UWMC

SEC source: 0001841840-22-000002 · wf-form4_164392410030305.xml · derivative · entry 3

Wilner Melinda · CIK 0001841840 · Director · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,703

Underlying: Class A Common Stock · 20,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2023 and 20,656 vest on February 1, 2024.

F4 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2023 and 20,656 vest on February 1, 2024.

SEC source: 0001841840-22-000002 · wf-form4_164392410030305.xml · nonDerivative · entry 1

Wilner Melinda · CIK 0001841840 · Director · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 1, 2022, 20,047 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock.

SEC source: 0001841846-22-000004 · wf-form4_164392369469685.xml · derivative · entry 3

Hubacker Andrew · CIK 0001841846 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Class A Common Stock · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 1,188 vest on February 1, 2023 and 1,224 vest on February 1, 2024.

F4 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 1,188 vest on February 1, 2023 and 1,224 vest on February 1, 2024.

SEC source: 0001841846-22-000004 · wf-form4_164392369469685.xml · nonDerivative · entry 1

Hubacker Andrew · CIK 0001841846 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 1, 2022, 1,188 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock.

SEC source: 0001841901-22-000002 · wf-form4_164392390492968.xml · derivative · entry 3

Lawson Laura · CIK 0001841901 · Director · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,703

Underlying: Class A Common Stock · 20,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2023 and 20,656 vest on February 1, 2024.

F4 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2023 and 20,656 vest on February 1, 2024.

SEC source: 0001841901-22-000002 · wf-form4_164392390492968.xml · nonDerivative · entry 1

Lawson Laura · CIK 0001841901 · Director · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 1, 2022, 20,047 of the Reporting Person's Restricted Stock Units ("RSUs") were settled for an equal number of Class A Common Stock.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 7

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F7 · price: On September 14, 2021, Sponsor made an in-kind distribution of 3,359,361 Shares.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 6

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359,361

F6 · price: On July 27, 2021, Sponsor made an in-kind distribution of 215,441 Shares.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 5

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 150,000

F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.

F5 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #6, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind.. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 4

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 150,000

F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.

F4 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #5, a trust for the benefit of one of Mr. Gores's children, received 150,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 3

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 30,000

F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.

F3 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, NBI Irrevocable Trust #4, a trust for the benefit of one of Mr. Gores's children, received 30,000 Shares in the distribution-in-kind. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by the trust.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 2

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,143,599

F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.

F2 · ownership.nature: Of the 6,975,198 Shares distributed by Sponsor described in footnote 1 above, AEG received 3,143,599 Shares in the distribution-in-kind.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-038092 · doc4.xml · nonDerivative · entry 1

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,574,802

F1 · price: On July 7, 2021, Gores Sponsor IV LLC ("Sponsor") made an in-kind distribution of 6,975,198 shares of Class A common stock ("Shares") of UWM Holdings Corporation (the "Issuer"). AEG Holdings, LLC ("AEG") is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG and Sponsor.

SEC source: 0000899243-21-022758 · doc4.xml · nonDerivative · entry 2

Verdun Robert · CIK 0001841894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,000

F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $9.05 to $9.28 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0000899243-21-022758 · doc4.xml · nonDerivative · entry 1

Verdun Robert · CIK 0001841894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $8.99 to $9.14 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001783398-21-000025 · wf-form4_161774591315354.xml · derivative · entry 1

Elezaj Alex · CIK 0001842397 · Director · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Class A Common Stock · 13,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 4,455 vest on February 1, 2022 and February 1, 2023 and 4,590 vest on February 1, 2024.

F2 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 4,455 vest on February 1, 2022 and February 1, 2023 and 4,590 vest on February 1, 2024.

SEC source: 0001783398-21-000023 · wf-form4_161774562737397.xml · nonDerivative · entry 1

Czubak Kelly · CIK 0001841778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Represents the annual equity award to non-employee directors; shares were awarded under the the 2020 Omnibus Incentive Plan and were fully vested upon grant.

SEC source: 0001783398-21-000020 · wf-form4_161774516177942.xml · derivative · entry 1

Forrester Tim · CIK 0001841842 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Class A Common Stock · 54,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 17,820 vest on February 1, 2022 and February 1, 2023 and 18,360 vest on February 1, 2024

F2 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 17,820 vest on February 1, 2022 and February 1, 2023 and 18,360 vest on February 1, 2024

SEC source: 0001783398-21-000026 · wf-form4_161774933068075.xml · nonDerivative · entry 1

Ishbia Justin · CIK 0001841834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Represents the annual equity award to non-employee directors; shares were awarded under the the 2020 Omnibus Incentive Plan and were fully vested upon grant.

SEC source: 0001783398-21-000018 · wf-form4_161774491694950.xml · derivative · entry 3

Wilner Melinda · CIK 0001841840 · Director · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,750

Underlying: Class A Common Stock · 60,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, the Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2022 and February 1, 2023 and 20,656 vest on February 1, 2024.

F4 · derivative.expiration_date: The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2022 and February 1, 2023 and 20,656 vest on February 1, 2024.

SEC source: 0001783398-21-000019 · wf-form4_161774505656030.xml · derivative · entry 1

Hubacker Andrew · CIK 0001841846 · SVP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Class A Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 1,188 vest on February 1, 2022 and February 1, 2023 and 1,224 vest on February 1, 2024.

F2 · derivative.expiration_date: The RSUs were granted pursuant to the 2020 Ominibus Incentive Plan. The RSUs vest in accordance with the following schedule: 1,188 vest on February 1, 2022 and February 1, 2023 and 1,224 vest on February 1, 2024.

SEC source: 0001783398-21-000021 · wf-form4_161774530869953.xml · nonDerivative · entry 1

Thomas Isiah III · CIK 0001807331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Represents the annual equity award to non-employee directors; shares were awarded under the the 2020 Omnibus Incentive Plan and were fully vested upon grant.

SEC source: 0001783398-21-000024 · wf-form4_161774576427699.xml · derivative · entry 1

Lawson Laura · CIK 0001841901 · Director · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,750

Underlying: Class A Common Stock · 60,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2022 and February 1, 2023 and 20,656 vest on February 1, 2024.

F2 · derivative.expiration_date: The RSUs vest in accordance with the following schedule: 20,047 vest on February 1, 2022 and February 1, 2023 and 20,656 vest on February 1, 2024.

SEC source: 0001783398-21-000022 · wf-form4_161774546738285.xml · nonDerivative · entry 1

Verdun Robert · CIK 0001841894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

F1 · kind: Represents the annual equity award to non-employee directors; shares were awarded under the the 2020 Omnibus Incentive Plan and were fully vested upon grant.

SEC source: 0000899243-21-038092 · doc4.xml · derivative · entry 9

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,107,539

Underlying: Class A Common Stock, par value $0.0001 per share · 2,107,539 shares

Expires 2026-01-21

F8 · kind: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F8 · price: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F8 · ownership.nature: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F9 · ownership.nature: Of the 5,047,539 Warrants distributed by Sponsor described in footnote 8 above, AEG received 2,107,539 Warrants in the distribution-in-kind.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-038092 · doc4.xml · derivative · entry 8

Gores Sponsor IV LLC · CIK 0001783389 · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 202,461

Underlying: Class A Common Stock, par value $0.0001 per share · 5,047,539 shares

Expires 2026-01-21

F8 · kind: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F8 · price: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F8 · ownership.nature: On March 2, 2021, Sponsor made an in-kind distribution of 5,047,539 warrants ("Warrants") to purchase 5,047,539 Shares.

F10 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-009546 · doc4.xml · nonDerivative · entry 1

Verdun Robert · CIK 0001841894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

SEC source: 0000899243-21-003170 · doc4.xml · derivative · entry 4

Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,250,000

Underlying: Class A Common Stock, par value $0.0001 per share · 5,250,000 shares

Expires 2026-01-21

F4 · kind: The warrants were purchased by Sponsor on January 23, 2020. The warrants will become exercisable 30 days after the closing of the issuer's initial business combination.

F4 · price: The warrants were purchased by Sponsor on January 23, 2020. The warrants will become exercisable 30 days after the closing of the issuer's initial business combination.

F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor.

F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-003170 · doc4.xml · derivative · entry 3

Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 10,550,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F3 · price: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F3 · derivative.exercise_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F3 · derivative.expiration_date: The shares of Class F Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis without any expiration date.

F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor.

F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-003170 · doc4.xml · nonDerivative · entry 2

Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,550,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The securities reported herein are held of record by Sponsor. AEG is the managing member of Sponsor. Alec Gores is the managing member of AEG. As such, AEG and Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by Sponsor.

F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-003170 · doc4.xml · nonDerivative · entry 1

Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · 10% owner

Gores Alec E · CIK 0001322454 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,991,123

F1 · ownership.nature: The securities reported in this transaction are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. Gores Sponsor IV, LLC ("Sponsor") does not hold or otherwise beneficially own such securities.

F5 · ownership.nature: Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

SEC source: 0000899243-21-003169 · doc4.xml · derivative · entry 2

Bort Randy · CIK 0001649375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.exercise_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.expiration_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

SEC source: 0000899243-21-003169 · doc4.xml · nonDerivative · entry 1

Bort Randy · CIK 0001649375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-003168 · doc4.xml · nonDerivative · entry 1

Stone Mark · CIK 0001438067 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 129,504

F1 · ownership.nature: The shares beneficially owned by the reporting person are directly owned by The Mark Ronald Stone Trust, of which the reporting person is the trustee. Accordingly, the reporting person may be deemed to have beneficial ownership of the shares of Class A Common Stock owned thereby.

SEC source: 0000899243-21-003166 · doc4.xml · derivative · entry 2

PATTON WILLIAM B JR · CIK 0001215678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.exercise_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.expiration_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

SEC source: 0000899243-21-003166 · doc4.xml · nonDerivative · entry 1

PATTON WILLIAM B JR · CIK 0001215678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-003164 · doc4.xml · nonDerivative · entry 1

McBride Andrew · CIK 0001664537 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

SEC source: 0000899243-21-003165 · doc4.xml · derivative · entry 2

Rea Jeffrey Gene · CIK 0001451488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · price: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.exercise_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

F1 · derivative.expiration_date: The shares of Class F Common Stock converted into shares of Class A Common Stock on a one-for one basis upon the issuer's consummation of its initial business combination.

SEC source: 0000899243-21-003165 · doc4.xml · nonDerivative · entry 1

Rea Jeffrey Gene · CIK 0001451488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-007741 · doc4.xml · derivative · entry 1

Gores Sponsor IV LLC · CIK 0001783389 · Director · 10% owner

AEG Holdings, LLC · CIK 0001694360 · Director · 10% owner

Gores Alec E · CIK 0001322454 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550,000

Underlying: Class A Common Stock · 875,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor").

F2 · kind: The Sponsor forfeited 875,000 Class F Shares to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the underwriter's election not to exercise the remaining unused portion of the over-allotment option.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor").

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Holdings IV, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-235378). The Class F Shares are held directly by Gores Sponsor IV LLC (the "Sponsor").

F3 · ownership.direct: The managing member of the Sponsor is AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG (and together with the Sponsor and AEG, the "Reporting Persons").

F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.