Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2018 Filed Jun 13, 2018 00:45 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 26,922 | $1.84 | $49,509.56 |
DisclosureSEC source: 0001437749-18-011664 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,470,251 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.80 per share to $1.89 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 08, 2018 Filed Jun 9, 2018 01:45 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 16,954 | $1.80 | $30,483.29 |
DisclosureSEC source: 0001437749-18-011528 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,443,329 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,975,354 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 07, 2018 Filed Jun 9, 2018 01:45 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 29,908 | $1.86 | $55,569.06 |
DisclosureSEC source: 0001437749-18-011528 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,426,375 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.805 per share to $1.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 00:10 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 22,165 | $1.90 | $42,180.00 |
DisclosureSEC source: 0001437749-18-011370 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,396,467 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.88 per share to $1.91 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,928,492 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 00:10 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 21,678 | $1.94 | $41,946.93 |
DisclosureSEC source: 0001437749-18-011370 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,374,302 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.89 per share to $1.97 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 01:00 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 26,485 | $1.95 | $51,513.33 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,319,121 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $2.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 01:00 UTC |
Mendelsohn AaronDirector
|
GrantNon Qualified Stock Option (right to buy) · Derivative | 25,970 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001437749-18-011318 · rdgdoc.xml · derivative · entry 2 Mendelsohn Aaron · CIK 0001625195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires 2028-06-02 F1 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 01:00 UTC |
PFEFFER MATTHEW JDirector
|
GrantNon Qualified Stock Option (right to buy) · Derivative | 25,970 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001437749-18-011320 · rdgdoc.xml · derivative · entry 2 PFEFFER MATTHEW J · CIK 0001192063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires 2028-06-02 F1 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 01:00 UTC |
LINK WILLIAM J PHDDirector
|
GrantNon Qualified Stock Option (right to buy) · Derivative | 25,970 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001437749-18-011317 · rdgdoc.xml · derivative · entry 2 LINK WILLIAM J PHD · CIK 0001228684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires 2028-06-02 F1 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 01:00 UTC |
Williams GreggDirector · 10% owner
|
GrantNon Qualified Stock Option (right to buy) · Derivative | 25,970 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · derivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires 2028-06-02 F4 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 01, 2018 Filed Jun 2, 2018 00:29 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
SaleCommon Stock | 7,435 | $1.96 | $14,587.47 |
DisclosureSEC source: 0001437749-18-011114 · rdgdoc.xml · nonDerivative · entry 2 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,641 Read SEC document |
| June 01, 2018 Filed Jun 2, 2018 00:29 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 25,355 | $1.99 | $50,329.68 |
DisclosureSEC source: 0001437749-18-011115 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,292,636 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $2.02 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,824,661 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 01, 2018 Filed Jun 2, 2018 00:27 UTC |
Randolph Edward DavidVice President - Manufacturing
|
SaleCommon Stock | 16,023 | $1.96 | $31,437.13 |
DisclosureSEC source: 0001437749-18-011112 · rdgdoc.xml · nonDerivative · entry 2 Randolph Edward David · CIK 0001625133 · Vice President - Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:00 UTC |
Mendelsohn AaronDirector
|
GrantCOMMON STOCK | 29,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011318 · rdgdoc.xml · nonDerivative · entry 1 Mendelsohn Aaron · CIK 0001625195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,807 F1 · shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:00 UTC |
PFEFFER MATTHEW JDirector
|
GrantCommon Stock | 35,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011320 · rdgdoc.xml · nonDerivative · entry 1 PFEFFER MATTHEW J · CIK 0001192063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,301 F1 · shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:00 UTC |
LINK WILLIAM J PHDDirector
|
GrantCommon Stock | 34,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011317 · rdgdoc.xml · nonDerivative · entry 1 LINK WILLIAM J PHD · CIK 0001228684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,186 F1 · shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:00 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 33,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,352,624 F4 · shares: Awarded as compensation for serving on the Board of Directors and its committees. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,884,649 shares of common stock owned by GST. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,884,649 shares of common stock owned by GST. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 01:52 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,602 | $1.98 | $30,891.96 |
DisclosureSEC source: 0001437749-18-011042 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,267,281 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.94 per share to $2.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,799,306 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| May 31, 2018 Filed Jun 2, 2018 00:29 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
GrantCommon Stock | 7,435 | $1.16 | $8,594.86 |
DisclosureSEC source: 0001437749-18-011114 · rdgdoc.xml · nonDerivative · entry 1 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,076 F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP) Read SEC document |
| May 31, 2018 Filed Jun 2, 2018 00:29 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantCommon Stock | 10,582 | $1.16 | $12,232.79 |
DisclosureSEC source: 0001437749-18-011113 · rdgdoc.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,700 F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP) Read SEC document |
| May 31, 2018 Filed Jun 2, 2018 00:27 UTC |
Randolph Edward DavidVice President - Manufacturing
|
GrantCommon Stock | 16,023 | $1.16 | $18,522.59 |
DisclosureSEC source: 0001437749-18-011112 · rdgdoc.xml · nonDerivative · entry 1 Randolph Edward David · CIK 0001625133 · Vice President - Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,045 F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP) Read SEC document |
| May 30, 2018 Filed May 31, 2018 00:34 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 12,350 | $1.98 | $24,403.60 |
DisclosureSEC source: 0001437749-18-010964 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,251,679 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.96 per share to $1.99 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,783,704 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| May 21, 2018 Filed May 23, 2018 01:10 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
SaleCommon Stock | 3,755 | $2.18 | $8,185.90 |
DisclosureSEC source: 0001615774-18-004244 · s110375_form4.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,118 F2 · shares: 3,755 shares were sold to satisfy the tax withholding obligations on partial vesting and release of common stock from RSUs. Read SEC document |
| May 18, 2018 Filed May 23, 2018 01:10 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-004244 · s110375_form4.xml · derivative · entry 3 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,375 Underlying: Common Stock · 11,875 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs were granted on 8/17/15 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units. Read SEC document |
| May 18, 2018 Filed May 23, 2018 01:10 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-004244 · s110375_form4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units (RSUs). Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:12 UTC |
OKLAND STEPHEN DCommercial V.P, North America
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $2.05 | Not disclosed |
DisclosureSEC source: 0001615774-18-004095 · s109479_form4.xml · derivative · entry 1 OKLAND STEPHEN D · CIK 0001261287 · Commercial V.P, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-16 F2 · price: Not Applicable F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of May 16, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, subject to continuous employment, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| May 03, 2018 Filed May 8, 2018 01:48 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 2,027,027 | $1.48 | $2,999,999.96 |
DisclosureSEC source: 0001615774-18-003426 · s110028_form4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,239,329 F2 · kind: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F2 · shares: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F2 · price: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,771,354 shares of common stock owned by GST. Read SEC document |
| May 03, 2018 Filed May 8, 2018 01:48 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 4,729,730 | $1.48 | $7,000,000.40 |
DisclosureSEC source: 0001615774-18-003426 · s110028_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,212,302 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,771,354 shares of common stock owned by GST. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 23:41 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 4,216 | $1.69 | $7,125.04 |
DisclosureSEC source: 0001615774-18-001836 · s109313_form4.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,998 F2 · balance_after: 4,216 shares were sold to satisfy the tax withholding requirements on vesting of RSUs. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:41 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-18-001836 · s109313_form4.xml · derivative · entry 8 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,250 Underlying: Common Stock · 190,000 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F5 · price: Not Applicable. F3 · derivative.exercise_date: Options and RSUs vest over a 4 year term, with 25% vesting on the Date Exercisable as set forth in this Form 4 and thereafter vesting in 12 equal quarterly installments of 6.25%. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 23:41 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $1.73 | $20,543.75 |
DisclosureSEC source: 0001615774-18-001836 · s109313_form4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon quarterly vesting of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2018 Filed Feb 22, 2019 00:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units(RSUs) · Derivative | 11,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012321 · doc4.xml · derivative · entry 5 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Underlying: Common Stock · 11,875 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: RSUs were granted on 8/17/2015 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:10 UTC |
MILLER THOMAS BChief Financial Officer
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 150,000 | Not disclosed Strike: $1.83 | Not disclosed |
DisclosureSEC source: 0001615774-18-000518 · s108784_form4.xml · derivative · entry 2 MILLER THOMAS B · CIK 0001236896 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-01-19 F4 · price: Not Applicable F1 · derivative.exercise_date: Options 100% vest on the date exercisable (one year). Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:39 UTC |
Jacques David MurrayVP-Research Development
|
GrantNon-Qualified Option (right to buy) · Derivative | 125,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000202 · s108668_form4.xml · derivative · entry 2 Jacques David Murray · CIK 0001699626 · VP-Research Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2028-01-04 F3 · price: Not Applicable F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:37 UTC |
Randolph Edward DavidVice President of Manufacturin
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 45,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000200 · s108664_form4.xml · derivative · entry 2 Randolph Edward David · CIK 0001625133 · Vice President of Manufacturin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2028-01-04 F4 · price: Not Applicable F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:32 UTC |
Cosendai GregoireVP Clinical Affairs
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000194 · s108661_form4.xml · derivative · entry 2 Cosendai Gregoire · CIK 0001625468 · VP Clinical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2028-01-04 F6 · price: Not Applicable F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:36 UTC |
Greenberg Robert J.Director · Chairman of Board
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000198 · s108663_form4.xml · derivative · entry 2 Greenberg Robert J. · CIK 0001625594 · Director · Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2028-01-04 F4 · price: Not Applicable F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:34 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 450,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000196 · s108662_form4.xml · derivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2028-01-04 F3 · price: Not Applicable F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| January 04, 2018 Filed Jan 9, 2018 00:30 UTC |
OKLAND STEPHEN DCommercial VP, North America
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | Not disclosed Strike: $2.06 | Not disclosed |
DisclosureSEC source: 0001615774-18-000192 · s108660_form4.xml · derivative · entry 2 OKLAND STEPHEN D · CIK 0001261287 · Commercial VP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2028-01-04 F4 · price: Not Applicable F2 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:34 UTC |
Randolph Edward DavidVice President of Manufacturin
|
GrantCommon Stock | 18,553 | $1.25 | $23,191.25 |
DisclosureSEC source: 0001615774-17-007116 · s108332_form4.xml · nonDerivative · entry 2 Randolph Edward David · CIK 0001625133 · Vice President of Manufacturin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 22:34 UTC |
Randolph Edward DavidVice President of Manufacturin
|
GrantCommon Stock | 18,553 | $0.96 | $17,810.88 |
DisclosureSEC source: 0001615774-17-007116 · s108332_form4.xml · nonDerivative · entry 1 Randolph Edward David · CIK 0001625133 · Vice President of Manufacturin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,575 F1 · shares: 18,553 shares, acquired as part of scheduled ESSP purchases on 11/30/2017 and sold on 12/1/2017. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-17-006962 · s108268_form4.xml · derivative · entry 7 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,125 Underlying: Common Stock · 190,000 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F5 · price: Not Applicable. F3 · derivative.exercise_date: Options and RSUs vest over a 4 year term, with 25% vesting on the Date Exercisable as set forth in this Form 4 and thereafter vesting in 12 equal quarterly installments of 6.25%. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 18:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 4,522 | $1.18 | $5,335.96 |
DisclosureSEC source: 0001615774-17-006962 · s108268_form4.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,339 F2 · balance_after: 4,522 shares were sold to satisfy the tax withholding requirements on vesting of RSUs. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 21:17 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 24,604 | $1.19 | $29,234.47 |
DisclosureSEC source: 0001615774-17-006983 · s108276_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,482,572 F1 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares (and excludes warrants, with $5.00 exercise price per share, to purchase 214,921 shares, that expired July 31, 2017), and (iv) Sam B Williams 95 GST Trust, owns 41,624 shares common stock following November 21, 2017 purchases. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 00:44 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 11,600 | $1.18 | $13,727.44 |
DisclosureSEC source: 0001615774-17-006949 · s108256_form4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,457,968 F3 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F3 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F3 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $1.19 | $14,131.25 |
DisclosureSEC source: 0001615774-17-006962 · s108268_form4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon quarterly vesting of Restricted Stock Units (RSUs). Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:44 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCOMMON STOCK | 5,420 | $1.17 | $6,338.15 |
DisclosureSEC source: 0001615774-17-006949 · s108256_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,446,368 F1 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 21:17 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-17-004890 · s107388_form4.xml · derivative · entry 7 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 190,000 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F5 · price: Not Applicable. F3 · derivative.exercise_date: Options and RSUs vest over a 4 year term, with 25% vesting on the Date Exercisable as set forth in this Form 4 and thereafter vesting in 12 equal quarterly installments of 6.25%. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 21:17 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 4,921 | $1.08 | $5,314.68 |
DisclosureSEC source: 0001615774-17-004890 · s107388_form4.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,986 F2 · balance_after: 4,921 shares were sold to satisfy the tax withholding requirements on vesting of RSUs. Read SEC document |
| August 18, 2017 Filed Aug 31, 2017 21:17 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $0.97 | $11,518.75 |
DisclosureSEC source: 0001615774-17-004890 · s107388_form4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon quarterly vesting of Restricted Stock Units (RSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.