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UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2018 Filed Oct 5, 2018 20:31 UTC ConversionCommon Stock 787,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-001095 · edgar.xml · nonDerivative · entry 1

Globespan Management Associates IV, LLC · CIK 0001754247 · 10% owner

GLOBESPAN CAPITAL PARTNERS IV LP · CIK 0001180206 · 10% owner

Goldfarb Andrew P · CIK 0001404740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 808,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.

F2 · ownership.nature: Held directly by Globespan Capital Partners IV, L.P.

F7 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

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October 05, 2018 Filed Oct 5, 2018 20:07 UTC ConversionSeries B-2 Preferred Stock · Derivative 145,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003825 · doc1.xml · derivative · entry 5

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 145,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:07 UTC ConversionSeries B-1 Preferred Stock · Derivative 2,508,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003825 · doc1.xml · derivative · entry 4

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,508,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:07 UTC ConversionSeries A-2 Preferred Stock · Derivative 10,451,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003825 · doc1.xml · derivative · entry 3

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,451,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:07 UTC ConversionSeries A-1 Preferred Stock · Derivative 1,111,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003825 · doc1.xml · derivative · entry 2

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,111,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:07 UTC ConversionCommon Stock 14,217,253 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003825 · doc1.xml · nonDerivative · entry 1

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,603,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:14 UTC
MARRIOTT DANDirector
ConversionSeries B-1 Preferred Stock · Derivative 181,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003832 · doc1.xml · derivative · entry 5

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 181,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: SGGP I, LLC, the general partner of SG Growth Partners I L.P. ("SG LP"), has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SGGP I, LLC.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:14 UTC
MARRIOTT DANDirector
ConversionSeries A-2 Preferred Stock · Derivative 2,639,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003832 · doc1.xml · derivative · entry 4

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,639,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: SGGP I, LLC, the general partner of SG Growth Partners I L.P. ("SG LP"), has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SGGP I, LLC.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:14 UTC
MARRIOTT DANDirector
ConversionSeries A-1 Preferred Stock · Derivative 1,200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003832 · doc1.xml · derivative · entry 3

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: SGGP I, LLC, the general partner of SG Growth Partners I L.P. ("SG LP"), has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SGGP I, LLC.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:14 UTC
MARRIOTT DANDirector
ConversionCommon Stock 4,020,416 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003832 · doc1.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by SG Growth Partners I, L.P.

Disclosed balance after: 5,309,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: SGGP I, LLC, the general partner of SG Growth Partners I L.P. ("SG LP"), has sole voting and dispositive power over the shares held by SG LP. Voting decisions with respect to such shares are made by Kenneth A. Fox and Daniel C. Marriott, the Reporting Person and a member of the Issuer's board of directors, as the investment committee of SGGP I, LLC.

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:08 UTC
HARVEY KEVINDirector · 10% owner
ConversionSeries B-2 Preferred Stock · Derivative 145,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003827 · doc1.xml · derivative · entry 6

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 145,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:08 UTC
HARVEY KEVINDirector · 10% owner
ConversionSeries B-1 Preferred Stock · Derivative 2,508,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003827 · doc1.xml · derivative · entry 5

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,508,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:08 UTC
HARVEY KEVINDirector · 10% owner
ConversionSeries A-2 Preferred Stock · Derivative 10,451,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003827 · doc1.xml · derivative · entry 4

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,451,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:08 UTC
HARVEY KEVINDirector · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 1,111,911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003827 · doc1.xml · derivative · entry 3

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,111,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:08 UTC
HARVEY KEVINDirector · 10% owner
ConversionCommon Stock 14,217,253 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003827 · doc1.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,603,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries B-1 Preferred Stock · Derivative 34,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 19

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5

Disclosed balance after: 0

Underlying: Common Stock · 34,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-2 Preferred Stock · Derivative 559,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 18

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5

Disclosed balance after: 0

Underlying: Common Stock · 559,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 173,917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 17

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5

Disclosed balance after: 0

Underlying: Common Stock · 173,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries B-1 Preferred Stock · Derivative 595,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 16

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Partners 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 595,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries B-1 Preferred Stock · Derivative 8,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 15

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Investors 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 8,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries B-1 Preferred Stock · Derivative 45,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 14

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Associates 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 45,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-2 Preferred Stock · Derivative 10,669,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 13

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Partners 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 10,669,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-2 Preferred Stock · Derivative 155,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 12

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Investors 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 155,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-2 Preferred Stock · Derivative 875,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 11

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Associates 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 875,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 890,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 10

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Partners 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 890,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 12,761 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 9

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Investors 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 12,761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

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October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionSeries A-1 Preferred Stock · Derivative 70,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · derivative · entry 8

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Associates 6, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 70,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

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October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionCommon Stock 768,495 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 4

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Martis Creek Investments, L.P. - Fund 5

Disclosed balance after: 769,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: The Gretsch Revocable Trust is the general partner of each of Martis Creek Investments, L.P. - Fund 3, Martis Creek Investments, L.P. - Fund 4, and Martis Creek Investments, L.P. - Fund 5 (collectively, the "Martis Creek entities") and has sole voting and dispositive power over the shares held by the Martis Creek entities, and the voting decisions with respect to such shares are made by Gregory Gretsch, the Reporting Person.

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October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionCommon Stock 12,154,768 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 3

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Partners 6, L.P.

Disclosed balance after: 12,641,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionCommon Stock 176,352 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Investors 6, L.P.

Disclosed balance after: 183,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 20:11 UTC
GRETSCH GREGORY C.Director · 10% owner
ConversionCommon Stock 991,751 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003829 · doc1.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Associates 6, L.P.

Disclosed balance after: 1,028,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
October 05, 2018 Filed Oct 6, 2018 00:09 UTC
Brown HaydenSVP, Product & Design
SaleCommon Stock 54,246 $13.95 $756,731.70
Disclosure

SEC source: 0001567619-18-003828 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,656

F1 · price: Represents the sale price to the underwriters in the Issuer's initial public offering of $13.95 per share.

Read SEC document
October 03, 2018 Filed Oct 6, 2018 00:03 UTC
LAYTON THOMASDirector · Executive Chairman
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003821 · doc1.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

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October 03, 2018 Filed Oct 6, 2018 00:03 UTC
LAYTON THOMASDirector · Executive Chairman
GrantCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003821 · doc1.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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October 03, 2018 Filed Oct 5, 2018 20:04 UTC
MARRIOTT DANDirector
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003822 · doc1.xml · nonDerivative · entry 2

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

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October 03, 2018 Filed Oct 5, 2018 20:04 UTC
MARRIOTT DANDirector
GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003822 · doc1.xml · nonDerivative · entry 1

MARRIOTT DAN · CIK 0001184242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 6, 2018 00:02 UTC
HARVEY KEVINDirector
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003819 · doc1.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

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October 03, 2018 Filed Oct 6, 2018 00:02 UTC
HARVEY KEVINDirector
GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003819 · doc1.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:05 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003823 · doc1.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:01 UTC
GRETSCH GREGORY C.Director · 10% owner
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003818 · doc1.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 5, 2018 20:01 UTC
GRETSCH GREGORY C.Director · 10% owner
GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003818 · doc1.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 6, 2018 00:06 UTC
Steele GaryDirector
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003824 · doc1.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 03, 2018 Filed Oct 6, 2018 00:06 UTC
Steele GaryDirector
GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003824 · doc1.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
October 02, 2018 Filed Oct 5, 2018 00:02 UTC
Brown HaydenSVP, Product & Design
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,667 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001567619-18-003725 · doc1.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,001

Underlying: Common Stock · 6,667 shares

Expires 2025-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, at a rate of 1/60th of the shares each month following the January 1, 2016 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.

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October 02, 2018 Filed Oct 5, 2018 00:02 UTC
Brown HaydenSVP, Product & Design
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,579 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001567619-18-003725 · doc1.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,114

Underlying: Common Stock · 7,579 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested and shall continue to vest at a rate of 1/60th of the shares each month following the April 15, 2015 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date. The stock option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

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October 02, 2018 Filed Oct 5, 2018 00:02 UTC
Brown HaydenSVP, Product & Design
Exercise / conversionCommon Stock 6,667 $3.03 $20,201.01
Disclosure

SEC source: 0001567619-18-003725 · doc1.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2018 Filed Oct 5, 2018 00:02 UTC
Brown HaydenSVP, Product & Design
Exercise / conversionCommon Stock 7,579 $3.58 $27,132.82
Disclosure

SEC source: 0001567619-18-003725 · doc1.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · SVP, Product & Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.