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Nasdaq · USD

UPWK

UPWORK, INC

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Tapewire entity
4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 7,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006410 · primarydocument.xml · nonDerivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 9,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006410 · primarydocument.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 2,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006410 · primarydocument.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 5,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006410 · primarydocument.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Gessert EricaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006409 · primarydocument.xml · derivative · entry 3

Gessert Erica · CIK 0001975669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest 25% on May 18, 2024 and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest 25% on May 18, 2024 and then 1/16th of the total number of shares on each quarterly anniversary thereafter, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2024 Filed Aug 20, 2024 23:01 UTC
Gessert EricaChief Financial Officer
Exercise / conversionCommon Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-006409 · primarydocument.xml · nonDerivative · entry 1

Gessert Erica · CIK 0001975669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 19:01 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 366 $9.23 $3,378.18
Disclosure

SEC source: 0001562180-24-006269 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,079

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 3, 2024.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 19:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 591 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005821 · primarydocument.xml · derivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Common Stock · 591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents RSUs that vested as to 25% of the total shares on January 18, 2022, and then 1/16th of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: Represents RSUs that vested as to 25% of the total shares on January 18, 2022, and then 1/16th of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 19:01 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 225 $11.40 $2,565.09
Disclosure

SEC source: 0001562180-24-005821 · primarydocument.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,445

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 19:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 591 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005821 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 20, 2024 Filed Jun 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 9,541 $10.22 $97,475.63
Disclosure

SEC source: 0001562180-24-005206 · primarydocument.xml · nonDerivative · entry 3

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,164,021

F4 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.195 to $10.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 17,733 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005206 · primarydocument.xml · derivative · entry 4

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,998

Underlying: Common Stock · 17,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
Exercise / conversionCommon Stock 17,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005206 · primarydocument.xml · nonDerivative · entry 2

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,173,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Bottoms DaveGM VP II, Marketplace
Exercise / conversionRestricted Stock Units · Derivative 6,023 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · derivative · entry 5

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,353

Underlying: Common Stock · 6,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Bottoms DaveGM VP II, Marketplace
Exercise / conversionRestricted Stock Units · Derivative 8,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · derivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,819

Underlying: Common Stock · 8,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on December 18, 2022, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Bottoms DaveGM VP II, Marketplace
SaleCommon Stock 5,684 $10.22 $58,070.59
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,319

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.195 to $10.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Bottoms DaveGM VP II, Marketplace
Exercise / conversionCommon Stock 6,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Bottoms DaveGM VP II, Marketplace
Exercise / conversionCommon Stock 8,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005238 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,414 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005239 · primarydocument.xml · derivative · entry 5

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,548

Underlying: Common Stock · 1,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over three years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over three years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,635 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005239 · primarydocument.xml · derivative · entry 4

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,077

Underlying: Common Stock · 2,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on September 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on September 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 1,535 $10.22 $15,682.33
Disclosure

SEC source: 0001562180-24-005239 · primarydocument.xml · nonDerivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.195 to $10.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 1,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005239 · primarydocument.xml · nonDerivative · entry 2

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:01 UTC
Marie OlivierChief Accounting Officer
Exercise / conversionCommon Stock 2,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005239 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 18, 2024 Filed Jun 22, 2024 00:01 UTC
Gessert EricaChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,432 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005240 · primarydocument.xml · derivative · entry 3

Gessert Erica · CIK 0001975669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,494

Underlying: Common Stock · 8,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
June 18, 2024 Filed Jun 22, 2024 00:01 UTC
Gessert EricaChief Financial Officer
SaleCommon Stock 4,537 $10.22 $46,352.26
Disclosure

SEC source: 0001562180-24-005240 · primarydocument.xml · nonDerivative · entry 2

Gessert Erica · CIK 0001975669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,166

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.195 to $10.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 22, 2024 00:01 UTC
Gessert EricaChief Financial Officer
Exercise / conversionCommon Stock 8,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005240 · primarydocument.xml · nonDerivative · entry 1

Gessert Erica · CIK 0001975669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 23:01 UTC
Brown HaydenDirector · President & CEO
SaleCommon Stock 20,000 $10.23 $204,628.00
Disclosure

SEC source: 0001562180-24-005206 · primarydocument.xml · nonDerivative · entry 1

Brown Hayden · CIK 0001753662 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,155,829

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 6, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.13 to $10.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 19:03 UTC GiftCommon Stock 47,039 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 4

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 761,201

F3 · ownership.nature: Shares are held by a trust for the benefit of the Reporting Person and his spouse.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 19:03 UTC GiftCommon Stock 47,039 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 3

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,044

Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:05 UTC GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 3

LAYTON THOMAS · CIK 0001079457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,339

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:05 UTC GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 2

LAYTON THOMAS · CIK 0001079457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,053

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 23:05 UTC GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,208

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:10 UTC
HARVEY KEVINDirector
GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004979 · primarydocument.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,379

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:10 UTC
HARVEY KEVINDirector
GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004979 · primarydocument.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,534

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 19:02 UTC GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004975 · primarydocument.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,915

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 19:03 UTC GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,083

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 19:03 UTC GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004976 · primarydocument.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,238

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:01 UTC
Steele GaryDirector
GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004973 · primarydocument.xml · nonDerivative · entry 2

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,879

F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:01 UTC
Steele GaryDirector
GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004973 · primarydocument.xml · nonDerivative · entry 1

Steele Gary · CIK 0001547434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,034

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:03 UTC GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004977 · primarydocument.xml · nonDerivative · entry 1

Vazquez-Ubarri Anilu · CIK 0001829068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,598

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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June 07, 2024 Filed Jun 11, 2024 23:02 UTC GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004974 · primarydocument.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,933

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date.

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May 29, 2024 Filed May 31, 2024 19:01 UTC
Bottoms DaveGM VP II, Marketplace
SaleCommon Stock 1,163 $10.79 $12,551.33
Disclosure

SEC source: 0001562180-24-004550 · primarydocument.xml · nonDerivative · entry 1

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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May 22, 2024 Filed May 24, 2024 19:01 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 1,629 $11.52 $18,766.08
Disclosure

SEC source: 0001562180-24-004401 · primarydocument.xml · nonDerivative · entry 1

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,565

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 30, 2023.

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May 21, 2024 Filed May 21, 2024 19:01 UTC
Bottoms DaveGM VP II, Marketplace
SaleCommon Stock 1,163 $11.61 $13,500.69
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 4

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,163

F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 7, 2023 and most recently modified on November 27, 2023.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.59 to $11.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 21, 2024 19:01 UTC
Bottoms DaveGM VP II, Marketplace
SaleCommon Stock 955 $11.92 $11,383.60
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 3

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,326

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May 20, 2024 Filed May 21, 2024 19:01 UTC
Bottoms DaveGM VP II, Marketplace
SaleCommon Stock 1,424 $11.61 $16,530.79
Disclosure

SEC source: 0001562180-24-004293 · primarydocument.xml · nonDerivative · entry 2

Bottoms Dave · CIK 0002019194 · GM VP II, Marketplace

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,281

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.54 to $11.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 21, 2024 19:03 UTC
Marie OlivierChief Accounting Officer
SaleCommon Stock 998 $11.61 $11,585.38
Disclosure

SEC source: 0001562180-24-004296 · primarydocument.xml · nonDerivative · entry 3

Marie Olivier · CIK 0001932860 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,194

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.54 to $11.815 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 21, 2024 19:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001562180-24-004297 · primarydocument.xml · derivative · entry 4

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 70,000 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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May 20, 2024 Filed May 21, 2024 19:04 UTC SaleCommon Stock 70,000 $11.79 $825,153.00
Disclosure

SEC source: 0001562180-24-004297 · primarydocument.xml · nonDerivative · entry 2

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,616

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.66 to $11.925 to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2024 Filed May 21, 2024 19:04 UTC Exercise / conversionCommon Stock 70,000 $3.67 $256,900.00
Disclosure

SEC source: 0001562180-24-004297 · primarydocument.xml · nonDerivative · entry 1

NELSON ELIZABETH A · CIK 0001198788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.