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Nasdaq · USD

UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 18, 2021 00:19 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 13,219 $47.17 $623,508.50
Disclosure

SEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,993,659

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.82 to $47.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:19 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 55,630 $46.17 $2,568,164.51
Disclosure

SEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,006,878

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.82 to $46.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount of securities reflects the acquisition and immediate transfer without consideration by the Reporting Person to Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended (the "Trust"), of 15,895 shares of the Issuer's Common Stock on November 5, 2021, which voluntary transaction was not reported on the Form 4 filed on November 8, 2021 due to an administrative error. The 15,895 transferred shares were sold by the Trust instead of by the Reporting Person on November 5, 2021, as was reported on the Form 4 filed on November 8, 2021.

F4 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

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November 15, 2021 Filed Nov 17, 2021 19:22 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-21-065293 · doc4.xml · derivative · entry 4

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,000

Underlying: Common Stock · 5,000 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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November 15, 2021 Filed Nov 17, 2021 19:22 UTC SaleCommon Stock 5,000 $45.78 $228,902.50
Disclosure

SEC source: 0001209191-21-065293 · doc4.xml · nonDerivative · entry 2

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.64 to $45.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:22 UTC Exercise / conversionCommon Stock 5,000 $3.67 $18,350.00
Disclosure

SEC source: 0001209191-21-065293 · doc4.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 00:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-064577 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,709

Underlying: Common Stock · 20,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

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November 10, 2021 Filed Nov 16, 2021 00:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1 $46.74 $46.74
Disclosure

SEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,699

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 00:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 11,091 $46.23 $512,776.86
Disclosure

SEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,700

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.68 to $46.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 00:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 8,908 $45.00 $400,871.58
Disclosure

SEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,791

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.65 to $45.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2021 Filed Nov 16, 2021 00:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $3.68 $73,600.00
Disclosure

SEC source: 0001209191-21-064577 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 02:40 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 6,270 $50.13 $314,314.47
Disclosure

SEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 4

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,062,508

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 02:40 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 15,895 $50.32 $799,895.21
Disclosure

SEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,148

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 02:40 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 6,566 $50.07 $328,765.53
Disclosure

SEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,068,778

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.82 to $50.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 02:40 UTC
LAYTON THOMASDirector · Chairperson
SaleCommon Stock 99,220 $50.27 $4,987,829.09
Disclosure

SEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,075,344

F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

Read SEC document
November 04, 2021 Filed Feb 11, 2022 19:12 UTC GiftCommon Stock 14,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 7

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008

Disclosed balance after: 721,398

F2 · kind: Represents shares of Common Stock that the holder donated as a gift to a donor advised fund.

F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee.

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November 04, 2021 Filed Feb 11, 2022 19:12 UTC GiftCommon Stock 14,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 6

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Gretsch Revocable Trust DTD 5/30/2008

Disclosed balance after: 736,190

F1 · ownership.nature: The shares are held by the Gretsch Revocable Trust, DTD 5/30/2008, of which the Reporting Person is the trustee.

Read SEC document
November 04, 2021 Filed Feb 11, 2022 19:12 UTC GiftCommon Stock 14,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009022 · doc5.xml · nonDerivative · entry 5

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,467

Read SEC document
October 29, 2021 Filed Nov 2, 2021 19:04 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 943 $48.15 $45,406.86
Disclosure

SEC source: 0001209191-21-062509 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,043

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.95 to $48.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 19:04 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 2,994 $47.33 $141,704.82
Disclosure

SEC source: 0001209191-21-062509 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,986

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.94 to $47.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1,379 $57.44 $79,214.45
Disclosure

SEC source: 0001209191-21-061197 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,699

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.21 to $58.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061197 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Underlying: Common Stock · 2,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 23:10 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061197 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 3,606 $47.99 $173,060.59
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,492

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.96 to $48.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 28,437 $47.51 $1,350,973.62
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,098

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.96 to $47.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · derivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,557

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F6 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
September 18, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,160

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

F5 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 18, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 18, 2021 Filed Sep 21, 2021 22:59 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 3,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057102 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 23:07 UTC SaleCommon Stock 7,200 $45.28 $325,990.08
Disclosure

SEC source: 0001209191-21-055069 · doc4.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,914

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability resulting from the settlement of restricted stock units.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.27 to $45.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:18 UTC
McCombs JeffChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052856 · doc4.xml · derivative · entry 4

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,606

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:18 UTC
McCombs JeffChief Financial Officer
SaleCommon Stock 31 $41.38 $1,282.84
Disclosure

SEC source: 0001209191-21-052856 · doc4.xml · nonDerivative · entry 3

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.3711 to $41.395 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 18, 2021 Filed Aug 20, 2021 19:18 UTC
McCombs JeffChief Financial Officer
SaleCommon Stock 495 $40.73 $20,163.23
Disclosure

SEC source: 0001209191-21-052856 · doc4.xml · nonDerivative · entry 2

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.37 to $41.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:18 UTC
McCombs JeffChief Financial Officer
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052856 · doc4.xml · nonDerivative · entry 1

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,359

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · derivative · entry 5

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,349

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 193 $41.38 $7,986.71
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,980

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.3711 to $41.395 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
SaleCommon Stock 3,131 $40.73 $127,537.53
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.37 to $41.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 19:16 UTC
Gilpin EricSenior VP, Sales
Exercise / conversionCommon Stock 6,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Senior VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,563 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052854 · doc4.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875

Underlying: Common Stock · 2,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 76 $41.38 $3,145.02
Disclosure

SEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,280

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.3711 to $41.395 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1,237 $40.73 $50,387.71
Disclosure

SEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,356

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.37 to $41.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 23:15 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052854 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:18 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001209191-21-051270 · doc4.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,709

Underlying: Common Sock · 20,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested with respect to 1/60th of the total shares on October 26, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:18 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 3,300 $45.92 $151,539.96
Disclosure

SEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,030

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.59 to $46.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:18 UTC
Brown HaydenDirector · President & CEO
SaleCommon Sock 16,700 $45.00 $751,469.94
Disclosure

SEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,330

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:18 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Sock 20,000 $3.68 $73,600.00
Disclosure

SEC source: 0001209191-21-051270 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 00:16 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1,281 $50.17 $64,266.10
Disclosure

SEC source: 0001209191-21-047497 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,030

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.84 to $50.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2021 Filed Jul 21, 2021 00:16 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047497 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,927

Underlying: Common Stock · 2,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

Read SEC document
July 18, 2021 Filed Jul 21, 2021 00:16 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047497 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.