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Nasdaq · USD

UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2023 Filed Aug 22, 2023 19:08 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 1,488 $13.86 $20,623.53
Disclosure

SEC source: 0001562180-23-006519 · primarydocument.xml · nonDerivative · entry 4

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,678

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.905 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 19:08 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006519 · primarydocument.xml · nonDerivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 19:08 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006519 · primarydocument.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 19:08 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006519 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 11

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,667

Underlying: Common Stock · 18,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,610 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 10

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,104

Underlying: Common Stock · 7,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 9,589 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 9

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,890

Underlying: Common Stock · 9,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 8

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,598

Underlying: Common Stock · 5,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,563 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,375

Underlying: Common Stock · 2,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 22,520 $13.86 $312,124.95
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032,937

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.905 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 18,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 5

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 7,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 9,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,019,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 23:08 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 5,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 19:21 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005991 · primarydocument.xml · derivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,548

Underlying: Common Stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents RSUs that vested as to 25% of the total shares on January 18, 2022, and then 1/16th of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: Represents RSUs that vested as to 25% of the total shares on January 18, 2022, and then 1/16th of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 19:21 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 222 $10.65 $2,364.81
Disclosure

SEC source: 0001562180-23-005991 · primarydocument.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,078

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 19:21 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005991 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 19:19 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 963 $9.14 $8,803.07
Disclosure

SEC source: 0001209191-23-038924 · doc4.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,708

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:18 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 28,485 $9.14 $260,395.63
Disclosure

SEC source: 0001209191-23-038923 · doc4.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,262

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 19:19 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038924 · doc4.xml · derivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,616

Underlying: Common Stock · 2,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on September 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on September 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 19:19 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 2,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038924 · doc4.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:18 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 54,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038923 · doc4.xml · derivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,791

Underlying: Common Stock · 54,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

F4 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer.

Read SEC document
June 18, 2023 Filed Jun 21, 2023 23:18 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 54,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038923 · doc4.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:25 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,469

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:25 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,197

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:25 UTC
LAYTON THOMASDirector · Chairperson
GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairperson

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,531

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 23:05 UTC
HARVEY KEVINDirector
GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036876 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,235

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 23:05 UTC
HARVEY KEVINDirector
GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036876 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,569

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 18:30 UTC GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036864 · doc4.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,616

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 18:29 UTC GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036861 · doc4.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,939

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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June 09, 2023 Filed Jun 13, 2023 18:29 UTC GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036861 · doc4.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,273

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

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June 09, 2023 Filed Jun 13, 2023 22:35 UTC
Steele GaryDirector
GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036869 · doc4.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,735

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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June 09, 2023 Filed Jun 13, 2023 22:35 UTC
Steele GaryDirector
GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036869 · doc4.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,069

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

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June 09, 2023 Filed Jun 13, 2023 22:59 UTC GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036874 · doc4.xml · nonDerivative · entry 1

Vazquez-Ubarri Anilu · CIK 0001829068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,299

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

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June 09, 2023 Filed Jun 13, 2023 22:52 UTC GrantCommon Stock 22,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036872 · doc4.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,634

F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date.

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May 22, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 2,572 $8.36 $21,507.32
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · nonDerivative · entry 5

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,036

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.35 to $8.375 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · derivative · entry 8

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · derivative · entry 7

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 1,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,427 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · derivative · entry 6

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,697

Underlying: Common Stock · 1,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 1,515 $8.21 $12,431.64
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · nonDerivative · entry 4

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,608

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · nonDerivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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May 18, 2023 Filed May 22, 2023 19:18 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031604 · doc4.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 11

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 18,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F9 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 10

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,714

Underlying: Common Stock · 7,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 9,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 9

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,479

Underlying: Common Stock · 9,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 8

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,938

Underlying: Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 7

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,698

Underlying: Common Stock · 5,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

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May 18, 2023 Filed May 22, 2023 23:14 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 22,946 $8.21 $188,283.40
Disclosure

SEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 6

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,352

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.