UVE

SEC source: 0001140361-18-014492 · form4.xml · derivative · entry 5

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,047

Underlying: Common Stock · 463,047 shares

Expires 2028-03-19

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of March 19, 2018.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 154,349 shares vest on January 15, 2019, (b) 154,349 shares vest on January 15, 2020 and (c) 154,349 shares vest on January 15, 2021.

SEC source: 0000905148-18-000647 · form4.xml · nonDerivative · entry 1

PALMIERI RALPH J. · CIK 0001610432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017

F1 · shares: These shares were acquired pursuant to an automatic reinvestment of dividends.

F2 · shares: This transaction was omitted from the Form 4 filed by the Reporting Person on May 30, 2018. However, the shares acquired were included in the total amount of securities beneficially owned reported in Column 5 of the Forms 4 filed by the Reporting Person on May 4, 2018 and May 30, 2018.

F3 · balance_after: Fractional amounts have been rounded to the nearest whole number.

SEC source: 0000905148-18-000344 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,763

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30 to $30.45, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000343 · form4.xml · nonDerivative · entry 1

Callahan Scott P. · CIK 0001581169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.30 to $30.65, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000340 · form4.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,324

F1 · security: These shares of restricted stock were granted in connection with an Employment Agreement between the Company and Mr. Wilcox, dated February 22, 2018.

F2 · shares: These shares of restricted stock are scheduled to vest as follows, subject to the reporting person's continued employment through the applicable vesting dates: (a) 16,666 restricted shares vest on December 31, 2018; (b) 16,667 restricted shares vest on December 31, 2019; and (c) 16,667 restricted shares vest on December 31, 2020.

SEC source: 0000905148-18-000339 · form4.xml · derivative · entry 3

Callahan Scott P. · CIK 0001581169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Callahan, effective as of May 14, 2014.

SEC source: 0000905148-18-000339 · form4.xml · nonDerivative · entry 2

Callahan Scott P. · CIK 0001581169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,136

SEC source: 0000905148-18-000339 · form4.xml · nonDerivative · entry 1

Callahan Scott P. · CIK 0001581169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000227 · form4.xml · derivative · entry 3

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Pietrangelo, effective March 12, 2013.

SEC source: 0000905148-18-000227 · form4.xml · nonDerivative · entry 2

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,718

SEC source: 0000905148-18-000227 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000093 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 24,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_date: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.expiration_date: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000093 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

Underlying: Common Stock · 36,765 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

SEC source: 0000905148-18-000093 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,421

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 22, 2018.

SEC source: 0000905148-18-000093 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · shares: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000092 · form4.xml · derivative · entry 4

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

Underlying: Common Stock · 73,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_date: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.expiration_date: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000092 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

SEC source: 0000905148-18-000092 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,981

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 22, 2018.

SEC source: 0000905148-18-000092 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · shares: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018 (because this vesting date fell on a weekend, these PSUs vested on the next business day, January 22, 2018), (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2018, the two-thirds of the PSUs that were scheduled to vest on January 20, 2018 were settled in shares of Common Stock using the January 22, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000005 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,571

Underlying: Common Stock · 21,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_date: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.expiration_date: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000005 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,405

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-18-000005 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · shares: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000004 · form4.xml · derivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,190

Underlying: Common Stock · 7,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_date: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.expiration_date: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000004 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,411

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-18-000004 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · shares: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2018, which were settled in shares of Common Stock using the January 2, 2018 closing price of the Common Stock.

SEC source: 0000905148-18-000280 · form5.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,961

SEC source: 0000905148-17-000921 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,692

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.15 to $26.35, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-17-000904 · form4.xml · derivative · entry 3

Donaghy Stephen · CIK 0001492959 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 133,333 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on 11/12/2016.

SEC source: 0000905148-17-000904 · form4.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,607

SEC source: 0000905148-17-000904 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-17-000897 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 200,000 shares

Expires 2020-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on 11/12/2016.

SEC source: 0000905148-17-000897 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,961

SEC source: 0000905148-17-000897 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-17-000888 · form4.xml · derivative · entry 5

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options to acquire 100,000 shares vested on July 8, 2015 and options to acquire 100,000 shares vested on July 8, 2016.

SEC source: 0000905148-17-000888 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options to acquire 33,333 shares vested on March 12, 2015 and options to acquire 33,334 shares vested on March 12, 2016.

SEC source: 0000905148-17-000888 · form4.xml · nonDerivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,864

SEC source: 0000905148-17-000888 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-17-000888 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-17-000796 · form4.xml · nonDerivative · entry 2

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,324

SEC source: 0000905148-17-000796 · form4.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,024

SEC source: 0000905148-17-000659 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,661

F1 · security: These shares were granted in connection with a Stock Award Agreement by and between the Company and Mr. Pietrangelo, effective as of July 10, 2017.

F2 · shares: These shares are fully (100%) vested as of July 10, 2017 (the "Grant Date"), but two equal installments of 6,353 shares may not be sold, transferred, assigned, pledged or otherwise encumbered or disposed (subject to certain limited exceptions) on or before the first and second anniversary, respectively, of the Grant Date, or earlier in the event of Mr. Pietrangelo's termination of service by the Company.

SEC source: 0000905148-17-000104 · form4.xml · derivative · entry 3

WILENTZ JOEL · CIK 0001271507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Wilentz, effective as of March 12, 2013

SEC source: 0000905148-17-000104 · form4.xml · nonDerivative · entry 2

WILENTZ JOEL · CIK 0001271507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,623

SEC source: 0000905148-17-000104 · form4.xml · nonDerivative · entry 1

WILENTZ JOEL · CIK 0001271507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-17-000102 · form4.xml · derivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,420

Underlying: Common Stock · 147,420 shares

Expires 2027-01-20

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Springer, effective as of January 20, 2017.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 49,140 shares vest on January 20, 2018, (b) 49,140 shares vest on January 20, 2019 and (c) 49,140 shares vest on January 20, 2020.

SEC source: 0000905148-17-000100 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2027-01-20

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of January 20, 2017.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 216,666 shares vest on January 20, 2018, (b) 216,667 shares vest on January 20, 2019 and (c) 216,667 shares vest on January 20, 2020.

SEC source: 0000905148-17-000065 · form4.xml · derivative · entry 4

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,141

Underlying: Common Stock · 86,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.exercise_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · derivative.expiration_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.

SEC source: 0000905148-17-000065 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,422

Underlying: Common Stock · 129,422 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

SEC source: 0000905148-17-000065 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323,697

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 9, 2017.

SEC source: 0000905148-17-000065 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · shares: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2017, (b) one-sixth vest on January 1, 2018, and (c) one-sixth vest on January 1, 2019.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2016 calendar year, the two-thirds of the PSUs that had vested on January 1, 2017 were settled in shares of Common Stock.