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Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
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534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 1,333 $0.00 Strike: $18.78 $0.00
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · derivative · entry 11

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,333 shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 667 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · derivative · entry 10

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 667 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 253 $28.70 $7,261.10
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 9

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,063.7253

F3 · kind: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 2,247 $28.70 $64,488.90
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 8

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,316.7253

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionCommon 2,500 $18.52 $46,300.00
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 7

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,563.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 131 $28.70 $3,759.70
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 6

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,063.7253

F3 · kind: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 1,202 $28.70 $34,497.40
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 5

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,194.7253

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionCommon 1,333 $18.78 $25,033.74
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 4

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,396.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 79 $28.70 $2,267.30
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,063.7253

F3 · kind: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 588 $28.70 $16,875.60
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,142.7253

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionCommon 667 $16.88 $11,258.96
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,730.7253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 13,701 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,262.7253 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,940 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · derivative · entry 16

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common · 1,940 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,333 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · derivative · entry 15

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common · 1,333 shares

Expires 2025-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,333 $0.00 Strike: $18.78 $0.00
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · derivative · entry 14

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,333 shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 667 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · derivative · entry 13

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 667 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Tax withholdingCommon 177 $28.90 $5,115.30
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 12

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589.7938

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Disposition to issuerCommon 1,763 $28.90 $50,950.70
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 11

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,766.7938

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionCommon 1,940 $19.68 $38,179.20
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 10

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529.7938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Tax withholdingCommon 137 $28.90 $3,959.30
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 9

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589.7938

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Disposition to issuerCommon 1,196 $28.90 $34,564.40
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 8

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726.7938

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionCommon 1,333 $18.52 $24,687.16
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 7

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922.7938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Tax withholdingCommon 132 $28.90 $3,814.80
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 6

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589.7938

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Disposition to issuerCommon 1,201 $28.90 $34,708.90
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 5

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,721.7938

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionCommon 1,333 $18.78 $25,033.74
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 4

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922.7938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Tax withholdingCommon 80 $28.90 $2,312.00
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 3

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589.7938

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Disposition to issuerCommon 587 $28.90 $16,964.30
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 2

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669.7938

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:15 UTC
Conner Eric WExecutive Vice President
Exercise / conversionCommon 667 $16.88 $11,258.96
Disclosure

SEC source: 0001630859-18-000008 · wf-form4_153505173719509.xml · nonDerivative · entry 1

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,256.7938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1231.7938 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
May 07, 2018 Filed May 8, 2018 15:22 UTC SaleCommon 20,000 $29.30 $586,000.00
Disclosure

SEC source: 0001254295-18-000007 · wf-form4_152579291050091.xml · nonDerivative · entry 1

PETRO THOMAS M · CIK 0001254295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,554.4726

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 40.4726 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 19:54 UTC Disposition to issuerCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001331836-18-000006 · wf-form4_152408128082240.xml · nonDerivative · entry 1

SCHLOSSER MARK A · CIK 0001331836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365.7357

F1 · shares: RESTRICTED SHARES FORFEITED.

F2 · balance_after: DOES INCLUDE 392.7357 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 20:01 UTC PurchaseCommon 863 $27.85 $24,034.55
Disclosure

SEC source: 0001644167-18-000010 · wf-form4_152390889025605.xml · nonDerivative · entry 10

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036.3867

F2 · balance_after: DOES INCLUDE 100.1977 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

F3 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
April 03, 2018 Filed Apr 16, 2018 20:01 UTC PurchaseCommon 18.546 $27.55 $510.94
Disclosure

SEC source: 0001644167-18-000010 · wf-form4_152390889025605.xml · nonDerivative · entry 9

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173.3867

F1 · balance_after: PURCHASES EFFECTIVE PURSUANT TO BROKER-ASSISTED PROGRAM FOR REINVESTED DIVIDENDS.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 17:08 UTC PurchaseCommon 500 $27.14 $13,569.00
Disclosure

SEC source: 0001644167-18-000006 · wf-form4_152217045911011.xml · nonDerivative · entry 1

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,978.1558

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 78.1558 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 26, 2018 Filed Apr 12, 2018 20:06 UTC Amendment SaleCommon 500 $27.14 $13,569.00
Disclosure

SEC source: 0001644167-18-000008 · wf-form4a_152356358012817.xml · nonDerivative · entry 1

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978.1558

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 78.1558 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 15:25 UTC PurchaseCommon 1,000 $27.45 $27,450.00
Disclosure

SEC source: 0001727091-18-000009 · wf-form4_152207791445988.xml · nonDerivative · entry 1

Wonderling Robert C · CIK 0001727091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 19:59 UTC PurchaseCommon 1,500 $28.00 $42,000.00
Disclosure

SEC source: 0001727091-18-000007 · wf-form4_152174875516571.xml · nonDerivative · entry 1

Wonderling Robert C · CIK 0001727091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

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March 15, 2018 Filed Mar 19, 2018 20:24 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 13,933 $28.50 Strike: $28.50 $397,090.50
Disclosure

SEC source: 0001415199-18-000012 · wf-form4_152149107384013.xml · derivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,933

Underlying: Common · 13,933 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

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March 15, 2018 Filed Mar 19, 2018 20:24 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantCommon Stock (Restricted Shares Subject to Vesting) 7,368 $0.00 $0.00
Disclosure

SEC source: 0001415199-18-000012 · wf-form4_152149107384013.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,292.0303

F1 · balance_after: DOES INCLUDE 25,950 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 11,164.0303 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

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March 15, 2018 Filed Mar 19, 2018 20:19 UTC
Santana Megan DExecutive Vice President · General Counsel
GrantStock Options (Right to Buy) · Derivative 2,787 $28.50 Strike: $28.50 $79,429.50
Disclosure

SEC source: 0001668308-18-000004 · wf-form4_152149074495878.xml · derivative · entry 3

Santana Megan D · CIK 0001668308 · Executive Vice President · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Common · 2,787 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

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March 15, 2018 Filed Mar 19, 2018 20:19 UTC
Santana Megan DExecutive Vice President · General Counsel
GrantCommon Stock (Restricted Shares Subject to Vesting) 1,474 $0.00 $0.00
Disclosure

SEC source: 0001668308-18-000004 · wf-form4_152149074495878.xml · nonDerivative · entry 1

Santana Megan D · CIK 0001668308 · Executive Vice President · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074.0139

F1 · balance_after: DOES INCLUDE 2,879 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 45.0139 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

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March 15, 2018 Filed Mar 19, 2018 20:12 UTC
Deacon Roger SSenior EVP and CFO
GrantStock Options (Right to Buy) · Derivative 5,120 $28.50 Strike: $28.50 $145,920.00
Disclosure

SEC source: 0001405428-18-000004 · wf-form4_152149030975053.xml · derivative · entry 3

Deacon Roger S · CIK 0001405428 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120

Underlying: Common · 5,120 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:12 UTC
Deacon Roger SSenior EVP and CFO
GrantCommon Stock (Restricted Shares Subject to Vesting) 2,708 $0.00 $0.00
Disclosure

SEC source: 0001405428-18-000004 · wf-form4_152149030975053.xml · nonDerivative · entry 1

Deacon Roger S · CIK 0001405428 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,839.4486

F1 · balance_after: DOES INCLUDE 5,319 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 73.4486 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:16 UTC
Keim Michael SSenior EVP
GrantStock Options (Right to Buy) · Derivative 7,245 $28.50 Strike: $28.50 $206,482.50
Disclosure

SEC source: 0001566245-18-000006 · wf-form4_152149055031241.xml · derivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,245

Underlying: Common · 7,245 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:16 UTC
Keim Michael SSenior EVP
GrantCommon Stock (Restricted Shares Subject to Vesting) 3,832 $0.00 $0.00
Disclosure

SEC source: 0001566245-18-000006 · wf-form4_152149055031241.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,673.3532

F1 · balance_after: DOES INCLUDE 13,681 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 12,892.3532 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

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March 15, 2018 Filed Mar 19, 2018 20:08 UTC
Conner Eric WExecutive Vice President
GrantStock Options (Right to Buy) · Derivative 3,193 $28.50 Strike: $28.50 $91,000.50
Disclosure

SEC source: 0001630859-18-000006 · wf-form4_152149008534877.xml · derivative · entry 3

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

Underlying: Common · 3,193 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:08 UTC
Conner Eric WExecutive Vice President
GrantCommon (Restricted shares subject to vesting) 1,689 $0.00 $0.00
Disclosure

SEC source: 0001630859-18-000006 · wf-form4_152149008534877.xml · nonDerivative · entry 1

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,466.966

F1 · balance_after: DOES INCLUDE 5,383 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1,108.9660 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

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March 15, 2018 Filed Mar 19, 2018 20:04 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
GrantStock Options (Right to Buy) · Derivative 4,096 $28.50 Strike: $28.50 $116,736.00
Disclosure

SEC source: 0001454969-18-000006 · wf-form4_152148985611793.xml · derivative · entry 3

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,096

Underlying: Common · 4,096 shares

Expires 2028-03-15

F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
GrantCommon Stock (Restricted Shares Subject to Vesting) 2,166 $0.00 $0.00
Disclosure

SEC source: 0001454969-18-000006 · wf-form4_152148985611793.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061.1103

F1 · balance_after: DOES INCLUDE 7,421 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 7,537.1103 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 19, 2018 Filed Feb 20, 2018 21:15 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 173 $28.10 $4,861.30
Disclosure

SEC source: 0001415199-18-000010 · wf-form4_151916131554055.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,924.0303

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 18,582 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 11,164.0303 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:21 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 845 $27.60 $23,322.00
Disclosure

SEC source: 0001566245-18-000004 · wf-form4_151881246858536.xml · nonDerivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,861.3532

F4 · shares: SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 12,892.3532 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 10,069 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 20:21 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 1,250 $0.00 $0.00
Disclosure

SEC source: 0001566245-18-000004 · wf-form4_151881246858536.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,706.3532

F1 · shares: RESTRICTED SHARES CANCELLED.

F2 · balance_after: DOES INCLUDE 12,569 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 12,892.3532 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.