UVE

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,000

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,382

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,382

SEC source: 0000905148-20-000709 · form4.xml · nonDerivative · entry 1

Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767

SEC source: 0000905148-20-000603 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,747

Underlying: Common Stock · 302,747 shares

Expires 2030-05-12

F4 · security: This option was granted in connection with an Employment Agreement between the Company and Mr. Springer, effective as of May 12, 2020.

F5 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 100,915 shares vested on May 12, 2020; (b) 100,916 shares vest on January 1, 2021; and (c) 100,916 shares vest on January 1, 2022.

SEC source: 0000905148-20-000603 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,024

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 40,000 RSUs.

SEC source: 0000905148-20-000603 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,264

F1 · security: Represents restricted share units ("RSUs") granted in connection with an Employment Agreement between the Company and Mr. Springer, effective as of May 12, 2020.

F2 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 40,000 RSUs vested on May 12, 2020; (b) 20,000 RSUs vest on January 1, 2021; and (c) 15,000 RSUs vest on January 1, 2022.

SEC source: 0000905148-20-000587 · form4.xml · derivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,138

Underlying: Common Stock · 104,138 shares

Expires 2030-04-30

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Wilcox, effective as of April 30, 2020.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 34,712 shares on April 30, 2021; (b) 34,713 shares on April 30, 2022; and (c) 34,713 shares on April 30, 2023.

SEC source: 0000905148-20-000586 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,294

Underlying: Common Stock · 221,294 shares

Expires 2030-04-30

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of April 30, 2020.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 73,764 shares on April 30, 2021; (b) 73,765 shares on April 30, 2022; and (c) 73,765 shares on April 30, 2023.

SEC source: 0000905148-20-000489 · form4.xml · derivative · entry 3

Donaghy Stephen · CIK 0001492959 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,046

Underlying: Common Stock · 286,046 shares

Expires 2030-04-07

F3 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Donaghy, effective as of April 7, 2020.

F4 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 95,348 shares on April 7, 2021; (b) 95,349 shares on April 7, 2022; and (c) 95,349 shares on April 7, 2023.

SEC source: 0000905148-20-000489 · form4.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,184

F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 RSUs.

SEC source: 0000905148-20-000489 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,146

F1 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 25,000 RSUs vested on April 7, 2020, (b) 25,000 RSUs vest on January 3, 2021, and (c) 25,000 RSUs vest on December 31, 2022.

SEC source: 0000905148-20-000446 · form4.xml · nonDerivative · entry 1

Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

F1 · shares: These shares were granted in connection with an Employment Agreement between the Company and Ms. Campos, dated March 18, 2020.

SEC source: 0000905148-20-000421 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.925 to $17.96, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-20-000417 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,682

SEC source: 0001140361-20-005196 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.385 to $21.387, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-20-005120 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.533 to $21.536, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-20-005194 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,146

SEC source: 0001140361-20-005118 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

SEC source: 0001140361-20-005118 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,682

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0001140361-20-005118 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · shares: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000118 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000118 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,902

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 21, 2020.

SEC source: 0000905148-20-000118 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · shares: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000117 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000117 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,264

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 21, 2020.

SEC source: 0000905148-20-000117 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · shares: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000087 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

SEC source: 0000905148-20-000086 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Underlying: Common Stock · 17,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.exercise_price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.exercise_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · derivative.expiration_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000086 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

Underlying: Common Stock · 26,702 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

SEC source: 0000905148-20-000086 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,011

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000086 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · shares: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vests January 2, 2021, and (c) one-sixth vests January 2, 2022.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2019 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 2, 2020 were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Stock · 5,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,643

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000014 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · shares: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000015 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,315

Underlying: Common Stock · 18,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000015 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,163

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000015 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · shares: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0001140361-20-000274 · form4.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,406

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of shares of restricted stock that were granted in connection with an Employment Agreement between the Company and Mr. Wilcox, dated February 22, 2018.

SEC source: 0001140361-20-000273 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,234

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units ("RSUs").

SEC source: 0000905148-20-000379 · form5.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,023

SEC source: 0000905148-19-001033 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,553

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $27.8699 to $28.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-19-022563 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,053

SEC source: 0000905148-19-001025 · form4.xml · derivative · entry 3

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-19-001025 · form4.xml · nonDerivative · entry 2

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011

Disclosed balance after: 10,174

F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.

SEC source: 0000905148-19-001025 · form4.xml · nonDerivative · entry 1

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011

Disclosed balance after: 31,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.

SEC source: 0000905148-19-001021 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,553

SEC source: 0000905148-19-001021 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,553

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units ("RSUs") that were granted in connection with an Employment Agreement between the Company and Mr. Downes dated February 27, 2019. Such RSUs were scheduled to vest on December 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or December 2, 2019.

SEC source: 0000905148-19-001016 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,200

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.0204 to $29.1798, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-001007 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,200

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.163 to $29.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).