Common Stock 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065271 · doc4.xml · nonDerivative · entry 1

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ritter-Metzler Revocable Trust dated November 6, 2000

Disclosed balance after: 555,839

F1 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F2 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares held by The Ritter-Metzler Revocable Trust dated November 6, 2000 (the "Trust"). The Reporting Person is a trustee and beneficiary of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust. The Reporting Person disclaims beneficial ownership of the reported shares held by the Trust, except to the extent, if any, of his pecuniary interest therein.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:18 UTC
Gassner Peter PDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 82,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064684 · doc4.xml · derivative · entry 5

Gassner Peter P · CIK 0001585821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,126,333

Underlying: Class A Common Stock · 82,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:18 UTC
Gassner Peter PDirector · Chief Executive Officer
GiftClass A Common Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064684 · doc4.xml · nonDerivative · entry 4

Gassner Peter P · CIK 0001585821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By family member

Disclosed balance after: 41,000

F2 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F3 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:18 UTC
Gassner Peter PDirector · Chief Executive Officer
GiftClass A Common Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064684 · doc4.xml · nonDerivative · entry 3

Gassner Peter P · CIK 0001585821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By family member

Disclosed balance after: 41,000

F2 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F3 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:18 UTC
Gassner Peter PDirector · Chief Executive Officer
GiftClass A Common Stock 82,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064684 · doc4.xml · nonDerivative · entry 2

Gassner Peter P · CIK 0001585821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

F2 · price: This was a bona fide gift with no payment in consideration. Transactions exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 22:18 UTC
Gassner Peter PDirector · Chief Executive Officer
ConversionClass A Common Stock 82,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064684 · doc4.xml · nonDerivative · entry 1

Gassner Peter P · CIK 0001585821 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:13 UTC
O'Connor MicheleChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 475 $0.00 Strike: $135.49 $0.00
Disclosure

SEC source: 0001209191-20-064391 · doc4.xml · derivative · entry 3

O'Connor Michele · CIK 0001771322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Underlying: Class A Common Stock · 475 shares

Expires 2029-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:13 UTC
O'Connor MicheleChief Accounting Officer
SaleClass A Common Stock 475 $267.93 $127,266.09
Disclosure

SEC source: 0001209191-20-064391 · doc4.xml · nonDerivative · entry 2

O'Connor Michele · CIK 0001771322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:13 UTC
O'Connor MicheleChief Accounting Officer
Exercise / conversionClass A Common Stock 475 $135.49 $64,357.75
Disclosure

SEC source: 0001209191-20-064391 · doc4.xml · nonDerivative · entry 1

O'Connor Michele · CIK 0001771322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:43 UTC OtherClass A Common Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063849 · doc4.xml · nonDerivative · entry 2

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Ritter-Metzler Revocable Trust dated November 6, 2000

Disclosed balance after: 634,839

F2 · kind: Pro rata distribution from EEP II in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Shares held by The Ritter-Metzler Revocable Trust dated November 6, 2000 (the "Trust"). The Reporting Person is a trustee and beneficiary of the Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the Trust. The Reporting Person disclaims beneficial ownership of the reported shares held by the Trust, except to the extent, if any, of his pecuniary interest therein.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:43 UTC OtherClass A Common Stock 1,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063849 · doc4.xml · nonDerivative · entry 1

Ritter Gordon · CIK 0001585857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 14, 2020, the Reporting Person distributed in-kind, without consideration, 1,495 shares of Class A Common Stock pro-rata to Emergence Equity Partners II, L.P. ("EEP II"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. EEP II then immediately distributed in-kind, without consideration, all 1,495 shares of Class A Common Stock pro-rata to its partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:13 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 359 $265.64 $95,364.76
Disclosure

SEC source: 0001209191-20-063541 · doc4.xml · nonDerivative · entry 1

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

F1 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
MATEO ALANEVP Global Sales
Exercise / conversionStock Option (right to purchase) · Derivative 2,347 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001209191-20-063224 · doc4.xml · derivative · entry 3

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,199

Underlying: Class A Common Stock · 2,347 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
MATEO ALANEVP Global Sales
SaleClass A Common Stock 2,347 $258.11 $605,784.17
Disclosure

SEC source: 0001209191-20-063224 · doc4.xml · nonDerivative · entry 2

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,264

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
MATEO ALANEVP Global Sales
Exercise / conversionClass A Common Stock 2,347 $26.99 $63,345.53
Disclosure

SEC source: 0001209191-20-063224 · doc4.xml · nonDerivative · entry 1

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:34 UTC
MATEO ALANEVP Global Sales
Exercise / conversionStock Option (right to purchase) · Derivative 1,765 $0.00 Strike: $26.99 $0.00
Disclosure

SEC source: 0001209191-20-062515 · doc4.xml · derivative · entry 3

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,546

Underlying: Class A Common Stock · 1,765 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:34 UTC
MATEO ALANEVP Global Sales
SaleClass A Common Stock 2,666 $271.24 $723,125.84
Disclosure

SEC source: 0001209191-20-062515 · doc4.xml · nonDerivative · entry 2

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,264

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:34 UTC
MATEO ALANEVP Global Sales
Exercise / conversionClass A Common Stock 1,765 $26.99 $47,637.35
Disclosure

SEC source: 0001209191-20-062515 · doc4.xml · nonDerivative · entry 1

MATEO ALAN · CIK 0001595244 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 16:04 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 15 $272.99 $4,094.85
Disclosure

SEC source: 0001209191-20-061451 · doc4.xml · nonDerivative · entry 3

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

F3 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person and were made to cover taxes associated with restricted stock vesting on December 1, 2020.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · derivative · entry 6

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F7 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 3,600 $272.91 $982,490.04
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · nonDerivative · entry 5

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.5000 to $273.3000 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 2,282 $271.77 $620,189.41
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · nonDerivative · entry 4

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.3200 to $272.0600 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 5,864 $270.90 $1,588,561.70
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · nonDerivative · entry 3

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,628

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.3250 to $271.3000 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 3,254 $269.86 $878,125.42
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · nonDerivative · entry 2

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,492

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.2900 to $270.2800 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:07 UTC
Lequient FredericSVP Global Customer Services
Exercise / conversionClass A Common Stock 15,000 $25.70 $385,500.00
Disclosure

SEC source: 0001209191-20-061928 · doc4.xml · nonDerivative · entry 1

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 16:04 UTC
Lequient FredericSVP Global Customer Services
SaleClass A Common Stock 251 $267.20 $67,067.20
Disclosure

SEC source: 0001209191-20-061451 · doc4.xml · nonDerivative · entry 2

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

F3 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person and were made to cover taxes associated with restricted stock vesting on December 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 16:04 UTC
Lequient FredericSVP Global Customer Services
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061451 · doc4.xml · derivative · entry 4

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Class A Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F4 · derivative.exercise_date: On March 24, 2017, the Reporting Person was granted 10,000 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/16 of the RSUs vested on June 1, 2017, with 1/16 of the remaining RSUs vesting for each quarter of continuous service to the Issuer by the Reporting Person after June 1, 2017.

F4 · derivative.expiration_date: On March 24, 2017, the Reporting Person was granted 10,000 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/16 of the RSUs vested on June 1, 2017, with 1/16 of the remaining RSUs vesting for each quarter of continuous service to the Issuer by the Reporting Person after June 1, 2017.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 16:04 UTC
Lequient FredericSVP Global Customer Services
Exercise / conversionClass A Common Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061451 · doc4.xml · nonDerivative · entry 1

Lequient Frederic · CIK 0001670015 · SVP Global Customer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · derivative · entry 8

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
GrantClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · derivative · entry 7

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · derivative · entry 6

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Class B Common Stock · 5,000 shares

Expires 2023-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

F6 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
SaleClass A Common Stock 100 $267.28 $26,728.00
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · nonDerivative · entry 5

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
SaleClass A Common Stock 1,508 $266.43 $401,775.69
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · nonDerivative · entry 4

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.995 to $266.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
SaleClass A Common Stock 2,872 $265.18 $761,598.40
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · nonDerivative · entry 3

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.54 to $265.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
SaleClass A Common Stock 520 $263.77 $137,158.42
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · nonDerivative · entry 2

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,631

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.50 to $264.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2020 Filed Nov 23, 2020 11:33 UTC
Faddis JonathanSVP, Gen. Counsel, Secretary
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059857 · doc4.xml · nonDerivative · entry 1

Faddis Jonathan · CIK 0001502670 · SVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.