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Nasdaq · USD

URGN

UroGen Pharma Ltd.

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4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2022 Filed Mar 29, 2022 23:14 UTC
Kim DongChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001209191-22-021524 · doc4.xml · derivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: One third of the shares underlying the stock option will vest on each of March 25, 2023, March 25, 2024 and March 25, 2025.

Read SEC document
March 25, 2022 Filed Feb 12, 2024 22:43 UTC Amendment
Kim DongChief Financial Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001437749-24-003792 · rdgdoc.xml · derivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2032-03-25

F2 · shares: This amendment corrects and restates the number of derivative securities acquired reported in the original Form 4 filed on March 29, 2022.

F1 · derivative.exercise_date: One third of the shares underlying the stock option will vest on each of March 25, 2023, March 25, 2024 and March 25, 2025.

F3 · derivative.expiration_date: This amendment corrects and restates the expiration date reported in the original Form 4 filed on March 29, 2022.

F4 · derivative.underlying_shares: This amendment corrects and restates the amount of securities underlying derivative security reported in the original Form 4 filed on March 29, 2022.

F5 · balance_after: This amendment corrects and restates the number of derivative securities beneficially owned following reported transaction reported in the original Form 4 filed on March 29, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · derivative · entry 8

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F6 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F6 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · derivative · entry 7

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F5 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025

F5 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
GrantStock Option (right to buy) · Derivative 12,064 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · derivative · entry 6

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,064

Underlying: Ordinary Shares · 12,064 shares

Expires 2032-01-31

F4 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · derivative · entry 5

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,099 $7.58 $8,330.42
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · nonDerivative · entry 4

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,221

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · nonDerivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 275 $7.58 $2,084.50
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,320

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:33 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006384 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC
Smith Jason DrewGeneral Counsel
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001209191-22-006387 · doc4.xml · derivative · entry 5

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2032-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006387 · doc4.xml · derivative · entry 4

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Ordinary Shares · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F4 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

F4 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006387 · doc4.xml · derivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Ordinary Shares · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 414 $7.58 $3,138.12
Disclosure

SEC source: 0001209191-22-006387 · doc4.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,449

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006387 · doc4.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC
Henderson MollyChief Financial Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001209191-22-006385 · doc4.xml · derivative · entry 5

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2032-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC
Henderson MollyChief Financial Officer
GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006385 · doc4.xml · derivative · entry 4

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Ordinary Shares · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F4 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

F4 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC
Henderson MollyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 666 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006385 · doc4.xml · derivative · entry 3

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Ordinary Shares · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 2,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 2,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC
Henderson MollyChief Financial Officer
SaleOrdinary Shares 331 $7.58 $2,508.98
Disclosure

SEC source: 0001209191-22-006385 · doc4.xml · nonDerivative · entry 2

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC
Henderson MollyChief Financial Officer
Exercise / conversionOrdinary Shares 666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006385 · doc4.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2032-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Ordinary Shares · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F4 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

F4 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
SaleOrdinary Shares 5,960 $7.58 $45,176.80
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,358

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 13,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
SaleOrdinary Shares 2,235 $7.58 $16,941.30
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,985

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:29 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 209 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005416 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:29 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 111 $8.09 $897.99
Disclosure

SEC source: 0001209191-22-005416 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:29 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005416 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 04, 2022 Filed Jan 7, 2022 13:38 UTC
Barrett Elizabeth A.Chief Executive Officer
SaleOrdinary Shares 46,968 $9.15 $429,757.20
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,220

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 03, 2022 Filed Jan 7, 2022 13:38 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 105,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · derivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 105,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs vested on January 3, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs vested on January 3, 2022.

Read SEC document
January 03, 2022 Filed Jan 7, 2022 13:38 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 105,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:16 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067440 · doc4.xml · derivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Ordinary Shares · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of November 30, 2021, August 31, 2022 and August 31, 2023.

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of November 30, 2021, August 31, 2022 and August 31, 2023.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:16 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,803 $12.03 $45,750.09
Disclosure

SEC source: 0001209191-21-067440 · doc4.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:16 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067440 · doc4.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:15 UTC
Henderson MollyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067439 · doc4.xml · derivative · entry 3

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of November 30, 2021, October 1, 2022 and October 1, 2023.

F3 · derivative.expiration_date: 1/3 of the shares underlying the stock options will vest on each of November 30, 2021, October 1, 2022 and October 1, 2023.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:15 UTC
Henderson MollyChief Financial Officer
SaleOrdinary Shares 2,587 $12.03 $31,121.61
Disclosure

SEC source: 0001209191-21-067439 · doc4.xml · nonDerivative · entry 2

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:15 UTC
Henderson MollyChief Financial Officer
Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067439 · doc4.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
November 18, 2021 Filed Nov 19, 2021 20:05 UTC
Schoenberg MarkChief Medical Officer
PurchaseOrdinary Shares 160 $13.10 $2,096.00
Disclosure

SEC source: 0001209191-21-065756 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,997

Read SEC document
November 01, 2021 Filed Nov 2, 2021 19:45 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 258 $17.16 $4,427.28
Disclosure

SEC source: 0001209191-21-062360 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,837

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
October 31, 2021 Filed Nov 2, 2021 19:45 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062360 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
October 31, 2021 Filed Nov 2, 2021 19:45 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-062360 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
October 27, 2021 Filed Oct 28, 2021 18:04 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 107 $16.32 $1,746.24
Disclosure

SEC source: 0001209191-21-061868 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,595

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
October 26, 2021 Filed Oct 28, 2021 18:04 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061868 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Underlying: Ordinary Shares · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 18:04 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061868 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
August 02, 2021 Filed Aug 3, 2021 23:07 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 243 $15.64 $3,800.52
Disclosure

SEC source: 0001209191-21-049477 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,494

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
July 31, 2021 Filed Aug 3, 2021 23:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049477 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 23:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-049477 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
July 26, 2021 Filed Jul 28, 2021 13:11 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048398 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Ordinary Shares · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.