Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 3,476 $250.30 $870,042.80
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 19

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,259

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.84 to $250.83.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,325 $249.37 $330,415.25
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 18

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,735

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.84 to $249.82.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 3,100 $248.08 $769,048.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 17

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,060

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.67 to $248.59.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 2,100 $247.00 $518,700.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 16

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.59 to $247.50.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 2,100 $246.07 $516,747.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 15

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,260

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.55 to $246.50.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 800 $243.99 $195,192.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 14

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,360

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.59 to $244.43.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,100 $242.84 $267,124.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 13

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.48 to $243.35.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 2,900 $241.85 $701,365.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 12

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,260

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.45 to $242.33.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,900 $240.89 $457,691.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 11

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.44 to $241.35.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 4,100 $239.74 $982,934.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 10

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,060

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.40 to $240.32.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 3,300 $238.89 $788,337.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 9

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.35 to $239.31.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 700 $237.72 $166,404.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 8

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,460

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.23 to $238.11.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 200 $235.80 $47,160.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 7

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 800 $235.21 $188,168.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 6

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,360

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.80 to $235.72.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 2,400 $234.10 $561,840.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,160

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.74 to $234.67.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 852 $233.24 $198,720.48
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,560

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.74 to $233.70. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (25) to this Form 4.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 39,000 $0.43 $16,770.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan").

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 10,000 $2.15 $21,500.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:54 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 40,000 $1.35 $54,000.00
Disclosure

SEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Exercise / conversionStock Option (Right to buy) · Derivative 60,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · derivative · entry 20

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,295

Underlying: Common Stock · 60,000 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F21 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 1,101 $265.46 $292,271.68
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 19

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.25 to $265.70.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 950 $264.76 $251,525.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 18

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.24 to $265.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 1,867 $263.76 $492,446.64
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 17

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.24 to $264.19.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 500 $262.35 $131,174.85
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 16

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,409

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.11 to $262.56.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 800 $261.20 $208,958.64
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 15

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,909

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.76.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 800 $260.48 $208,387.84
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 14

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.98.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 200 $258.78 $51,756.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 13

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,509

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.56 to $259.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 1,000 $257.61 $257,614.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 12

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.10 to $258.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 300 $255.81 $76,743.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 11

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.64 to $255.90.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 700 $254.77 $178,339.91
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 10

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,009

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.50 to $255.05.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 1,600 $253.21 $405,134.56
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 9

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.92 to $253.72.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 4,148 $252.36 $1,046,800.06
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 8

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.92 to $252.91.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 4,605 $251.27 $1,157,113.09
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 7

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.80 to $251.775.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 6,863 $250.20 $1,717,102.01
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 6

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,062

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.795 to $250.79.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 15,300 $249.21 $3,812,917.59
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 5

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,925

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.79 to $249.785.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 15,484 $248.37 $3,845,697.60
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 4

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,225

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.79 to $248.78.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 3,482 $247.41 $861,467.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 3

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,709

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.79 to $247.735.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC SaleCommon Stock 300 $245.80 $73,740.99
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 2

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,191

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.72 to $245.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (20) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:58 UTC Exercise / conversionCommon Stock 60,000 $3.80 $228,000.00
Disclosure

SEC source: 0001628280-21-023409 · wf-form4_163701704530018.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 12,065 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · derivative · entry 30

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,065 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F27 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 10,435 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · derivative · entry 29

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,435 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F27 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 100 $269.40 $26,940.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 28

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,230

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 200 $268.32 $53,663.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 27

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.96 to $268.67.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 500 $267.35 $133,673.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 26

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,530

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.91 to $267.89.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 400 $265.87 $106,349.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 25

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,030

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F24 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.54 to $266.31.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 400 $264.74 $105,897.52
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 24

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.325 to $265.30.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,100 $263.78 $290,161.85
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 23

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,830

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.27 to $264.25.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 500 $262.64 $131,319.00
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 22

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,930

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.20 to $262.90.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 600 $261.51 $156,908.52
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 21

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,430

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.16 to $261.885.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:10 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 400 $260.39 $104,156.32
Disclosure

SEC source: 0001833661-21-000006 · wf-form4_163675140082173.xml · nonDerivative · entry 20

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.12 to $260.82.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.