Tapewire

Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
Parsed reports
534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2022 Filed Nov 22, 2022 15:20 UTC Exercise / conversionCommon 3,453 $16.88 $58,286.64
Disclosure

SEC source: 0001199487-22-000006 · wf-form4_166913042892538.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,790.4662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: INCLUDES 210.4662 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 14, 2022 Filed Dec 13, 2022 15:04 UTC GiftCommon 11,600 $27.80 $322,480.00
Disclosure

SEC source: 0001254295-22-000006 · wf-form4_167094388010897.xml · nonDerivative · entry 1

PETRO THOMAS M · CIK 0001254295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,478.9253

F1 · balance_after: INCLUDES 465.9253 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC SaleCommon 2,268 $27.61 $62,626.06
Disclosure

SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 3

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint

Disclosed balance after: 0

Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC SaleCommon 7,803 $27.61 $215,463.46
Disclosure

SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 2

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse Trust

Disclosed balance after: 0

Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:32 UTC SaleCommon 4,608 $27.61 $127,240.24
Disclosure

SEC source: 0001158369-22-000006 · wf-form4_166813393113097.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,765.9253

F1 · balance_after: INCLUDES 465.9253 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 02:30 UTC PurchaseCommon 518 $27.79 $14,392.79
Disclosure

SEC source: 0001377274-22-000010 · wf-form4_166813378515048.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,383.6065

F1 · balance_after: INCLUDES 417.6065 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 17:08 UTC PurchaseCommon 575 $24.65 $14,175.59
Disclosure

SEC source: 0001377274-22-000008 · wf-form4_165946010623939.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,825.6592

F1 · balance_after: INCLUDES 377.6592 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 29, 2022 Filed May 2, 2022 12:54 UTC PurchaseCommon 620 $25.39 $15,740.00
Disclosure

SEC source: 0001377274-22-000006 · wf-form4_165149606157603.xml · nonDerivative · entry 1

Paquin Natalye · CIK 0001377274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,209.7472

F1 · balance_after: INCLUDES 336.7472 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 18:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
GrantRestricted Stock Units · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001920918-22-000005 · wf-form4_164918483746957.xml · derivative · entry 1

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common · 9,000 shares

Expires 2025-03-15

F1 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantPerformance Restricted Stock Units · Derivative 11,538 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 12

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538

Underlying: Common · 11,538 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantRestricted Stock Units · Derivative 4,947 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 11

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Common · 4,947 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 8,545 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 10

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,545 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,478 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 9

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

Underlying: Common · 1,478 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 8

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common · 2,023 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · derivative · entry 7

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,221 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 4,020 $28.21 $113,404.20
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 6

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,676.5936

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
OtherCommon 103 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 5

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,696.5936

F4 · shares: VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 8,545 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,799.5936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,478 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,254.5936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 2,023 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776.5936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,221 $0.00 $0.00
Disclosure

SEC source: 0001415199-22-000004 · wf-form4_164754761831449.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,753.5936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 17,289.5936 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantPerformance Restricted Stock Units · Derivative 3,908 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 11

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908

Underlying: Common · 3,908 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
GrantRestricted Stock Units · Derivative 1,677 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 10

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677

Underlying: Common · 1,677 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 9

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,019 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 407 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 8

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

Underlying: Common · 407 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 7

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common · 600 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · derivative · entry 6

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 289 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
OtherCommon 24 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · nonDerivative · entry 5

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635.1222

F4 · shares: VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 5,737.1222 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 2,019 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · nonDerivative · entry 4

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,659.1222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 5,737.1222 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 407 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · nonDerivative · entry 3

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640.1222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 5,737.1222 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 600 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · nonDerivative · entry 2

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,233.1222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 5,737.1222 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:04 UTC
Santana Megan DEVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 289 $0.00 $0.00
Disclosure

SEC source: 0001668308-22-000004 · wf-form4_164754741236502.xml · nonDerivative · entry 1

Santana Megan D · CIK 0001668308 · EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633.1222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 5,737.1222 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
GrantPerformance Restricted Stock Units · Derivative 4,578 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 12

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,578

Underlying: Common · 4,578 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
GrantRestricted Stock Units · Derivative 1,962 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 11

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962

Underlying: Common · 1,962 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionPerformance Restricted Stock Units · Derivative 1,248 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 10

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,248 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 9

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common · 444 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 8

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649

Underlying: Common · 649 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 179 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · derivative · entry 7

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 179 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Tax withholdingCommon 728 $28.21 $20,536.88
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 6

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412.9059

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
OtherCommon 15 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 5

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140.9059

F4 · shares: VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 1,248 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 4

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,155.9059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 444 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 3

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,907.9059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 649 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 2

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463.9059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 179 $0.00 $0.00
Disclosure

SEC source: 0001779743-22-000004 · wf-form4_164754726751495.xml · nonDerivative · entry 1

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,814.9059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 157.2589 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
GrantPerformance Restricted Stock Units · Derivative 6,202 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 12

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

Underlying: Common · 6,202 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
GrantRestricted Stock Units · Derivative 2,661 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 11

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common · 2,661 shares

Expires 2025-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 5,585 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 10

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,585 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 9

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common · 827 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 8

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common · 1,231 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:56 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 798 $0.00 $0.00
Disclosure

SEC source: 0001566245-22-000004 · wf-form4_164754694417752.xml · derivative · entry 7

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 798 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.