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Nasdaq · USD

UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2021 Filed Jun 25, 2021 23:44 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,917 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-043421 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,709

Underlying: Common Sock · 75,917 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

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June 23, 2021 Filed Jun 25, 2021 23:44 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 75,917 $55.03 $4,177,591.04
Disclosure

SEC source: 0001209191-21-043421 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,726

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 25, 2021 23:44 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Sock 75,917 $3.68 $279,374.56
Disclosure

SEC source: 0001209191-21-043421 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,083 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 9

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,626

Underlying: Common Stock · 4,083 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 22, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 4,083 $55.08 $224,905.11
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,726

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 22, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 4,083 $3.68 $15,025.44
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 8

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,952

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F8 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

F7 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 9,593 $48.33 $463,613.38
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,726

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.17 to $48.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 20,931 $47.70 $998,352.19
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,319

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $48.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 3,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042548 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · derivative · entry 9

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 10,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 10,000 $47.38 $473,831.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 6

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $47.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionCommon Stock 10,000 $3.67 $36,700.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 5

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · derivative · entry 8

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 5,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 5,000 $48.10 $240,518.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 4

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.92 to $48.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:04 UTC Exercise / conversionCommon Stock 5,000 $3.67 $18,350.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 3

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 957 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,043

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,086

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:02 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,770

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:59 UTC
HARVEY KEVINDirector
GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037960 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,923

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:59 UTC
HARVEY KEVINDirector
GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037960 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,607

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:04 UTC SaleCommon Stock 12,952 $47.86 $619,867.18
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 2

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:04 UTC GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037970 · doc4.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,021

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:57 UTC GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037956 · doc4.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,657

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:57 UTC GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037956 · doc4.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,341

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:07 UTC
Steele GaryDirector
GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037979 · doc4.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,423

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:07 UTC
Steele GaryDirector
GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037979 · doc4.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,107

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:09 UTC GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037982 · doc4.xml · nonDerivative · entry 1

Vazquez-Ubarri Anilu · CIK 0001829068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,683

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:06 UTC GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037975 · doc4.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,114

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:14 UTC
McCombs JeffChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034619 · doc4.xml · derivative · entry 3

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,078

Underlying: Common Stock · 1,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:14 UTC
McCombs JeffChief Financial Officer
SaleCommon Stock 525 $40.32 $21,168.00
Disclosure

SEC source: 0001209191-21-034619 · doc4.xml · nonDerivative · entry 2

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:14 UTC
McCombs JeffChief Financial Officer
Exercise / conversionCommon Stock 1,471 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034619 · doc4.xml · nonDerivative · entry 1

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 1,176 shares acquired under the Issuer's employee stock purchase plan on May 14, 2021.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionRestricted Stock Units (RSU) · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · derivative · entry 5

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,084

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 240 $40.32 $9,676.80
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,043

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 3,075 $40.27 $123,830.25
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,283

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionCommon Stock 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2021 Filed May 20, 2021 19:12 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionCommon Stock 6,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 1,065 shares acquired under the Issuer's employee stock purchase plan on May 14, 2021.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,438

Underlying: Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1,310 $40.29 $52,779.90
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,995

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034615 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,109 shares acquired under the Issuer's employee stock purchase plan on May 14, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:28 UTC
Steele GaryDirector
SaleCommon Stock 7,500 $37.95 $284,627.25
Disclosure

SEC source: 0001209191-21-033161 · doc4.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,038

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.69 to $38.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,709

Underlying: Common Sock · 20,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 900 $39.36 $35,421.03
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,634

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.20 to $39.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 5,672 $38.57 $218,774.14
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,534

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.17 to $39.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 13,428 $37.88 $508,588.19
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,206

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.17 to $38.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:25 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Sock 20,000 $3.68 $73,600.00
Disclosure

SEC source: 0001209191-21-033154 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:46 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,668 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001209191-21-030486 · doc4.xml · derivative · entry 12

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Sock · 41,668 shares

Expires 2025-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.