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Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
Parsed reports
534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2021 Filed Feb 2, 2021 20:15 UTC
MOYER K LEONDirector
Exercise / conversionCommon 1,384 $0.00 $0.00
Disclosure

SEC source: 0001201787-21-000004 · wf-form4_161229693364181.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,722.8579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 18,130.8679 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC GrantRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · derivative · entry 5

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common · 1,448 shares

Expires 2023-01-31

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · derivative · entry 4

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,384 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:49 UTC Exercise / conversionCommon 1,384 $0.00 $0.00
Disclosure

SEC source: 0001158369-21-000004 · wf-form4_161229533633263.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,539.1303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 242.1303 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:42 UTC GrantRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001199487-21-000004 · wf-form4_161229495970418.xml · derivative · entry 3

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common · 1,448 shares

Expires 2023-01-31

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001199487-21-000004 · wf-form4_161229495970418.xml · derivative · entry 2

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,384 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:42 UTC Exercise / conversionCommon 1,384 $0.00 $0.00
Disclosure

SEC source: 0001199487-21-000004 · wf-form4_161229495970418.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,026.6481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 208.6481 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:37 UTC GrantRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001145536-21-000004 · wf-form4_161229461884961.xml · derivative · entry 3

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common · 1,448 shares

Expires 2023-01-31

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:37 UTC Exercise / conversionRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001145536-21-000004 · wf-form4_161229461884961.xml · derivative · entry 2

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,384 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:37 UTC Exercise / conversionCommon 1,384 $0.00 $0.00
Disclosure

SEC source: 0001145536-21-000004 · wf-form4_161229461884961.xml · nonDerivative · entry 1

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,299.8243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 406.5863 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 14:02 UTC GrantRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001798628-21-000004 · wf-form4_161236091642177.xml · derivative · entry 3

Keenan Suzanne · CIK 0001798628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common · 1,448 shares

Expires 2023-01-31

F1 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 13:59 UTC GrantRestricted Stock Units · Derivative 1,448 $0.00 $0.00
Disclosure

SEC source: 0001837983-21-000006 · wf-form4_161236074300937.xml · derivative · entry 1

Beebe Joseph P · CIK 0001837983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common · 1,448 shares

Expires 2023-01-31

F1 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.

Read SEC document
December 04, 2020 Filed Jan 22, 2021 18:03 UTC
MOYER K LEONDirector
GiftCommon 100 $18.76 $1,876.00
Disclosure

SEC source: 0001201787-21-000002 · wf-form5_161133860067977.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,338.8579

F1 · balance_after: INCLUDES 18,130.8579 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
November 18, 2020 Filed Jan 22, 2021 17:49 UTC GiftCommon 3,000 $19.40 $58,200.00
Disclosure

SEC source: 0001199487-21-000002 · wf-form5_161133773561882.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,642.6481

F1 · balance_after: INCLUDES 208.6481 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 10, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 1,567 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · derivative · entry 6

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,567 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.

Read SEC document
November 10, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
SaleCommon 1,567 $18.50 $28,989.50
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · nonDerivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,049.7736

F1 · balance_after: INCLUDES 15,841.7736 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F2 · balance_after: INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
November 10, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,567 $17.24 $27,007.25
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · nonDerivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,616.7736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: INCLUDES 15,841.7736 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F2 · balance_after: INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:55 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001199487-20-000007 · wf-form4_160503810515891.xml · derivative · entry 3

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:55 UTC SaleCommon 9,000 $18.36 $165,195.00
Disclosure

SEC source: 0001199487-20-000007 · wf-form4_160503810515891.xml · nonDerivative · entry 2

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,642.6481

F1 · balance_after: INCLUDES 208.6481 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:55 UTC Exercise / conversionCommon 9,000 $17.24 $155,115.00
Disclosure

SEC source: 0001199487-20-000007 · wf-form4_160503810515891.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,642.6481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: INCLUDES 208.6481 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 2,933 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · derivative · entry 5

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Underlying: Common · 2,933 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
SaleCommon 2,933 $18.50 $54,260.50
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,049.7736

F1 · balance_after: INCLUDES 15,841.7736 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F2 · balance_after: INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:51 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 2,933 $17.24 $50,550.26
Disclosure

SEC source: 0001415199-20-000011 · wf-form4_160503786687736.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,982.7736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: INCLUDES 15,841.7736 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F2 · balance_after: INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 20:09 UTC PurchaseCommon 285 $16.02 $4,565.70
Disclosure

SEC source: 0001377274-20-000011 · wf-form4_160434773176435.xml · nonDerivative · entry 2

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,382.5834

F1 · balance_after: INCLUDES 202.5834 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 20:09 UTC PurchaseCommon 500 $16.00 $8,000.00
Disclosure

SEC source: 0001377274-20-000011 · wf-form4_160434773176435.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,097.5834

F1 · balance_after: INCLUDES 202.5834 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 20:39 UTC PurchaseCommon 900 $15.24 $13,711.50
Disclosure

SEC source: 0001377274-20-000009 · wf-form4_159648717073844.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569.5496

F1 · balance_after: INCLUDES 174.5496 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:11 UTC PurchaseCommon 1,800 $15.43 $27,774.00
Disclosure

SEC source: 0001798628-20-000009 · wf-form4_158931429107661.xml · nonDerivative · entry 4

Keenan Suzanne · CIK 0001798628 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,000

Read SEC document
May 12, 2020 Filed May 12, 2020 20:11 UTC PurchaseCommon 700 $15.51 $10,857.00
Disclosure

SEC source: 0001798628-20-000009 · wf-form4_158931429107661.xml · nonDerivative · entry 3

Keenan Suzanne · CIK 0001798628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Read SEC document
May 12, 2020 Filed May 12, 2020 20:11 UTC PurchaseCommon 2,300 $15.40 $35,420.00
Disclosure

SEC source: 0001798628-20-000009 · wf-form4_158931429107661.xml · nonDerivative · entry 2

Keenan Suzanne · CIK 0001798628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Read SEC document
May 12, 2020 Filed May 12, 2020 20:11 UTC PurchaseCommon 1,800 $15.39 $27,702.00
Disclosure

SEC source: 0001798628-20-000009 · wf-form4_158931429107661.xml · nonDerivative · entry 1

Keenan Suzanne · CIK 0001798628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Read SEC document
May 12, 2020 Filed May 13, 2020 14:34 UTC PurchaseCommon 500 $15.00 $7,500.00
Disclosure

SEC source: 0001145536-20-000010 · wf-form4_158938044190874.xml · nonDerivative · entry 1

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,827.0199

F1 · balance_after: INCLUDES 317.7819 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
May 05, 2020 Filed May 11, 2020 15:01 UTC PurchaseCommon 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001145536-20-000008 · wf-form4_158920925057852.xml · nonDerivative · entry 2

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327.0199

Read SEC document
April 27, 2020 Filed Apr 27, 2020 18:24 UTC PurchaseCommon 2,845 $15.44 $43,926.80
Disclosure

SEC source: 0001377274-20-000006 · wf-form4_158801186079214.xml · nonDerivative · entry 4

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643.4244

F1 · balance_after: INCLUDES 148.4244 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 18:24 UTC PurchaseCommon 92 $15.58 $1,433.35
Disclosure

SEC source: 0001377274-20-000006 · wf-form4_158801186079214.xml · nonDerivative · entry 3

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,798.4244

F1 · balance_after: INCLUDES 148.4244 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 18:24 UTC PurchaseCommon 8 $15.52 $124.16
Disclosure

SEC source: 0001377274-20-000006 · wf-form4_158801186079214.xml · nonDerivative · entry 2

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706.4244

F1 · balance_after: INCLUDES 148.4244 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

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April 27, 2020 Filed Apr 27, 2020 18:24 UTC PurchaseCommon 25 $15.50 $387.50
Disclosure

SEC source: 0001377274-20-000006 · wf-form4_158801186079214.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698.4244

F1 · balance_after: INCLUDES 148.4244 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

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March 15, 2020 Filed Mar 17, 2020 18:14 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantPerformance Restricted Stock Units · Derivative 14,161 $0.00 $0.00
Disclosure

SEC source: 0001415199-20-000008 · wf-form4_158446886915614.xml · derivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

Underlying: Common · 14,161 shares

Expires 2023-03-15

F5 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F6 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F6 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

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March 15, 2020 Filed Mar 17, 2020 18:14 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantRestricted Stock Units · Derivative 6,069 $0.00 $0.00
Disclosure

SEC source: 0001415199-20-000008 · wf-form4_158446886915614.xml · derivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069

Underlying: Common · 6,069 shares

Expires 2023-03-15

F5 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

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March 15, 2020 Filed Mar 17, 2020 18:14 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001415199-20-000008 · wf-form4_158446886915614.xml · derivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Underlying: Common · 1,221 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

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March 15, 2020 Filed Mar 17, 2020 18:14 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,221 $0.00 $0.00
Disclosure

SEC source: 0001415199-20-000008 · wf-form4_158446886915614.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,480.2957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 14,272.2957 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F3 · balance_after: INCLUDES 7,368 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:38 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantPerformance Restricted Stock Units · Derivative 4,201 $0.00 $0.00
Disclosure

SEC source: 0001668308-20-000006 · wf-form4_158447388051503.xml · derivative · entry 4

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,201

Underlying: Common · 4,201 shares

Expires 2023-03-15

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:38 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001668308-20-000006 · wf-form4_158447388051503.xml · derivative · entry 3

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common · 1,800 shares

Expires 2023-03-15

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:38 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0001668308-20-000006 · wf-form4_158447388051503.xml · derivative · entry 2

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

Underlying: Common · 289 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:38 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 289 $0.00 $0.00
Disclosure

SEC source: 0001668308-20-000006 · wf-form4_158447388051503.xml · nonDerivative · entry 1

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088.2599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 2,482.2599 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:10 UTC GrantPerformance Restricted Stock Units · Derivative 4,540 $0.00 $0.00
Disclosure

SEC source: 0001779743-20-000005 · wf-form4_158446860245230.xml · derivative · entry 4

Richardson Brian J · CIK 0001779743 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common · 4,540 shares

Expires 2023-03-15

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F5 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:10 UTC GrantRestricted Stock Units · Derivative 1,947 $0.00 $0.00
Disclosure

SEC source: 0001779743-20-000005 · wf-form4_158446860245230.xml · derivative · entry 3

Richardson Brian J · CIK 0001779743 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Underlying: Common · 1,947 shares

Expires 2023-03-15

F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:10 UTC Exercise / conversionRestricted Stock Units · Derivative 179 $0.00 $0.00
Disclosure

SEC source: 0001779743-20-000005 · wf-form4_158446860245230.xml · derivative · entry 2

Richardson Brian J · CIK 0001779743 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common · 179 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F3 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:10 UTC Exercise / conversionCommon 179 $0.00 $0.00
Disclosure

SEC source: 0001779743-20-000005 · wf-form4_158446860245230.xml · nonDerivative · entry 1

Richardson Brian J · CIK 0001779743 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434.8037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 62.1567 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:06 UTC
Keim Michael SSenior EVP
GrantPerformance Restricted Stock Units · Derivative 8,614 $0.00 $0.00
Disclosure

SEC source: 0001566245-20-000006 · wf-form4_158446836574872.xml · derivative · entry 4

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

Underlying: Common · 8,614 shares

Expires 2023-03-15

F5 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F6 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F6 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:06 UTC
Keim Michael SSenior EVP
GrantRestricted Stock Units · Derivative 3,693 $0.00 $0.00
Disclosure

SEC source: 0001566245-20-000006 · wf-form4_158446836574872.xml · derivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

Underlying: Common · 3,693 shares

Expires 2023-03-15

F5 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F4 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.