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Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
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534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 18, 2019 17:54 UTC
MOYER K LEONDirector
Disposition to issuerCommon 6,303 $26.01 $163,941.03
Disclosure

SEC source: 0001201787-19-000010 · wf-form4_155293162509075.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,157.5024

F1 · balance_after: INCLUDES 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: INCLUDES 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:54 UTC
MOYER K LEONDirector
Exercise / conversionCommon 7,000 $16.88 $118,160.00
Disclosure

SEC source: 0001201787-19-000010 · wf-form4_155293162509075.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,460.5024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: INCLUDES 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: INCLUDES 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:36 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantPerformance Restricted Stock Units · Derivative 8,545 $0.00 $0.00
Disclosure

SEC source: 0001415199-19-000010 · wf-form4_155302056227999.xml · derivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545

Underlying: Common · 8,545 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:36 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantRestricted Stock Units · Derivative 3,663 $0.00 $0.00
Disclosure

SEC source: 0001415199-19-000010 · wf-form4_155302056227999.xml · derivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common · 3,663 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:32 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantPerformance Restricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001668308-19-000004 · wf-form4_155302031446980.xml · derivative · entry 3

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

Underlying: Common · 2,019 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:32 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantRestricted Stock Units · Derivative 867 $0.00 $0.00
Disclosure

SEC source: 0001668308-19-000004 · wf-form4_155302031446980.xml · derivative · entry 2

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

Underlying: Common · 867 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:28 UTC
Keim Michael SSenior EVP
GrantPerformance Restricted Stock Units · Derivative 5,585 $0.00 $0.00
Disclosure

SEC source: 0001566245-19-000008 · wf-form4_155302010914065.xml · derivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,585

Underlying: Common · 5,585 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:28 UTC
Keim Michael SSenior EVP
GrantRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001566245-19-000008 · wf-form4_155302010914065.xml · derivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394

Underlying: Common · 2,394 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:24 UTC
BROBST DUANE JSr EVP & Chief Credit Officer
GrantPerformance Restricted Stock Units · Derivative 2,450 $0.00 $0.00
Disclosure

SEC source: 0001454969-19-000008 · wf-form4_155301986294867.xml · derivative · entry 3

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common · 2,450 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:24 UTC
BROBST DUANE JSr EVP & Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001454969-19-000008 · wf-form4_155301986294867.xml · derivative · entry 2

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common · 1,050 shares

Expires 2022-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Exercise / conversionStock Options (Right to Buy) · Derivative 7,000 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · derivative · entry 10

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,000 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS WERE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Tax withholdingCommon 955 $25.52 $24,371.60
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 6

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,460.5024

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Disposition to issuerCommon 6,045 $25.52 $154,268.40
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 5

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,415.5024

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Exercise / conversionCommon 7,000 $14.80 $103,600.00
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 4

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,460.5024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:50 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 146 $25.52 $3,725.92
Disclosure

SEC source: 0001415199-19-000008 · wf-form4_155078223490464.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,290.295

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 14,706 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 12,834.295 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Exercise / conversionStock Options (Right to Buy) · Derivative 7,000 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · derivative · entry 9

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS WERE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Tax withholdingCommon 738 $24.97 $18,427.86
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 3

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,460.5024

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Disposition to issuerCommon 6,262 $24.97 $156,362.14
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,198.5024

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 17:25 UTC
MOYER K LEONDirector
Exercise / conversionCommon 7,000 $17.24 $120,645.00
Disclosure

SEC source: 0001201787-19-000008 · wf-form4_155068353822246.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,460.5024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:35 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 1,598 $24.97 $39,902.06
Disclosure

SEC source: 0001415199-19-000006 · wf-form4_155066611563482.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,436.295

F4 · shares: SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 12,834.295 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 15,206 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:35 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Disposition to issuerCommon 4,677 $0.00 $0.00
Disclosure

SEC source: 0001415199-19-000006 · wf-form4_155066611563482.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,034.295

F1 · shares: RESTRICTED SHARES CANCELLED.

F2 · balance_after: DOES INCLUDE 20,545 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 12,834.295 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:30 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 977 $24.97 $24,395.69
Disclosure

SEC source: 0001566245-19-000006 · wf-form4_155066583848270.xml · nonDerivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,917.1377

F4 · shares: SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 7,738.1377 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 7,962 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:30 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 2,551 $0.00 $0.00
Disclosure

SEC source: 0001566245-19-000006 · wf-form4_155066583848270.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,894.1377

F1 · shares: RESTRICTED SHARES CANCELLED.

F2 · balance_after: DOES INCLUDE 10,874 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 7,738.1377 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:28 UTC
BROBST DUANE JSr EVP & Chief Credit Officer
Tax withholdingCommon 555 $24.97 $13,858.35
Disclosure

SEC source: 0001454969-19-000006 · wf-form4_155066569050766.xml · nonDerivative · entry 2

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865.7395

F4 · shares: SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 8,344.7395 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 4,307 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 12:28 UTC
BROBST DUANE JSr EVP & Chief Credit Officer
Disposition to issuerCommon 1,429 $0.00 $0.00
Disclosure

SEC source: 0001454969-19-000006 · wf-form4_155066569050766.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,420.7395

F1 · shares: RESTRICTED SHARES CANCELLED.

F2 · balance_after: DOES INCLUDE 5,937 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 8,344.7395 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:06 UTC
BROBST DUANE JSr EVP & Chief Credit Officer
Tax withholdingCommon 19 $24.39 $463.41
Disclosure

SEC source: 0001454969-19-000004 · wf-form4_154957359403287.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,849.7395

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 7,366 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 8,344.7395 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:01 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 251 $24.39 $6,121.89
Disclosure

SEC source: 0001415199-19-000004 · wf-form4_154957329571927.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,711.295

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 25,222 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 12,834.2950 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:56 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 94 $24.39 $2,292.66
Disclosure

SEC source: 0001566245-19-000004 · wf-form4_154957298383810.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,445.1377

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 13,425 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 7,738.1377 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:50 UTC
MOYER K LEONDirector
Tax withholdingCommon 252 $24.39 $6,146.28
Disclosure

SEC source: 0001201787-19-000006 · wf-form4_154957260648245.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,460.5024

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 18,247.6410 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:41 UTC
MOYER K LEONDirector
GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001201787-19-000004 · wf-form4_154904284682098.xml · derivative · entry 4

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:35 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001145536-19-000004 · wf-form4_154904254059790.xml · derivative · entry 2

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:32 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001362299-19-000004 · wf-form4_154904232121575.xml · derivative · entry 2

Benning Todd S · CIK 0001362299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:30 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001377274-19-000004 · wf-form4_154904219178788.xml · derivative · entry 2

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:28 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001158369-19-000006 · wf-form4_154904210493123.xml · derivative · entry 4

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:13 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001727091-19-000004 · wf-form4_154904121513282.xml · derivative · entry 2

Wonderling Robert C · CIK 0001727091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:24 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001254295-19-000004 · wf-form4_154904184637865.xml · derivative · entry 2

PETRO THOMAS M · CIK 0001254295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:19 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001629911-19-000004 · wf-form4_154904156700468.xml · derivative · entry 2

Turner Michael L. · CIK 0001629911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:08 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001644167-19-000004 · wf-form4_154904089825710.xml · derivative · entry 2

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:05 UTC GrantRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001199487-19-000004 · wf-form4_154904071659733.xml · derivative · entry 2

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: Common · 1,384 shares

Expires 2021-01-31

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
December 20, 2018 Filed Jan 9, 2019 14:35 UTC
MOYER K LEONDirector
GiftCommon 1,450 $21.06 $30,529.75
Disclosure

SEC source: 0001201787-19-000002 · wf-form5_154704448774058.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,504.4987

F1 · balance_after: DOES INCLUDE 2,739 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 18,039.6373 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 15:56 UTC PurchaseCommon 1,000 $24.90 $24,900.00
Disclosure

SEC source: 0001145536-18-000006 · wf-form4_154229734416740.xml · nonDerivative · entry 1

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,145.1155

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 145.1155 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 12, 2018 Filed Dec 6, 2018 13:39 UTC PurchaseCommon 500 $25.50 $12,750.00
Disclosure

SEC source: 0001644167-18-000012 · wf-form4_154410353612438.xml · nonDerivative · entry 1

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,581.3045

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 318.3045 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 18:31 UTC Disposition to issuerCommon 833 $0.00 $0.00
Disclosure

SEC source: 0001199495-18-000006 · wf-form4_153850507952695.xml · nonDerivative · entry 1

MORRAL WILLIAM G · CIK 0001199495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,437.0187

F1 · shares: RESTRICTED SHARES FORFEITED.

F2 · balance_after: DOES INCLUDE 293.7506 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 18:27 UTC
DELP R LEEDirector
Disposition to issuerCommon 833 $0.00 $0.00
Disclosure

SEC source: 0001199489-18-000006 · wf-form4_153850480682676.xml · nonDerivative · entry 1

DELP R LEE · CIK 0001199489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,704.9052

F1 · shares: RESTRICTED SHARES FORFEITED.

F2 · balance_after: DOES INCLUDE 430.7530 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
September 07, 2018 Filed Jan 29, 2019 19:47 UTC PurchaseCommon 100 $28.59 $2,859.41
Disclosure

SEC source: 0001644167-19-000002 · wf-form5_154879123630347.xml · nonDerivative · entry 1

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,681.3045

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 318.3045 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 19:05 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 7,000 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001415199-18-000014 · wf-form4_153608793041255.xml · derivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,000 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 19:05 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 823 $28.30 $23,290.90
Disclosure

SEC source: 0001415199-18-000014 · wf-form4_153608793041255.xml · nonDerivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,028.7301

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 25,950 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 11,900.7301 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 19:05 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Disposition to issuerCommon 6,177 $28.30 $174,809.10
Disclosure

SEC source: 0001415199-18-000014 · wf-form4_153608793041255.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,851.7301

F1 · balance_after: DOES INCLUDE 25,950 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 11,900.7301 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 19:05 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 7,000 $16.88 $118,160.00
Disclosure

SEC source: 0001415199-18-000014 · wf-form4_153608793041255.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,028.7301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 25,950 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 11,900.7301 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 19:21 UTC
Keim Michael SSenior EVP
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001566245-18-000008 · wf-form4_153505207656162.xml · derivative · entry 12

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common · 2,500 shares

Expires 2025-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options became exercisable at 33.3% per year for three years commencing with the exercisable date indicated.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.