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Nasdaq · USD

UPWK

UPWORK, INC

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Tapewire entity
4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2022 Filed Feb 14, 2023 19:05 UTC GiftCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009432 · doc5.xml · nonDerivative · entry 2

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Nelson Family Trust

Disclosed balance after: 384,096

F1 · ownership.nature: The shares are held by the Nelson Family Trust of which the Reporting Person is the trustee.

Read SEC document
July 06, 2022 Filed Feb 14, 2023 19:05 UTC GiftCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009432 · doc5.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Read SEC document
June 21, 2022 Filed Jun 22, 2022 23:05 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 30,455 $19.26 $586,548.07
Disclosure

SEC source: 0001209191-22-038766 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,489

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.85 to $19.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2022 Filed Jun 22, 2022 23:05 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038766 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,371

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
June 18, 2022 Filed Jun 22, 2022 23:05 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038766 · doc4.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
June 18, 2022 Filed Jun 22, 2022 23:05 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-038766 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2022 Filed Jun 22, 2022 23:05 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 3,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-038766 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:18 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 3,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,107

F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:18 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,802

F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:18 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,772

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

F2 · balance_after: This number reflects the forfeiture by the Reporting Person to the Issuer of an aggregate of 568 shares of Common Stock.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:08 UTC
HARVEY KEVINDirector
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034726 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,145

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:08 UTC
HARVEY KEVINDirector
GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034726 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,115

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:11 UTC GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034728 · doc4.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,261

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:09 UTC GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 4

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,849

F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:09 UTC GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034727 · doc4.xml · nonDerivative · entry 3

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,819

F2 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:14 UTC
Steele GaryDirector
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034730 · doc4.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,645

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:14 UTC
Steele GaryDirector
GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034730 · doc4.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,615

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:15 UTC GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034731 · doc4.xml · nonDerivative · entry 1

Vazquez-Ubarri Anilu · CIK 0001829068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,875

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:13 UTC SaleCommon Stock 3,896 $20.06 $78,149.86
Disclosure

SEC source: 0001209191-22-034729 · doc4.xml · nonDerivative · entry 2

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,210

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0200 to $20.1200 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2022 Filed Jun 7, 2022 00:13 UTC GrantCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034729 · doc4.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,106

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 9

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,861

Underlying: Common Stock · 3,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 8

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,145

Underlying: Common Stock · 6,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
SaleCommon Stock 5,509 $16.07 $88,512.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionCommon Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC
Gilpin EricChief Sales Officer
Exercise / conversionCommon Stock 6,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 555 shares acquired under the Issuer's employee stock purchase plan on May 13, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · derivative · entry 7

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,021

Underlying: Common Stock · 7,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · derivative · entry 6

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · derivative · entry 5

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,056

Underlying: Common Stock · 732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
SaleCommon Stock 3,508 $16.07 $56,362.69
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · nonDerivative · entry 4

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,428

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionCommon Stock 7,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · nonDerivative · entry 3

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · nonDerivative · entry 2

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:04 UTC
McCombs JeffChief Financial Officer
Exercise / conversionCommon Stock 732 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031155 · doc4.xml · nonDerivative · entry 1

McCombs Jeff · CIK 0001819126 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 810 shares acquired under the Issuer's employee stock purchase plan on May 13, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,155

Underlying: Common Stock · 7,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · derivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,188

Underlying: Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,094

Underlying: Common Stock · 5,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 8,224 $16.07 $132,133.36
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,689

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 7,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:02 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 5,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031153 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 543 shares acquired under the Issuer's employee stock purchase plan on May 13, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 23:01 UTC
HARVEY KEVINDirector
PurchaseCommon Stock 4,478 $16.32 $73,096.19
Disclosure

SEC source: 0001209191-22-029347 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 813,992

F1 · ownership.nature: Shares are held by the Reporting Person's family trust.

Read SEC document
May 12, 2022 Filed May 16, 2022 23:01 UTC
HARVEY KEVINDirector
PurchaseCommon Stock 61,350 $16.32 $1,000,931.39
Disclosure

SEC source: 0001209191-22-029347 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 809,514

F1 · ownership.nature: Shares are held by the Reporting Person's family trust.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025090 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171

Underlying: Common Stock · 2,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs will vest in equal quarterly installments over three years beginning on January 18, 2020, subject to the Reporting Person's continuing employment with the Issuer on each vesting date.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 23:01 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 1,405 $20.02 $28,126.41
Disclosure

SEC source: 0001209191-22-025090 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,100

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.91 to $20.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-025090 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 23:00 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020619 · doc4.xml · derivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,766

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 23:00 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020619 · doc4.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,440

Underlying: Common Stock · 3,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.