Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 700 $259.24 $181,468.77
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 19

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,430

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.99 to $259.73.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 700 $258.09 $180,665.03
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 18

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.83 to $258.71.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,481 $256.84 $380,381.52
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 17

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,830

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.56 to $257.54.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 4,564 $256.02 $1,168,486.23
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 16

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,311

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.51 to $256.42.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,180 $254.94 $555,779.01
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 15

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,875

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.45 to $255.44.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,565 $253.88 $397,321.89
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 14

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,055

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.43 to $254.41.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,200 $252.92 $303,498.48
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.40 to $253.35.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 600 $251.71 $151,023.48
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,820

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.38 to $252.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 800 $250.97 $200,772.72
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,420

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.30 to $251.29.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 700 $249.29 $174,505.03
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.085 to $249.95.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 900 $248.40 $223,559.46
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,920

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.08 to $28.855.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 900 $247.60 $222,842.97
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,820

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.075 to $248.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 500 $246.75 $123,372.50
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,720

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.04 to $247.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 700 $245.54 $171,878.98
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.00 to $245.95.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 400 $244.53 $97,812.64
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,920

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.00 to $244.84.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 310 $243.15 $75,377.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,320

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.00 to $243.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (26) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 100 $242.00 $24,200.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionCommon Stock 12,065 $0.23 $2,774.95
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionCommon Stock 10,435 $0.23 $2,400.05
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:06 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001832812-21-000006 · wf-form4_163675111847197.xml · derivative · entry 4

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 25,000 shares

Expires 2027-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:06 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 25,000 $1.35 $33,750.00
Disclosure

SEC source: 0001832812-21-000006 · wf-form4_163675111847197.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:06 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001832812-21-000006 · wf-form4_163675111847197.xml · derivative · entry 3

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 25,000 shares

Expires 2027-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:06 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 25,000 $1.35 $33,750.00
Disclosure

SEC source: 0001832812-21-000006 · wf-form4_163675111847197.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 22,500 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · derivative · entry 22

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,435

Underlying: Common Stock · 22,500 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F23 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 200 $341.93 $68,385.00
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 21

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,230

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.85 to $342.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 300 $339.90 $101,970.99
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 20

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.90 to $339.91.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 403 $339.35 $136,756.20
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 19

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,730

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.73 to $339.64.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 897 $338.18 $303,343.24
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 18

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,133

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.71 to $338.60.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 485 $337.01 $163,450.29
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 17

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,030

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.51 to $337.40.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 615 $335.98 $206,630.65
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 16

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,515

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.45 to $336.41.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 300 $334.43 $100,329.99
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 15

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.40 to $334.48.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 800 $333.65 $266,919.04
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 14

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,430

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.11 to $334.08.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 800 $332.43 $265,945.04
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,230

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.07 to $332.80.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 800 $331.22 $264,979.04
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,030

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.91 to $331.58.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,600 $330.27 $528,434.72
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,830

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.90 to $330.85.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 3,695 $329.39 $1,217,096.05
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,430

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.88 to $329.85.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,300 $328.39 $755,285.96
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.87 to $328.83.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,100 $327.30 $360,032.97
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,425

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.76 to $327.68.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,492 $326.09 $812,610.80
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,525

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.68 to $326.64.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,600 $325.08 $520,135.36
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,017

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $324.56 to $325.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,703 $323.81 $551,450.13
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,617

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.555 to $324.53.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,219 $323.07 $393,823.43
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,320

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.50 to $323.48.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 991 $322.00 $319,104.08
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,539

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.50 to $322.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 200 $320.70 $64,140.00
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,530

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.50 to $320.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (21) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:16 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionCommon Stock 22,500 $0.23 $5,175.00
Disclosure

SEC source: 0001833661-21-000004 · wf-form4_163614697421780.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:11 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 200 $336.19 $67,238.50
Disclosure

SEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 20

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 981,253

F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.045 to $336.34.

F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:11 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 1,005 $335.34 $337,011.68
Disclosure

SEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 19

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 981,453

F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.85 to $335.80.

F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:11 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 665 $333.79 $221,968.42
Disclosure

SEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 18

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 982,458

F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.42 to $334.09.

F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:11 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 200 $332.72 $66,543.50
Disclosure

SEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 17

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 983,123

F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.25 to $333.185.

F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:11 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 200 $331.59 $66,318.00
Disclosure

SEC source: 0001832805-21-000004 · wf-form4_163597388931633.xml · nonDerivative · entry 16

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 983,323

F13 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.18 to $322.00.

F15 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.