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UWMC

UWM Holdings Corp

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Tapewire entity
261
SEC CIK
0001783398
Parsed reports
222

Last 12 months

Inside the activity.

0 purchase rows · 123 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 2025016
Jan 2026020
Feb 2026019
Mar 2026022
Apr 2026021
May 202606
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2026 Filed Feb 23, 2026 21:43 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.64 $2,936,535.36
Disclosure

SEC source: 0001841794-26-000028 · wk-form4_1771883032.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,229,281

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.61 to $4.75 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 21:43 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.77 $3,018,808.98
Disclosure

SEC source: 0001841794-26-000028 · wk-form4_1771883032.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,862,155

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.68 to $4.83 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 18, 2026 Filed Feb 18, 2026 21:49 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.85 $3,069,438.90
Disclosure

SEC source: 0001841794-26-000026 · wk-form4_1771451356.xml · nonDerivative · entry 4

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 6,495,029

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025.

F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.75 to $4.94 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:49 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionUWM Paired Interests · Derivative 6,600,000 $0.00 $0.00
Disclosure

SEC source: 0001841794-26-000026 · wk-form4_1771451356.xml · derivative · entry 6

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,305,082,620

Underlying: Class A Common Stock · 6,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:49 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.88 $3,088,425.12
Disclosure

SEC source: 0001841794-26-000026 · wk-form4_1771451356.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 7,127,903

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.83 to $4.97 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:49 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionClass A Common Stock 6,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001841794-26-000026 · wk-form4_1771451356.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 7,760,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:49 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.94 $3,126,397.56
Disclosure

SEC source: 0001841794-26-000026 · wk-form4_1771451356.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,160,777

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on September 16, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.75 to $5.07 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 12, 2026 Filed Feb 12, 2026 21:55 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.73 $2,993,494.02
Disclosure

SEC source: 0001841794-26-000024 · wk-form4_1770933334.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,793,651

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.67 to $4.82 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 11, 2026 Filed Feb 12, 2026 21:55 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.66 $2,949,192.84
Disclosure

SEC source: 0001841794-26-000024 · wk-form4_1770933334.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,426,525

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.58 to $4.79 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 21:55 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.83 $3,056,781.42
Disclosure

SEC source: 0001841794-26-000024 · wk-form4_1770933334.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,059,399

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.69 to $4.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 09, 2026 Filed Feb 9, 2026 21:39 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.61 $2,917,549.14
Disclosure

SEC source: 0001841794-26-000022 · wk-form4_1770673160.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,692,273

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.52 to $4.69 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 21:39 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.84 $3,063,110.16
Disclosure

SEC source: 0001841794-26-000022 · wk-form4_1770673160.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,325,147

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.68 to $5.26 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:02 UTC
Elezaj AlexDirector · EVP, Chief Strategy Officer
GrantRestricted Stock Units · Derivative 27,194 $0.00 $0.00
Disclosure

SEC source: 0001842397-26-000004 · wk-form4_1770670962.xml · derivative · entry 6

Elezaj Alex · CIK 0001842397 · Director · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,194

Underlying: Class A Common Stock · 27,194 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F5 · derivative.expiration_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 16:05 UTC
WOLFE ADAM AEVP, CLO & Chief Admin Officer
GrantRestricted Stock Units · Derivative 4,709 $0.00 $0.00
Disclosure

SEC source: 0002056970-26-000004 · wk-form4_1770671123.xml · derivative · entry 5

WOLFE ADAM A · CIK 0002056970 · EVP, CLO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,709

Underlying: Class A Common Stock · 4,709 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs vest on on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F4 · derivative.expiration_date: These RSUs vest on on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:39 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.10 $3,227,657.40
Disclosure

SEC source: 0001841794-26-000022 · wk-form4_1770673160.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,958,021

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.94 to $5.18 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:03 UTC
Wilner MelindaDirector · EVP, COO
GrantRestricted Stock Units · Derivative 29,611 $0.00 $0.00
Disclosure

SEC source: 0001841840-26-000005 · wk-form4_1770671010.xml · derivative · entry 7

Wilner Melinda · CIK 0001841840 · Director · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

Underlying: Class A Common Stock · 29,611 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F6 · derivative.expiration_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:04 UTC
Lawson LauraDirector · EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 18,129 $0.00 $0.00
Disclosure

SEC source: 0001841901-26-000004 · wk-form4_1770671054.xml · derivative · entry 5

Lawson Laura · CIK 0001841901 · Director · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,129

Underlying: Class A Common Stock · 18,129 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F4 · derivative.expiration_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 21:05 UTC
HASANI RAMIEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 12,458 $0.00 $0.00
Disclosure

SEC source: 0002063861-26-000004 · wk-form4_1770671128.xml · derivative · entry 7

HASANI RAMI · CIK 0002063861 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,458

Underlying: Class A Common Stock · 12,458 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F6 · derivative.expiration_date: These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
February 04, 2026 Filed Feb 4, 2026 22:21 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.05 $3,196,013.70
Disclosure

SEC source: 0001841794-26-000020 · wk-form4_1770243688.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,590,895

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.90 to $5.16 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 03, 2026 Filed Feb 4, 2026 22:21 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.21 $3,297,273.54
Disclosure

SEC source: 0001841794-26-000020 · wk-form4_1770243688.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 6,223,769

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.01 to $5.48 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 02, 2026 Filed Feb 2, 2026 22:09 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionUWM Paired Interests · Derivative 6,600,000 $0.00 $0.00
Disclosure

SEC source: 0001841794-26-000018 · wk-form4_1770070185.xml · derivative · entry 6

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,311,682,620

Underlying: Class A Common Stock · 6,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 02, 2026 Filed Feb 2, 2026 22:09 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.20 $3,290,944.80
Disclosure

SEC source: 0001841794-26-000018 · wk-form4_1770070185.xml · nonDerivative · entry 4

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 6,856,643

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.82 to $5.41 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
February 02, 2026 Filed Feb 2, 2026 22:09 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionClass A Common Stock 6,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001841794-26-000018 · wk-form4_1770070185.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 7,489,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 22:12 UTC
Elezaj AlexDirector · EVP, Chief Strategy Officer
GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0001842397-26-000002 · wk-form4_1770070327.xml · derivative · entry 5

Elezaj Alex · CIK 0001842397 · Director · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F2 · derivative.expiration_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 17:11 UTC
WOLFE ADAM AEVP, CLO & Chief Admin Officer
GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0002056970-26-000002 · wk-form4_1770070309.xml · derivative · entry 4

WOLFE ADAM A · CIK 0002056970 · EVP, CLO & Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F2 · derivative.expiration_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 22:09 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.00 $3,164,370.00
Disclosure

SEC source: 0001841794-26-000018 · wk-form4_1770070185.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 889,517

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.81 to $5.32 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 22:12 UTC
HASANI RAMIEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0002063861-26-000002 · wk-form4_1770070321.xml · derivative · entry 6

HASANI RAMI · CIK 0002063861 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs vest on April 1, 2032. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F4 · derivative.expiration_date: These RSUs vest on April 1, 2032. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 22:11 UTC
Lawson LauraDirector · EVP, Chief People Officer
GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0001841901-26-000002 · wk-form4_1770070315.xml · derivative · entry 4

Lawson Laura · CIK 0001841901 · Director · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F2 · derivative.expiration_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:13 UTC
Wilner MelindaDirector · EVP, COO
GrantRestricted Stock Units · Derivative 175,439 $0.00 $0.00
Disclosure

SEC source: 0001841840-26-000003 · wk-form4_1770153198.xml · derivative · entry 6

Wilner Melinda · CIK 0001841840 · Director · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,439

Underlying: Class A Common Stock · 175,439 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

F3 · derivative.expiration_date: These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 22:09 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.76 $3,645,354.24
Disclosure

SEC source: 0001841794-26-000018 · wk-form4_1770070185.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,522,391

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.68 to $5.90 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 28, 2026 Filed Jan 28, 2026 22:00 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.89 $3,727,627.86
Disclosure

SEC source: 0001841794-26-000016 · wk-form4_1769637636.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,155,265

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.81 to $5.94 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:00 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.81 $3,676,997.94
Disclosure

SEC source: 0001841794-26-000016 · wk-form4_1769637636.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,788,139

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.71 to $5.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 26, 2026 Filed Jan 26, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.75 $3,639,025.50
Disclosure

SEC source: 0001841794-26-000014 · wk-form4_1769464367.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,421,013

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.67 to $5.82 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 23, 2026 Filed Jan 26, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.85 $3,702,312.90
Disclosure

SEC source: 0001841794-26-000014 · wk-form4_1769464367.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,053,887

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.70 to $5.95 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.87 $3,714,970.38
Disclosure

SEC source: 0001841794-26-000014 · wk-form4_1769464367.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,686,761

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.77 to $5.96 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 21, 2026 Filed Jan 21, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.75 $3,639,025.50
Disclosure

SEC source: 0001841794-26-000012 · wk-form4_1769032356.xml · nonDerivative · entry 4

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,319,635

F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.65 to $5.85 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.82 $3,683,326.68
Disclosure

SEC source: 0001841794-26-000012 · wk-form4_1769032356.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,952,509

F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.71 to $5.92 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionUWM Paired Interests · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001841794-26-000012 · wk-form4_1769032356.xml · derivative · entry 6

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,324,882,620

Underlying: Class A Common Stock · 6,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire.

F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $6.04 $3,822,558.96
Disclosure

SEC source: 0001841794-26-000012 · wk-form4_1769032356.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 6,585,383

F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.76 to $6.15 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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January 16, 2026 Filed Jan 21, 2026 21:52 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionClass A Common Stock 6,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001841794-26-000012 · wk-form4_1769032356.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 7,218,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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January 15, 2026 Filed Jan 15, 2026 22:00 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.72 $3,620,039.28
Disclosure

SEC source: 0001841794-26-000010 · wk-form4_1768514434.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 618,257

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.46 to $5.80 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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January 14, 2026 Filed Jan 15, 2026 22:00 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.46 $3,455,492.04
Disclosure

SEC source: 0001841794-26-000010 · wk-form4_1768514434.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,251,131

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.27 to $5.58 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 22:00 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.37 $3,398,533.38
Disclosure

SEC source: 0001841794-26-000010 · wk-form4_1768514434.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,884,005

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.23 to $5.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:51 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.35 $3,385,875.90
Disclosure

SEC source: 0001841794-26-000007 · wk-form4_1768254675.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,516,879

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.21 to $5.43 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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January 09, 2026 Filed Jan 12, 2026 21:51 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $5.27 $3,335,245.98
Disclosure

SEC source: 0001841794-26-000007 · wk-form4_1768254675.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,149,753

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.00 to $5.45 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 21:51 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.73 $2,993,494.02
Disclosure

SEC source: 0001841794-26-000007 · wk-form4_1768254675.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,782,627

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.53 to $4.82 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 07, 2026 Filed Jan 7, 2026 21:56 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.70 $2,974,507.80
Disclosure

SEC source: 0001841794-26-000005 · wk-form4_1767823015.xml · nonDerivative · entry 3

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,415,501

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.54 to $4.84 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 21:56 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.45 $2,816,289.30
Disclosure

SEC source: 0001841794-26-000005 · wk-form4_1767823015.xml · nonDerivative · entry 2

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,048,375

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.32 to $4.54 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:56 UTC
Mat IshbiaDirector · President and CEO · 10% owner
SaleClass A Common Stock 632,874 $4.43 $2,803,631.82
Disclosure

SEC source: 0001841794-26-000005 · wk-form4_1767823015.xml · nonDerivative · entry 1

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 5,681,249

F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025.

F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.28 to $4.51 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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January 02, 2026 Filed Jan 2, 2026 22:10 UTC
Mat IshbiaDirector · President and CEO · 10% owner
ConversionUWM Paired Interests · Derivative 6,600,000 $0.00 $0.00
Disclosure

SEC source: 0001841794-26-000003 · wk-form4_1767391830.xml · derivative · entry 6

Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner

SFS HOLDING CORP · CIK 0001842002 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,324,882,620

Underlying: Class A Common Stock · 6,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests.

F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire.

F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.