Last 12 months
Inside the activity.
2 purchase rows · 24 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2024 Filed May 9, 2024 23:19 UTC Amendment |
KAPOSTASY DANIELVP, Technical Services
|
PurchaseCommon Shares | 1,015 | $5.90 | $5,984.44 |
DisclosureSEC source: 0000912282-24-000435 · form4.xml · nonDerivative · entry 1 KAPOSTASY DANIEL · CIK 0001989355 · VP, Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,417 F1 · kind: The reporting person's purchase of UUUU common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,015 shares, with the reporting person's sale of 6,100 shares of UUUU common stock at a price of $6.85 on January 3, 2024. The reporting person has agreed to pay to Energy Fuels Inc., upon settlement of the purchase, $968.31, representing the full amount of the profit realized in connection with the short swing transaction, less transaction costs. Read SEC document |
| May 06, 2024 Filed May 7, 2024 16:03 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
PurchaseCommon Shares | 1,000 | $5.64 | $5,635.00 |
DisclosureSEC source: 0001385849-24-000030 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,302 Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 15:30 UTC |
Bovaird J. BirksDirector
|
SaleCommon Shares | 10,000 | $9.28 | $92,800.00 |
DisclosureSEC source: 0001385849-24-000026 · primary_doc.xml · nonDerivative · entry 1 Bovaird J. Birks · CIK 0001662181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,380 Read SEC document |
| January 27, 2024 Filed Jan 29, 2024 19:44 UTC |
HIGGS DENNIS LYLEDirector
|
Tax withholdingCommon Shares | 5,162 | $7.30 | $37,682.60 |
DisclosureSEC source: 0001385849-24-000016 · primary_doc.xml · nonDerivative · entry 2 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,422 Read SEC document |
| January 27, 2024 Filed Jan 29, 2024 18:57 UTC |
Bennett Nathan ReedChief Accounting Officer/ · Interim CFO
|
Tax withholdingCommon Shares | 1,570 | $7.30 | $11,461.00 |
DisclosureSEC source: 0001385849-24-000006 · primary_doc.xml · nonDerivative · entry 2 Bennett Nathan Reed · CIK 0002006665 · Chief Accounting Officer/ · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,512 Read SEC document |
| January 27, 2024 Filed Jan 29, 2024 19:11 UTC |
Bovaird J. BirksDirector
|
Tax withholdingCommon Shares | 6,902 | $7.30 | $50,384.60 |
DisclosureSEC source: 0001385849-24-000008 · primary_doc.xml · nonDerivative · entry 2 Bovaird J. Birks · CIK 0001662181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,380 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 01:17 UTC |
SHUMWAY LOGANVP Conventional Operations
|
Tax withholdingCommon Shares | 2,902 | $7.30 | $21,184.60 |
DisclosureSEC source: 0001385849-24-000022 · primary_doc.xml · nonDerivative · entry 2 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,115 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 01:11 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Tax withholdingCommon Shares | 4,765 | $7.30 | $34,784.50 |
DisclosureSEC source: 0001385849-24-000021 · primary_doc.xml · nonDerivative · entry 2 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,640 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 01:02 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Tax withholdingCommon Shares | 7,014 | $7.30 | $51,202.20 |
DisclosureSEC source: 0001385849-24-000019 · primary_doc.xml · nonDerivative · entry 2 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,302 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 00:51 UTC |
KAPOSTASY DANIELVP Technical Services
|
Tax withholdingCommon Shares | 1,293 | $7.30 | $9,438.90 |
DisclosureSEC source: 0001385849-24-000017 · primary_doc.xml · nonDerivative · entry 2 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,402 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 00:35 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Tax withholdingCommon Shares | 25,686 | $7.30 | $187,507.80 |
DisclosureSEC source: 0001385849-24-000013 · primary_doc.xml · nonDerivative · entry 2 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556,667 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 00:18 UTC |
Chalmers MarkDirector · President & CEO
|
Tax withholdingCommon Shares | 46,856 | $7.30 | $342,048.80 |
DisclosureSEC source: 0001385849-24-000009 · primary_doc.xml · nonDerivative · entry 2 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923,835 Read SEC document |
| January 27, 2024 Filed Jan 30, 2024 00:07 UTC |
BONIFAS BERNARDVP ISR Operations
|
Tax withholdingCommon Shares | 1,865 | $7.30 | $13,614.50 |
DisclosureSEC source: 0001385849-24-000007 · primary_doc.xml · nonDerivative · entry 2 BONIFAS BERNARD · CIK 0001989558 · VP ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,105 Read SEC document |
| January 27, 2024 Filed Jan 29, 2024 23:49 UTC |
BAKKEN SCOTTVP Regulatory Affairs
|
Tax withholdingCommon Shares | 5,843 | $7.30 | $42,653.90 |
DisclosureSEC source: 0001385849-24-000005 · primary_doc.xml · nonDerivative · entry 2 BAKKEN SCOTT · CIK 0001823094 · VP Regulatory Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,885 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:25 UTC |
ESTABROOKE IVYDirector
|
GrantCommon Shares | 12,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000011 · primary_doc.xml · nonDerivative · entry 1 ESTABROOKE IVY · CIK 0001908813 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,544 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:38 UTC |
HANSEN BRUCE DDirector
|
GrantCommon Shares | 12,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000014 · primary_doc.xml · nonDerivative · entry 1 HANSEN BRUCE D · CIK 0001064614 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,380 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:44 UTC |
HIGGS DENNIS LYLEDirector
|
GrantCommon Shares | 12,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000016 · primary_doc.xml · nonDerivative · entry 1 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,584 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 18:57 UTC |
Bennett Nathan ReedChief Accounting Officer/ · Interim CFO
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 6,352 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000006 · primary_doc.xml · derivative · entry 3 Bennett Nathan Reed · CIK 0002006665 · Chief Accounting Officer/ · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,728 Underlying: Common Shares · 6,352 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 18:57 UTC |
Bennett Nathan ReedChief Accounting Officer/ · Interim CFO
|
GrantCommon Shares | 6,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000006 · primary_doc.xml · nonDerivative · entry 1 Bennett Nathan Reed · CIK 0002006665 · Chief Accounting Officer/ · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,082 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:41 UTC |
HERRERA JAQUELINEDirector
|
GrantCommon Shares | 12,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000015 · primary_doc.xml · nonDerivative · entry 1 HERRERA JAQUELINE · CIK 0001932289 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,019 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:55 UTC |
Kirkwood Robert W.Director
|
GrantCommon Shares | 13,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000018 · primary_doc.xml · nonDerivative · entry 1 Kirkwood Robert W. · CIK 0001706990 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,362 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:11 UTC |
Bovaird J. BirksDirector
|
GrantCommon Shares | 18,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000008 · primary_doc.xml · nonDerivative · entry 1 Bovaird J. Birks · CIK 0001662181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,282 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 20:05 UTC |
Morrison Alex GDirector
|
GrantCommon Shares | 15,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000020 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,428 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:28 UTC |
Filas Barbara AppelinDirector
|
GrantCommon Shares | 13,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000012 · primary_doc.xml · nonDerivative · entry 1 Filas Barbara Appelin · CIK 0001455291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,960 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:17 UTC |
SHUMWAY LOGANVP Conventional Operations
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 11,544 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000022 · primary_doc.xml · derivative · entry 3 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,377 Underlying: Common Shares · 11,544 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:17 UTC |
SHUMWAY LOGANVP Conventional Operations
|
GrantCommon Shares | 11,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000022 · primary_doc.xml · nonDerivative · entry 1 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,017 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:11 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 11,106 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000021 · primary_doc.xml · derivative · entry 3 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,914 Underlying: Common Shares · 11,106 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:11 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
GrantCommon Shares | 10,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000021 · primary_doc.xml · nonDerivative · entry 1 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,405 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:02 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 29,153 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000019 · primary_doc.xml · derivative · entry 3 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,159 Underlying: Common Shares · 29,153 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 01:02 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
GrantCommon Shares | 27,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000019 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,316 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:51 UTC |
KAPOSTASY DANIELVP Technical Services
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 10,424 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000017 · primary_doc.xml · derivative · entry 3 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,450 Underlying: Common Shares · 10,424 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:51 UTC |
KAPOSTASY DANIELVP Technical Services
|
GrantCommon Shares | 10,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000017 · primary_doc.xml · nonDerivative · entry 1 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,695 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:35 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 56,297 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000013 · primary_doc.xml · derivative · entry 3 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,794 Underlying: Common Shares · 56,297 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:35 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
GrantCommon Shares | 52,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000013 · primary_doc.xml · nonDerivative · entry 1 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,353 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:23 UTC |
Eshleman Benjamin IIIDirector
|
GrantCommon Shares | 13,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000010 · primary_doc.xml · nonDerivative · entry 1 Eshleman Benjamin III · CIK 0001707162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,642 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:18 UTC |
Chalmers MarkDirector · President & CEO
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 94,118 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000009 · primary_doc.xml · derivative · entry 3 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 897,055 Underlying: Common Shares · 94,118 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:18 UTC |
Chalmers MarkDirector · President & CEO
|
GrantCommon Shares | 88,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000009 · primary_doc.xml · nonDerivative · entry 1 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970,691 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:07 UTC |
BONIFAS BERNARDVP ISR Operations
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 11,312 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000007 · primary_doc.xml · derivative · entry 3 BONIFAS BERNARD · CIK 0001989558 · VP ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,411 Underlying: Common Shares · 11,312 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 30, 2024 00:07 UTC |
BONIFAS BERNARDVP ISR Operations
|
GrantCommon Shares | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000007 · primary_doc.xml · nonDerivative · entry 1 BONIFAS BERNARD · CIK 0001989558 · VP ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,970 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 23:49 UTC |
BAKKEN SCOTTVP Regulatory Affairs
|
GrantPerformance-Based Stock Options ("Options") · Derivative | 12,216 | $0.00 Strike: $8.23 | $0.00 |
DisclosureSEC source: 0001385849-24-000005 · primary_doc.xml · derivative · entry 3 BAKKEN SCOTT · CIK 0001823094 · VP Regulatory Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,742 Underlying: Common Shares · 12,216 shares Expires 2029-01-24 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 23:49 UTC |
BAKKEN SCOTTVP Regulatory Affairs
|
GrantCommon Shares | 11,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000005 · primary_doc.xml · nonDerivative · entry 1 BAKKEN SCOTT · CIK 0001823094 · VP Regulatory Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,728 Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:21 UTC |
SHUMWAY LOGANVP Conventional Operations
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 30,932 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-24-000004 · primary_doc.xml · derivative · entry 3 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,833 Underlying: Common Shares · 19,585 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:21 UTC |
SHUMWAY LOGANVP Conventional Operations
|
Tax withholdingCommon Shares | 6,718 | $7.96 | $53,475.28 |
DisclosureSEC source: 0001385849-24-000004 · primary_doc.xml · nonDerivative · entry 2 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,900 Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:21 UTC |
SHUMWAY LOGANVP Conventional Operations
|
Exercise / conversionCommon Shares | 19,585 | $7.96 | $155,896.60 |
DisclosureSEC source: 0001385849-24-000004 · primary_doc.xml · nonDerivative · entry 1 SHUMWAY LOGAN · CIK 0001989978 · VP Conventional Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:12 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 195,028 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-24-000003 · primary_doc.xml · derivative · entry 3 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,497 Underlying: Common Shares · 123,485 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:12 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Tax withholdingCommon Shares | 54,534 | $7.96 | $434,090.64 |
DisclosureSEC source: 0001385849-24-000003 · primary_doc.xml · nonDerivative · entry 2 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 529,559 Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 23:12 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Exercise / conversionCommon Shares | 123,485 | $7.96 | $982,940.60 |
DisclosureSEC source: 0001385849-24-000003 · primary_doc.xml · nonDerivative · entry 1 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,600 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · derivative · entry 6 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,243 Underlying: Common Shares · 9,600 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 16,416 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · derivative · entry 5 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,783 Underlying: Common Shares · 9,489 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
SaleCommon Shares | 6,100 | $6.85 | $41,785.00 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · nonDerivative · entry 4 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,657 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.